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  1. LII
  2. State Regulations
  3. Virginia Administrative Code
  4. Title 21 - SECURITIES AND RETAIL FRANCHISING
  5. Va. Admin. Code tit. 21, agency 5 - STATE CORPORATION COMMISSION
  6. Chapter 40 - EXEMPT SECURITIES AND TRANSACTIONS

Chapter 40 - EXEMPT SECURITIES AND TRANSACTIONS

  • State Regulations
  • Compare
  1. § 21VAC5-40-10 - Commercial paper
  2. § 21VAC5-40-20 - Exchange and automated quotations system
  3. § 21VAC5-40-30 - [Repealed]
  4. § 21VAC5-40-40 - Repealed
  5. § 21VAC5-40-50 - Foreign issuer
  6. § 21VAC5-40-60 - Repealed
  7. § 21VAC5-40-70 - Solicitations of interest prior to the filing of a registration statement
  8. § 21VAC5-40-80 - Repealed
  9. § 21VAC5-40-90 - Repealed
  10. § 21VAC5-40-100 - Domestic issuer limited transactional exemption
  11. § 21VAC5-40-110 - Internet offer transactional exemption
  12. § 21VAC5-40-120 - Repealed
  13. § 21VAC5-40-130 - Calculation of the number of purchasers under section 13.1-514 B 7 b
  14. § 21VAC5-40-140 - Accredited investor exemption
  15. § 21VAC5-40-150 - Employee benefit plans; eligible participants
  16. § 21VAC5-40-160 - Canadian securities
  17. § 21VAC5-40-170 - Offerings conducted pursuant to section 13.1-514 B 7 a; broker-dealer participation and solicitation
  18. § 21VAC5-40-180 - Certain options, warrants, and rights
  19. § 21VAC5-40-190 - Intrastate crowdfunding exemption
  20. § 21VAC5-40-200 - Nonissuer distribution
  21. Form - FORMS (21VAC5-40)

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.

State Regulations Toolbox



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