WINTER v. NATURAL RESOURCES DEFENSECOUNCIL, INC.
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WINTER, SECRETARY OF THE NAVY, et al.v NATURAL RESOURCES DEFENSE COUNCIL, INC., et al.
certiorari to the united states court of appeals for the ninth circuit
Antisubmarine warfare is one of the Navys highest priorities. The Navys fleet faces a significant threat from modern diesel-electric submarines, which are extremely difficult to detect and track because they can operate almost silently. The most effective tool for identifying submerged diesel-electric submarines is active sonar, which emits pulses of sound underwater and then receives the acoustic waves that echo off the target. Active sonar is a complex technology, and sonar operators must undergo extensive training to become proficient in its use.
This case concerns the Navys use of mid-frequency active (MFA) sonar during integrated training exercises in the waters off southern California (SOCAL). In these exercises, ships, submarines, and aircraft train together as members of a strike group. Due to the importance of antisubmarine warfare, a strike group may not be certified for deployment until it demonstrates proficiency in the use of active sonar to detect, track, and neutralize enemy submarines.
The SOCAL waters contain at least 37 species of marine mammals. The plaintiffsgroups and individuals devoted to the protection of marine mammals and ocean habitatsassert that MFA sonar causes serious injuries to these animals. The Navy disputes that claim, noting that MFA sonar training in SOCAL waters has been conducted for 40 years without a single documented sonar-related injury to any marine mammal. Plaintiffs sued the Navy, seeking declaratory and injunctive relief on the grounds that the training exercises violated the National Environmental Policy Act of 1969 (NEPA) and other federal laws; in particular, plaintiffs contend that the Navy should have prepared an environmental impact statement (EIS) before conducting the latest round of SOCAL exercises.
The District Court entered a preliminary injunction prohibiting the Navy from using MFA sonar during its training exercises. The Court of Appeals held that this injunction was overbroad and remanded to the District Court for a narrower remedy. The District Court then entered another preliminary injunction, imposing six restrictions on the Navys use of sonar during its SOCAL training exercises. As relevant to this case, the injunction required the Navy to shut down MFA sonar when a marine mammal was spotted within 2,200 yards of a vessel, and to power down sonar by 6 decibels during conditions known as surface ducting.
The Navy then sought relief from the Executive Branch. The Council on Environmental Quality (CEQ) authorized the Navy to implement alternative arrangements to NEPA compliance in light of emergency circumstances. The CEQ allowed the Navy to continue its training exercises under voluntary mitigation procedures that the Navy had previously adopted.
The Navy moved to vacate the District Courts preliminary injunction in light of the CEQs actions. The District Court refused to do so, and the Court of Appeals affirmed. The Court of Appeals held that there was a serious question whether the CEQs interpretation of the emergency circumstances regulation was lawful, that plaintiffs had carried their burden of establishing a possibility of irreparable injury, and that the preliminary injunction was appropriate because the balance of hardships and consideration of the public interest favored the plaintiffs. The Court of Appeals emphasized that any negative impact of the injunction on the Navys training exercises was speculative, and determined that (1) the 2,200-yard shutdown zone was unlikely to affect naval operations, because MFA sonar systems are often shut down during training exercises; and (2) the power-down requirement during surface ducting conditions was not unreasonable, because such conditions are rare and the Navy has previously certified strike groups not trained under these conditions.
Held: The preliminary injunction is vacated to the extent challenged by the Navy. The balance of equities and the public interestwhich were barely addressed by the District Courttip strongly in favor of the Navy. The Navys need to conduct realistic training with active sonar to respond to the threat posed by enemy submarines plainly outweighs the interests advanced by the plaintiffs. Pp. 1024.
(a) The lower courts held that when a plaintiff demonstrates a strong likelihood of success on the merits, a preliminary injunction may be entered based only on a possibility of irreparable harm. The possibility standard is too lenient. This Courts frequently reiterated standard requires plaintiffs seeking preliminary relief to demonstrate that irreparable injury is likely in the absence of an injunction.
Even if plaintiffs have demonstrated a likelihood of irreparable injury, such injury is outweighed by the public interest and the Navys interest in effective, realistic training of its sailors. For the same reason, it is unnecessary to address the lower courts holding that plaintiffs have established a likelihood of success on the merits. Pp. 1014.
(b) A preliminary injunction is an extraordinary remedy never awarded as of right. In each case, courts must balance the competing claims of injury and consider the effect of granting or withholding the requested relief, paying particular regard to the public consequences. Weinberger v. Romero-Barcelo, 456 U. S. 305. Military interests do not always trump other considerations, and the Court has not held that they do, but courts must give deference to the professional judgment of military authorities concerning the relative importance of a particular military interest. Goldman v. Weinberger, 475 U. S. 503.
Here, the record contains declarations from some of the Navys most senior officers, all of whom underscored the threat posed by enemy submarines and the need for extensive sonar training to counter this threat. Those officers emphasized that realistic training cannot be accomplished under the two challenged restrictions imposed by the District Courtthe 2,200-yard shutdown zone and the power-down requirement during surface ducting conditions. The use of MFA sonar under realistic conditions during training exercises is clearly of the utmost importance to the Navy and the Nation. The Court does not question the importance of plaintiffs ecological, scientific, and recreational interests, but it concludes that the balance of equities and consideration of the overall public interest tip strongly in favor of the Navy. The determination of where the public interest lies in this case does not strike the Court as a close question. Pp. 1416.
