Chapter 460-16A - General rules
- § 460-16A-005 - Application
- § 460-16A-010 - Appearance and practice before the securities division
- § 460-16A-015 - Electronic or telephonic submissions
- § 460-16A-020 - Interpretive opinions and no-action letters
- § 460-16A-025 - Applications and reports
- § 460-16A-030 - Payment of fees and refunds
- § 460-16A-033 - Renewal of registration of securities by coordination
- § 460-16A-036 - Renewal of registration of securities by qualification
- § 460-16A-040 - Voting rights of preferred stocks
- § 460-16A-045 - Protective provisions for preferred shares
- § 460-16A-050 - Opinion of counsel
- § 460-16A-055 - Corporate resolution
- § 460-16A-065 - Convertible senior securities
- § 460-16A-070 - Assessments
- § 460-16A-080 - Subscription agreement
- § 460-16A-115 - Reimbursement of expenses incurred by promoters
- § 460-16A-120 - Price variance
- § 460-16A-125 - Prospectus or offering circular
- § 460-16A-126 - Annual revision of offering circular
- § 460-16A-127 - Offering registered with the Securities and Exchange Commission ("SEC")
- § 460-16A-180 - Technical reports
- § 460-16A-185 - Technical reports prepared by state employee
- § 460-16A-200 - Debt offering standards
- § 460-16A-205 - Adoption of NASAA statements of policy
- § 460-16A-390 - Notice of termination of offering - Change of officers
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
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