Wash. Admin. Code § 460-16A-120 - Price variance
(1) Securities
of the same class to be offered under the same registration statement should be
offered and sold at the same price.
(2) The administrator may waive the provision
of subsection (1) of this section to allow reduced sales commissions for
purchases of large blocks of the issuer's securities, provided the net proceeds
from such sales are the same as those realized from the sale of securities at
the full commission price.
Notes
Statutory Authority: RCW 21.20.450. 98-17-013, § 460-16A-120, filed 8/10/98, effective 9/10/98; 96-11-021, § 460-16A-120, filed 5/6/96, effective 6/6/96; Order 304, § 460-16A-120, filed 2/28/75, effective 4/1/75. Formerly chapter 460-16 WAC.
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