(c) The lower courts justifications for entering the preliminary injunction are not persuasive. Pp. 1621.
(1) The District Court did not give serious consideration to the balance of equities and the public interest. The Court of Appeals did consider these factors and conclude that the Navys concerns about the preliminary injunction were speculative. But that is almost always the case when a plaintiff seeks injunctive relief to alter a defendants conduct. The lower courts failed properly to defer to senior Navy officers specific, predictive judgments about how the preliminary injunction would reduce the effectiveness of the Navys SOCAL training exercises. Pp. 1617.
(2) The District Court abused its discretion by requiring the Navy to shut down MFA sonar when a marine mammal is spotted within 2,200 yards of a sonar-emitting vessel. The Court of Appeals concluded that the zone would not be overly burdensome because marine mammal sightings during training exercises are relatively rare. But regardless of the frequency of such sightings, the injunction will increase the radius of the shutdown zone from 200 to 2,200 yards, which expands its surface area by a factor of over 100. Moreover, because training scenarios can take several days to develop, each additional shutdown can result in the loss of several days worth of training. The Court of Appeals also concluded that the shutdown zone would not be overly burdensome because the Navy had shut down MFA sonar several times during prior exercises when marine mammals were spotted well beyond the Navys self-imposed 200-yard zone. But the court ignored undisputed evidence that these voluntary shutdowns only occurred during tactically insignificant times. Pp. 1820.
(3) The District Court also abused its discretion by requiring the Navy to power down MFA sonar by 6 decibels during significant surface ducting conditions. When surface ducting occurs, active sonar becomes more useful near the surface, but less effective at greater depths. Diesel-electric submariners are trained to take advantage of these distortions to avoid being detected by sonar. The Court of Appeals concluded that the power-down requirement was reasonable because surface ducting occurs relatively rarely, and the Navy has previously certified strike groups that did not train under such conditions. This reasoning is backwards. Given that surface ducting is both rare and unpredictable, it is especially important for the Navy to be able to train under these conditions when they occur. Pp. 2021.
(4) The Navy has previously taken voluntary measures to address concerns about marine mammals, and has chosen not to challenge four other restrictions imposed by the District Court in this case. But that hardly means that other, more intrusive restrictions pose no threat to preparedness for war. The Court of Appeals noted that the Navy could return to the District Court to seek modification of the preliminary injunction if it actually resulted in an inability to train. The Navy is not required to wait until it is unable to train sufficient forces for national defense before seeking dissolution of the preliminary injunction. By then it may be too late. P. 21.
(d) This Court does not address the underlying merits of plaintiffs claims, but the foregoing analysis makes clear that it would also be an abuse of discretion to enter a permanent injunction along the same lines as the preliminary injunction. Plaintiffs ultimate legal claim is that the Navy must prepare an EIS, not that it must cease sonar training. There is accordingly no basis for enjoining such training pending preparation of an EISif one is determined to be requiredwhen doing so is credibly alleged to pose a serious threat to national security. There are many other remedial tools available, including declaratory relief or an injunction specifically tailored to preparation of an EIS, that do not carry such dire consequences. Pp. 2123.
518 F. 3d 658, reversed; preliminary injunction vacated in part.
Roberts, C. J., delivered the opinion of the Court, in which Scalia, Kennedy, Thomas, and Alito, JJ.,joined. Breyer, J., filed an opinion concurring in part and dissenting in part, in which Stevens, J., joined as to Part I. Ginsburg, J., filed a dissenting opinion, in which Souter, J., joined.
DONALD C. WINTER, SECRETARY OF THE NAVY,
et al., PETITIONERS v. NATURAL RESOURCES
DEFENSE COUNCIL, INC., et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
Chief Justice Roberts delivered the opinion of the Court.
To be prepared for war is one of the most effectual means of preserving peace. 1 Messages and Papers of the Presidents 57 (J. Richardson comp. 1897). So said George Washington in his first Annual Address to Congress, 218 years ago. One of the most important ways the Navy prepares for war is through integrated training exercises at sea. These exercises include training in the use of modern sonar to detect and track enemy submarines, something the Navy has done for the past 40 years. The plaintiffs complained that the Navys sonar training program harmed marine mammals, and that the Navy should have prepared an environmental impact statement before commencing its latest round of training exercises. The Court of Appeals upheld a preliminary injunction imposing restrictions on the Navys sonar training, even though that court acknowledged that the record contains no evidence that marine mammals have been harmed by the Navys exercises.518 F. 3d 658, 696 (CA9 2008).
The Court of Appeals was wrong, and its decision is reversed.
The Navy deploys its forces in strike groups, which are groups of surface ships, submarines, and aircraft centered around either an aircraft carrier or an amphibious assault ship. App. to Pet. for Cert. (Pet. App.) 316a317a. Seamless coordination among strike-group assets is critical. Before deploying a strike group, the Navy requires extensive integrated training in analysis and prioritization of threats, execution of military missions, and maintenance of force protection. App. 110111.
Antisubmarine warfare is currently the Pacific Fleets top war-fighting priority. Pet. App. 270a271a.Modern diesel-electric submarines pose a significant threat to Navy vessels because they can operate almost silently, making them extremely difficult to detect and track. Potential adversaries of the United States possess at least 300 of these submarines. App. 571.
