Chapter 80 - INVESTMENT ADVISORS
- Part I - Investment Advisor Registration, Notice Filing for Federal Covered Advisors, Expiration, Renewal, Updates and Amendments, Terminations and Merger or Consolidation (§ 21VAC5-80-10 to 21VAC5-80-65)
- Part II - Investment Advisor Representative Registration, Expiration, Updates and Amendments, Termination, and Changing Connection from One Investment Advisor to Another (§ 21VAC5-80-70 to 21VAC5-80-145)
- Part III - Investment Advisor, Federal Covered Advisor, and Investment Advisor Representative Regulations (§ 21VAC5-80-146 to 21VAC5-80-200)
- Part IV - Exclusions (§ 21VAC5-80-210 to 21VAC5-80-220)
- Part V - Miscellaneous (§ 21VAC5-80-230)
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.