Chapter 40 - EXEMPT SECURITIES AND TRANSACTIONS
- § 21VAC5-40-10 - Commercial paper
- § 21VAC5-40-20 - Exchange and automated quotations system
- § 21VAC5-40-30 - [Repealed]
- § 21VAC5-40-40 - Repealed
- § 21VAC5-40-50 - Foreign issuer
- § 21VAC5-40-60 - Repealed
- § 21VAC5-40-70 - Solicitations of interest prior to the filing of a registration statement
- § 21VAC5-40-80 - Repealed
- § 21VAC5-40-90 - Repealed
- § 21VAC5-40-100 - Domestic issuer limited transactional exemption
- § 21VAC5-40-110 - Internet offer transactional exemption
- § 21VAC5-40-120 - Repealed
- § 21VAC5-40-130 - Calculation of the number of purchasers under section 13.1-514 B 7 b
- § 21VAC5-40-140 - Accredited investor exemption
- § 21VAC5-40-150 - Employee benefit plans; eligible participants
- § 21VAC5-40-160 - Canadian securities
- § 21VAC5-40-170 - Offerings conducted pursuant to section 13.1-514 B 7 a; broker-dealer participation and solicitation
- § 21VAC5-40-180 - Certain options, warrants, and rights
- § 21VAC5-40-190 - Intrastate crowdfunding exemption
- § 21VAC5-40-200 - Nonissuer distribution
- Form - FORMS (21VAC5-40)
The following state regulations pages link to this page.
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
- 21VAC5-40-10 - Commercial paper.
- 21VAC5-40-20 - Exchange and automated quotations system.
- 21VAC5-40-30 - (Repealed.)
- 21VAC5-40-40 - (Repealed.)
- 21VAC5-40-50 - Foreign issuer.
- 21VAC5-40-60 - (Repealed.)
- 21VAC5-40-70 - Solicitations of interest prior to the filing of a registration statement.
- 21VAC5-40-80 - (Repealed.)
- 21VAC5-40-90 - (Repealed.)
- 21VAC5-40-100 - Domestic issuer limited transactional exemption.
- 21VAC5-40-110 - Internet offer transactional exemption.
- 21VAC5-40-120 - (Repealed.)
- 21VAC5-40-130 - Calculation of the number of purchasers under § 13.1-514 B 7 b.
- 21VAC5-40-140 - Accredited investor exemption.
- 21VAC5-40-150 - Employee benefit plans; eligible participants.
- 21VAC5-40-160 - Canadian securities.
- 21VAC5-40-170 - Offerings conducted pursuant to § 13.1-514 B 7 a; broker-dealer participation and solicitation.
- 21VAC5-40-180 - Certain options, warrants, and rights.
- 21VAC5-40-190 - Intrastate crowdfunding exemption.
- 21VAC5-40-200 - Nonissuer distribution.
- FORMS - FORMS (21VAC5-40)