The most effective technology for identifying submerged diesel-electric submarines within their torpedo range is active sonar, which involves emitting pulses of sound underwater and then receiving the acoustic waves that echo off the target. Pet. App. 266a267a, 274a.Active sonar is a particularly useful tool because it provides both the bearing and the distance of target submarines; it is also sensitive enough to allow the Navy to track enemy submarines that are quieter than the surrounding marine environment.1 This case concerns the Navys use of mid-frequency active (MFA) sonar, which transmits sound waves at frequencies between 1 kHz and 10 kHz.
Not surprisingly, MFA sonar is a complex technology, and sonar operators must undergo extensive training to become proficient in its use. Sonar reception can be affected by countless different factors, including the time of day, water density, salinity, currents, weather conditions, and the contours of the sea floor. Id., at 278a279a.When working as part of a strike group, sonar operators must be able to coordinate with other Navy ships and planes while avoiding interference. The Navy conducts regular training exercises under realistic conditions to ensure that sonar operators are thoroughly skilled in its use in a variety of situations.
The waters off the coast of southern California (SOCAL) are an ideal location for conducting integrated training exercises, as this is the only area on the west coast that is relatively close to land, air, and sea bases, as well as amphibious landing areas. App. 141142.At issue in this case are the Composite Training Unit Exercises and the Joint Tactical Force Exercises, in which individual naval units (ships, submarines, and aircraft) train together as members of a strike group. A strike group cannot be certified for deployment until it has successfully completed the integrated training exercises, including a demonstration of its ability to operate under simulated hostile conditions. Id., at 564565.In light of the threat posed by enemy submarines, all strike groups must demonstrate proficiency in antisubmarine warfare. Accordingly, the SOCAL exercises include extensive training in detecting, tracking, and neutralizing enemy submarines. The use of MFA sonar during these exercises is mission-critical, given that MFA sonar is the only proven method of identifying submerged diesel-electric submarines operating on battery power. Id., at 568571.
Sharing the waters in the SOCAL operating area are at least 37 species of marine mammals, including dolphins, whales, and sea lions. The parties strongly dispute the extent to which the Navys training activities will harm those animals or disrupt their behavioral patterns. The Navy emphasizes that it has used MFA sonar during training exercises in SOCAL for 40 years, without a single documented sonar-related injury to any marine mammal. The Navy asserts that, at most, MFA sonar may cause temporary hearing loss or brief disruptions of marine mammals behavioral patterns.
The plaintiffs are the Natural Resources Defense Council, Jean-Michael Cousteau (an environmental enthusiast and filmmaker), and several other groups devoted to the protection of marine mammals and ocean habitats. They contend that MFA sonar can cause much more serious injuries to marine mammals than the Navy acknowledges, including permanent hearing loss, decompression sickness, and major behavioral disruptions. According to the plaintiffs, several mass strandings of marine mammals (outside of SOCAL) have been associated with the use of active sonar. They argue that certain species of marine mammalssuch as beaked whalesare uniquely susceptible to injury from active sonar; these injuries would not necessarily be detected by the Navy, given that beaked whales are very deep divers that spend little time at the surface.
The procedural history of this case is rather complicated. The Marine Mammal Protection Act of 1972 (MMPA), 86Stat. 1027, generally prohibits any individual from taking a marine mammal, defined as harassing, hunting, capturing, or killing it. 16 U. S. C. §§1362(13). The Secretary of Defense may exempt any action or category of actions from the MMPA if such actions are necessary for national defense. §1371(f)(1). In January 2007, the Deputy Secretary of Defenseacting for the Secretarygranted the Navy a 2-year exemption from the MMPA for the training exercises at issue in this case. Pet. App. 219a220a.The exemption was conditioned on the Navy adopting several mitigation procedures, including: (1) training lookouts and officers to watch for marine mammals; (2) requiring at least five lookouts with binoculars on each vessel to watch for anomalies on the water surface (including marine mammals); (3) requiring aircraft and sonar operators to report detected marine mammals in the vicinity of the training exercises; (4) requiring reduction of active sonar transmission levels by 6 dB if a marine mammal is detected within 1,000 yards of the bow of the vessel, or by 10 dB if detected within 500 yards; (5) requiring complete shutdown of active sonar transmission if a marine mammal is detected within 200 yards of the vessel; (6) requiring active sonar to be operated at the lowest practicable level; and (7) adopting coordination and reporting procedures. Id., at 222a230a.
The National Environmental Policy Act of 1969 (NEPA), 83Stat. 852, requires federal agencies to the fullest extent possible to prepare an environmental impact statement (EIS) for every . . . major Federal actio[n] significantly affecting the quality of the human environment. 42 U. S. C. §4332(2)(C) (2000 ed.). An agency is not required to prepare a full EIS if it determinesbased on a shorter environmental assessment (EA)that the proposed action will not have a significant impact on the environment. 40 CFR §§1508.9(a), 1508.13 (2007).
In February 2007, the Navy issued an EA concluding that the 14 SOCAL training exercises scheduled through January 2009 would not have a significant impact on the environment. App. 226227.The EA divided potential injury to marine mammals into two categories: Level A harassment, defined as the potential destruction or loss of biological tissue (i.e., physical injury), and Level B harassment, defined as temporary injury or disruption of behavioral patterns such as migration, feeding, surfacing, and breeding. Id., at 160161.
The Navys computer models predicted that the SOCAL training exercises would cause only eight Level A harassments of common dolphins each year, and that even these injuries could be avoided through the Navys voluntary mitigation measures, given that dolphins travel in large pods easily located by Navy lookouts. Id., at 176177, 183. The EA also predicted 274 Level B harassments of beaked whales per year, none of which would result in permanent injury. Id., at 185186.Beaked whales spend little time at the surface, so the precise effect of active sonar on these mammals is unclear. Erring on the side of caution, the Navy classified allprojected harassments of beaked whales as Level A. Id., at 186, 223. In light of its conclusion that the SOCAL training exercises would not have a significant impact on the environment, the Navy determined that it was unnecessary to prepare a full EIS. See 40 CFR §1508.13.
Shortly after the Navy released its EA, the plaintiffs sued the Navy, seeking declaratory and injunctive relief on the grounds that the Navys SOCAL training exercises violated NEPA, the Endangered Species Act of 1973 (ESA), and the Coastal Zone Management Act of 1972 (CZMA).2 The District Court granted plaintiffs motion for a preliminary injunction and prohibited the Navy from using MFA sonar during its remaining training exercises. The court held that plaintiffs had demonstrated a probability of success on their claims under NEPA and the CZMA. Pet. App. 207a, 215a. The court also determined that equitable relief was appropriate because, under Ninth Circuit precedent, plaintiffs had established at least a possibility of irreparable harm to the environment. Id., at 217a. Based on scientific studies, declarations from experts, and other evidence in the record, the District Court concluded that there was in fact a near certainty of irreparable injury to the environment, and that this injury outweighed any possible harm to the Navy. Id., at 217a218a.
The Navy filed an emergency appeal, and the Ninth Circuit stayed the injunction pending appeal. 502 F. 3d 859, 865 (2007). After hearing oral argument, the Court of Appeals agreed with the District Court that preliminary injunctive relief was appropriate. The appellate court concluded, however, that a blanket injunction prohibiting the Navy from using MFA sonar in SOCAL was overbroad, and remanded the case to the District Court to narrow its injunction so as to provide mitigation conditions under which the Navy may conduct its training exercises. 508 F. 3d 885, 887 (2007).
On remand, the District Court entered a new preliminary injunction allowing the Navy to use MFA sonar only as long as it implemented the following mitigation measures (in addition to the measures the Navy had adopted pursuant to its MMPA exemption): (1) imposing a 12-mile exclusion zone from the coastline; (2) using lookouts to conduct additional monitoring for marine mammals; (3) restricting the use of helicopter-dipping sonar; (4) limiting the use of MFA sonar in geographic choke points; (5) shutting down MFA sonar when a marine mammal is spotted within 2,200 yards of a vessel; and (6) powering down MFA sonar by 6 dB during significant surface ducting conditions, in which sound travels further than it otherwise would due to temperature differences in adjacent layers of water. 530 F. Supp. 2d 1110, 11181121 (CD Cal. 2008). The Navy filed a notice of appeal, challenging only the last two restrictions.
The Navy then sought relief from the Executive Branch. The President, pursuant to 16 U. S. C. §1456(c)(1)(B), granted the Navy an exemption from the CZMA. Section 1456(c)(1)(B) permits such exemptions if the activity in question is in the paramount interest of the United States. The President determined that continuation of the exercises as limited by the Navy was essential to national security. Pet. App. 232a.He concluded that compliance with the District Courts injunction would undermine the Navys ability to conduct realistic training exercises that are necessary to ensure the combat effectiveness of . . . strike groups. Ibid.
Simultaneously, the Council on Environmental Quality (CEQ) authorized the Navy to implement alternative arrangements to NEPA compliance in light of emergency circumstances. See 40 CFR §1506.11.3 The CEQ determined that alternative arrangements were appropriate because the District Courts injunction create[s] a significant and unreasonable risk that Strike Groups will not be able to train and be certified as fully mission capable. Pet. App. 238a. Under the alternative arrangements,the Navy would be permitted to conduct its training exercises under the mitigation procedures adopted in con-junction with the exemption from the MMPA. The CEQ also imposed additional notice, research, and reporting requirements.
In light of these actions, the Navy then moved to vacate the District Courts injunction with respect to the 2,200-yard shutdown zone and the restrictions on training in surface ducting conditions. The District Court refused to do so, 527 F. Supp. 2d 1216 (2008), and the Court of Appeals affirmed. The Ninth Circuit held that there was a serious question regarding whether the CEQs interpretation of the emergency circumstances regulation was lawful. Specifically, the court questioned whether there was a true emergency in this case, given that the Navy has been on notice of its obligation to comply with NEPA from the moment it first planned the SOCAL training exercises. 518 F. 3d, at 681. The Court of Appeals concluded that the preliminary injunction was entirely predictable in light of the parties litigation history. Ibid. The court also held that plaintiffs had established a likelihood of success on their claim that the Navy was required to prepare a full EIS for the SOCAL training exercises. Id., at 693.The Ninth Circuit agreed with the District Courts holding that the Navys EAwhich resulted in a finding of no significant environmental impactwas cursory, unsupported by cited evidence, or unconvincing. Ibid.4
The Court of Appeals further determined that plaintiffs had carried their burden of establishing a possibility of irreparable injury. Even under the Navys own figures, the court concluded, the training exercises would cause 564 physical injuries to marine mammals, as well as 170,000 disturbances of marine mammals behavior. Id., at 696. Lastly, the Court of Appeals held that the balance of hardships and consideration of the public interest weighed in favor of the plaintiffs. The court emphasized that the negative impact on the Navys training exercises was speculative, since the Navy has never before operated under the procedures required by the District Court. Id., at 698699. In particular, the court determined that: (1) the 2,200-yard shutdown zone imposed by the District Court was unlikely to affect the Navys operations, because the Navy often shuts down its MFA sonar systems during the course of training exercises; and (2) the power-down requirement during significant surface ducting conditions was not unreasonable because such conditions are rare, and the Navy has previously certified strike groups that had not trained under such conditions. Id., at 699702. The Ninth Circuit concluded that the District Courts preliminary injunction struck a proper balance between the competing interests at stake.
We granted certiorari, 554 U. S. __ (2008), and now reverse and vacate the injunction.
A plaintiff seeking a preliminary injunction must establish that he is likely to succeed on the merits, that he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities tips in his favor, and that an injunction is in the public interest. See Munaf v. Geren, 553 U. S. __, __ (2008) (slip op., at 12); Amoco Production Co. v. Gambell, 480 U. S. 531, 542 (1987) ; Weinberger v. Romero-Barcelo, 456 U. S. 305, 311312 (1982) .
The District Court and the Ninth Circuit concluded that plaintiffs have shown a likelihood of success on the merits of their NEPA claim. The Navy strongly disputes this determination, arguing that plaintiffs likelihood of success is low because the CEQ reasonably concluded that emergency circumstances justified alternative arrangements to NEPA compliance. 40 CFR §1506.11. Plaintiffs briefs before this Court barely discuss the ground relied upon by the lower courtsthat the plain meaning of emergency circumstances does not encompass a court order that was entirely predictable in light of the parties litigation history. 518 F. 3d, at 681. Instead, plaintiffs contend that the CEQs actions violated the separation of powers by readjudicating a factual issue already decided by an Article III court. Moreover, they assert that the CEQs interpretations of NEPA are not entitled to deference because the CEQ has not been given statutory authority to conduct adjudications.
The District Court and the Ninth Circuit also held that when a plaintiff demonstrates a strong likelihood of prevailing on the merits, a preliminary injunction may be entered based only on a possibility of irreparable harm. Id., at 696697; 530 F. Supp. 2d, at 1118 (quoting Faith Center Church Evangelistic Ministries v. Glover, 480 F. 3d 891, 906 (CA9 2007); Earth Island Inst. v. United States Forest Serv., 442 F. 3d 1147, 1159 (CA9 2006)). The lower courts held that plaintiffs had met this standard because the scientific studies, declarations, and other evidence in the record established to a near certainty that the Navys training exercises would cause irreparable harm to the environment. 530 F. Supp. 2d, at 1118.
The Navy challenges these holdings, arguing that plaintiffs must demonstrate a likelihood of irreparable injurynot just a possibilityin order to obtain preliminary relief. On the facts of this case, the Navy contends that plaintiffs alleged injuries are too speculative to give rise to irreparable injury, given that ever since the Navys training program began 40 years ago, there has been no documented case of sonar-related injury to marine mammals in SOCAL. And even if MFA sonar does cause a limited number of injuries to individual marine mammals, the Navy asserts that plaintiffs have failed to offer evidence of species-level harm that would adversely affect their scientific, recreational, and ecological interests. For their part, plaintiffs assert that they would prevail under any formulation of the irreparable injury standard, because the District Court found that they had established a near certainty of irreparable harm.
We agree with the Navy that the Ninth Circuits possibility standard is too lenient. Our frequently reiterated standard requires plaintiffs seeking preliminary relief to demonstrate that irreparable injury is likely in the absence of an injunction. Los Angeles v. Lyons, 461 U. S. 95, 103 (1983) ; Granny Goose Foods, Inc. v. Teamsters, 415 U. S. 423, 441 (1974) ; OShea v. Littleton, 414 U. S. 488, 502 (1974) ; see also 11A C. Wright, A. Miller, & M. Kane, Federal Practice and Procedure §2948.1, p. 139 (2d ed. 1995) (hereinafter Wright & Miller) (applicant must demonstrate that in the absence of a preliminary injunction, the applicant is likely to suffer irreparable harm before a decision on the merits can be rendered); id., at 155 (a preliminary injunction will not be issued simply to prevent the possibility of some remote future injury). Issuing a preliminary injunction based only on a possibility of irreparable harm is inconsistent with our characterization of injunctive relief as an extraordinary remedy that may only be awarded upon a clear showing that the plaintiff is entitled to such relief. Mazurek v. Armstrong, 520 U. S. 968, 972 (1997) (per curiam).
It is not clear that articulating the incorrect standard affected the Ninth Circuits analysis of irreparable harm. Although the court referred to the possibility standard, and cited Circuit precedent along the same lines, it affirmed the District Courts conclusion that plaintiffs had established a near certainty of irreparable harm. 518 F. 3d, at 696697. At the same time, however, the nature of the District Courts conclusion is itself unclear. The District Court originally found irreparable harm from sonar-training exercises generally. But by the time of the District Courts final decision, the Navy challenged only two of six restrictions imposed by the court. See supra, at 78. The District Court did not reconsider the likelihood of irreparable harm in light of the four restrictions not challenged by the Navy. This failure is significant in light of the District Courts own statement that the 12-mile exclusion zone from the coastlineone of the unchallenged mitigation restrictionswould bar the use of MFA sonar in a significant portion of important marine mammal habitat. 530 F. Supp. 2d, at 1119.
We also find it pertinent that this is not a case in which the defendant is conducting a new type of activity with completely unknown effects on the environment. When the Government conducts an activity, NEPA itself does not mandate particular results. Robertson v. Methow Valley Citizens Council, 490 U. S. 332, 350 (1989) . Instead, NEPA imposes only procedural requirements to ensur[e] that the agency, in reaching its decision, will have available, and will carefully consider, detailed information concerning significant environmental impacts. Id., at 349. Part of the harm NEPA attempts to prevent in requiring an EIS is that, without one, there may be little if any information about prospective environmental harms and potential mitigating measures. Here, in contrast, the plaintiffs are seeking to enjoinor substantially restricttraining exercises that have been taking place in SOCAL for the last 40 years. And the latest series of exercises were not approved until after the defendant took a hard look at environmental consequences, id., at 350 (quoting Kleppe v. Sierra Club, 427 U. S. 390, 410, n. 21 (1976) (internal quotation marks omitted)), as evidenced by the issuance of a detailed, 293-page EA.
As explained in the next section, even if plaintiffs have shown irreparable injury from the Navys training exercises, any such injury is outweighed by the public interest and the Navys interest in effective, realistic training of its sailors. A proper consideration of these factors alone requires denial of the requested injunctive relief. For the same reason, we do not address the lower courts holding that plaintiffs have also established a likelihood of success on the merits.
A preliminary injunction is an extraordinary remedy never awarded as of right. Munaf, 553 U. S., at __ (slip op., at 12). In each case, courts must balance the competing claims of injury and must consider the effect on each party of the granting or withholding of the requested relief. Amoco Production Co., 480 U. S., at 542. In exercising their sound discretion, courts of equity should pay particular regard for the public consequences in employing the extraordinary remedy of injunction. Romero-Barcelo, 456 U. S., at 312; see also Railroad Commn of Tex. v. Pullman Co., 312 U. S. 496, 500 (1941) . In this case, the District Court and the Ninth Circuit significantly understated the burden the preliminary injunction would impose on the Navys ability to conduct realistic training exercises, and the injunctions consequent adverse impact on the public interest in national defense.
This case involves complex, subtle, and professional decisions as to the composition, training, equipping, and control of a military force, which are essentially professional military judgments. Gilligan v. Morgan, 413 U. S. 1, 10 (1973) . We give great deference to the professional judgment of military authorities concerning the relative importance of a particular military interest. Goldman v. Weinberger, 475 U. S. 503, 507 (1986) . As the Court emphasized just last Term, neither the Members of this Court nor most federal judges begin the day with briefings that may describe new and serious threats to our Nation and its people. Boumediene v. Bush, 553 U. S. __, __ (2008) (slip op., at 68).
Here, the record contains declarations from some of the Navys most senior officers, all of whom underscored the threat posed by enemy submarines and the need for extensive sonar training to counter this threat. Admiral Gary Rougheadthe Chief of Naval Operationsstated that during training exercises:
It is important to stress the ship crews in all dimensions of warfare simultaneously. If one of these training elements were impactedfor example, if effective sonar training were not possiblethe training value of the other elements would also be degraded . . . . Pet. App. 342a.
Captain Martin Maythe Third Fleets Assistant Chief of Staff for Training and Readinessemphasized that the use of MFA sonar is mission-critical. App. 570571.He described the ability to operate MFA sonar as a highly perishable skill that must be repeatedly practiced under realistic conditions. Id., at 577. During training exercises, MFA sonar operators learn how to avoid sound-reducing clutter from ocean floor topography and environmental conditions; they also learn how to avoid interference and how to coordinate their efforts with other sonar operators in the strike group. Id., at 574. Several Navy officers emphasized that realistic training cannot be accomplished under the two challenged restrictions imposed by the District Courtthe 2,200-yard shutdown zone and the requirement that the Navy power down its sonar systems during significant surface ducting conditions. See, e.g., Pet. App. 333a (powering down in presence of surface ducting unreasonably prevent[s] realistic training); id., at 356a (shutdown zone would result in a significant, adverse impact to realistic training). We accept these officers assertions that the use of MFA sonar under realistic conditions during training exercises is of the utmost importance to the Navy and the Nation.
These interests must be weighed against the possible harm to the ecological, scientific, and recreational interests that are legitimately before this Court. Plaintiffs have submitted declarations asserting that they take whale watching trips, observe marine mammals underwater, conduct scientific research on marine mammals, and photograph these animals in their natural habitats. Plaintiffs contend that the Navys use of MFA sonar will injure marine mammals or alter their behavioral patterns, impairing plaintiffs ability to study and observe theanimals.
While we do not question the seriousness of these interests, we conclude that the balance of equities and consideration of the overall public interest in this case tip strongly in favor of the Navy. For the plaintiffs, the most serious possible injury would be harm to an unknown number of the marine mammals that they study and observe. In contrast, forcing the Navy to deploy an inadequately trained antisubmarine force jeopardizes the safety of the fleet. Active sonar is the only reliable technology for detecting and tracking enemy diesel-electric submarines, and the Presidentthe Commander in Chiefhas determined that training with active sonar is essential to national security. Pet. App. 232a.
The public interest in conducting training exercises with active sonar under realistic conditions plainly outweighs the interests advanced by the plaintiffs. Of course, military interests do not always trump other considerations, and we have not held that they do. In this case, however, the proper determination of where the public interest lies does not strike us as a close question.
1.Despite the importance of assessing the balance of equities and the public interest in determining whether to grant a preliminary injunction, the District Court addressed these considerations in only a cursory fashion. The courts entire discussion of these factors consisted of one (albeit lengthy) sentence: The Court is also satisfied that the balance of hardships tips in favor of granting an injunction, as the harm to the environment, Plaintiffs, and public interest outweighs the harm that Defendants would incur if prevented from using MFA sonar, absent the use of effective mitigation measures, during a subset of their regular activities in one part of one state for a limited period. Id., at 217a218a. As the prior Ninth Circuit panel in this case put it, in staying the District Courts original preliminary injunction, [t]he district court did not give serious consideration to the public interest factor. 502 F. 3d, at 863. The District Courts order on remand did nothing to cure this defect, but simply repeated nearly verbatim the same sentence from its previous order. Compare530 F. Supp. 2d, at 1118, withPet. App. 217a218a. The subsequent Ninth Circuit panel framed its opinion as reviewing the District Courts exercise of discretion, 518 F. 3d, at 697699, but that discretion was barely exercised here.
The Court of Appeals held that the balance of equities and the public interest favored the plaintiffs, largely based on its view that the preliminary injunction would not in fact impose a significant burden on the Navys ability to conduct its training exercises and certify its strike groups. Id., at 698699. The court deemed the Navys concerns about the preliminary injunction speculative because the Navy had not operated under similar procedures before. Ibid. But this is almost always the case when a plaintiff seeks injunctive relief to alter a defendants conduct. The lower courts failed properly to defer to senior Navy officers specific, predictive judgments about how the preliminary injunction would reduce the effectiveness of the Navys SOCAL training exercises. See Wright & Miller §2948.2, at 16768 (The policy against the imposition of judicial restraints prior to an adjudication of the merits becomes more significant when there is reason to believe that the decree will be burdensome).
2.The preliminary injunction requires the Navy to shut down its MFA sonar if a marine mammal is detected within 2,200 yards of a sonar-emitting vessel. The Ninth Circuit stated that the 2,200-yard shutdown zone would not be overly burdensome because sightings of marine mammals during training exercises are relatively rare. But regardless of the frequency of marine mammal sightings, the injunction will greatly increase the size of the shutdown zone. Pursuant to its exemption from the MMPA, the Navy agreed to reduce the power of its MFA sonar at 1,000 yards and 500 yards, and to completely turn off the system at 200 yards. Pet. App. 222a230a.The District Courts injunction does not include a graduated power-down, instead requiring a total shutdown of MFA sonar if a marine mammal is detected within 2,200 yards of a sonar-emitting vessel. There is an exponential relationship between radius length and surface area (Area = r2). Increasing the radius of the shutdown zone from 200 to 2,200 yards would accordingly expand the surface area of the shutdown zone by a factor of over 100 (from 125,664 square yards to 15,205,308 square yards).
The lower courts did not give sufficient weight to the views of several top Navy officers, who emphasized that because training scenarios can take several days to develop, each additional shutdown can result in the loss of several days worth of training. Id., at 344a. Limiting the number of sonar shutdowns is particularly important during the Joint Tactical Force Exercises, which usually last for less than two weeks. Ibid. Admiral Bird explained that the 2,200-yard shutdown zone would cause operational commanders to lose awareness of the tactical situation through the constant stopping and starting of MFA [sonar]. Id., at 332a; see also id., at356a (It may take days to get to the pivotal attack in antisubmarine warfare, but only minutes to confound the results upon which certification is based). Even if there is a low likelihood of a marine mammal sighting, the preliminary injunction would clearly increase the number of disruptive sonar shutdowns the Navy is forced to perform during its SOCAL training exercises.
The Court of Appeals also concluded that the 2,200-yard shutdown zone would not be overly burdensome because the Navy had shut down MFA sonar 27 times during its eight prior training exercises in SOCAL; in several of these cases, the Navy turned off its sonar when marine mammals were spotted well beyond the Navys self-imposed 200-yard shutdown zone. 518 F. 3d, at 700, n. 65. Admiral Locklearthe Commander of the Navys Third Fleetstated that any shutdowns beyond the 200-yard zone were voluntary avoidance measures that likely took place at tactically insignificant times; the Ninth Circuit discounted this explanation as not supported by the record. Ibid. In reaching this conclusion, the Court of Appeals ignored key portions of Admiral Locklears declaration, in which he stated unequivocally that commanding officers would not shut down sonar until legally required to do so if in contact with a submarine. Pet. App. 354a355a. Similarly, if a commanding officer is in contact with a target submarine, the CO will be expected to continue to use active sonar unless another ship or helicopter can gain contact or if regulatory reasons dictate otherwise. Id., at 355a. The record supports the Navys contention that its shutdowns of MFA sonar during prior training exercises only occurred during tactically insignificant times; those voluntary shutdowns do not justify the District Courts imposition of a mandatory2,200-yard shutdown zone.
Lastly, the Ninth Circuit stated that a 2,200-yard shutdown zone was feasible because the Navy had previously adopted a 2,000-meter zone for low-frequency active (LFA) sonar. The Court of Appeals failed to give sufficient weight to the fact that LFA sonar is used for long-range detection of enemy submarines, and thus its use and shutdown involve tactical considerations quite different from those associated with MFA sonar. See App. 508 (noting that equating MFA sonar with LFA sonar is completely misleading and is like comparing 20 degrees Fahrenheit to 20 degrees Celsius).
3.The Court of Appeals also concluded that the Navys training exercises would not be significantly affected by the requirement that it power down MFA sonar by 6 dB during significant surface ducting conditions. Again, we think the Ninth Circuit understated the burden this requirement would impose on the Navys ability to conduct realistic training exercises.
Surface ducting is a phenomenon in which relatively little sound energy penetrates beyond a narrow layer near the surface of the water. When surface ducting occurs, active sonar becomes more useful near the surface but less useful at greater depths. Pet. App. 299a300a. Diesel-electric submariners are trained to take advantage of these distortions to avoid being detected by sonar. Id., at 333a.
The Ninth Circuit determined that the power-down requirement during surface ducting conditions was unlikely to affect certification of the Navys strike groups because surface ducting occurs relatively rarely, and the Navy has previously certified strike groups that did not train under such conditions. 518 F. 3d, at 701702. This reasoning is backwards. Given that surface ducting is both rare and unpredictable, it is especially important for the Navy to be able to train under these conditions when they occur. Admiral Bird explained that the 6 dB power-down requirement makes the training less valuable because it exposes [sonar operators] to unrealistically lower levels of mutual interference caused by multiple sonar systems operating together by the ships within the Strike Group. Pet. App. 281a (footnote omitted).Although a 6 dB reduction may not seem terribly significant, decibels are measured on a logarithmic scale, so a 6 dB decrease in power equates to a 75% reduction. Id., at 284a285a.
4.The District Court acknowledged that the imposition of these mitigation measures will require the Navy to alter and adapt the way it conducts antisubmarine warfare traininga substantial challenge. Nevertheless, evidence presented to the Court reflects that the Navy has employed mitigation measures in the past, without sacrificing training objectives. 527 F. Supp. 2d, at 1238. Apparently no good deed goes unpunished. The fact that the Navy has taken measures in the past to address concerns about marine mammalsor, for that matter, has elected not to challenge four additional restrictions imposed by the District Court in this case,see supra, at 78hardly means that other, more intrusive restrictions pose no threat to preparedness for war.
The Court of Appeals concluded its opinion by stating that the Navy may return to the district court to request relief on an emergency basis if the preliminary injunction actually result[s] in an inability to train and certify sufficient naval forces to provide for the national defense. 518 F. 3d, at 703. This is cold comfort to the Navy. The Navy contends that the injunction will hinder efforts to train sonar operators under realistic conditions, ultimately leaving strike groups more vulnerable to enemy submarines. Unlike the Ninth Circuit, we do not think the Navy is required to wait until the injunction actually result[s] in an inability to train . . . sufficient naval forces for the national defense before seeking its dissolution. By then it may be too late.
As noted above, we do not address the underlying merits of plaintiffs claims. While we have authority to proceed to such a decision at this point, see Munaf, 553 U. S., at __ (slip op., at 1314), doing so is not necessary here. In addition, reaching the merits is complicated by the fact that the lower courts addressed only one of several issues raised, and plaintiffs have largely chosen not to defend the decision below on that ground.5
At the same time, what we have said makes clear that it would be an abuse of discretion to enter a permanent injunction, after final decision on the merits, along the same lines as the preliminary injunction. An injunction is a matter of equitable discretion; it does not follow from success on the merits as a matter of course. Romero-Barcelo, 456 U. S., at 313 (a federal judge sitting as chancellor is not mechanically obligated to grant an injunction for every violation of law).
The factors examined abovethe balance of equities and consideration of the public interestare pertinent in assessing the propriety of any injunctive relief, preliminary or permanent. See Amoco Production Co., 480 U. S., at 546, n. 12 (The standard for a preliminary injunction is essentially the same as for a permanent injunction with the exception that the plaintiff must show a likelihood of success on the merits rather than actual success). Given that the ultimate legal claim is that the Navy must prepare an EIS, not that it must cease sonar training, there is no basis for enjoining such training in a manner credibly alleged to pose a serious threat to national security. This is particularly true in light of the fact that the training has been going on for 40 years with no documented episode of harm to a marine mammal. A court concluding that the Navy is required to prepare an EIS has many remedial tools at its disposal, including declaratory relief or an injunction tailored to the preparation of an EIS rather than the Navys training in the interim. See, e.g., Steffel v. Thompson, 415 U. S. 452, 466 (1974) (Congress plainly intended declaratory relief to act as an alternative to the strong medicine of the injunction). In the meantime, we see no basis for jeopardizing national security, as the present injunction does. Plaintiffs confirmed at oral argument that the preliminary injunction was the whole ball game, Tr. of Oral Arg. 33, and our analysis of the propriety of preliminary relief is applicable to any permanent injunction as well.
President Theodore Roosevelt explained that the only way in which a navy can ever be made efficient is by practice at sea, under all the conditions which would have to be met if war existed. Presidents Annual Message, 42Cong. Rec. 67, 81 (1907). We do not discount the importance of plaintiffs ecological, scientific, and recreational interests in marine mammals. Those interests, however, are plainly outweighed by the Navys need to conduct realistic training exercises to ensure that it is able to neutralize the threat posed by enemy submarines. The District Court abused its discretion by imposing a 2,200-yard shutdown zone and by requiring the Navy to power down its MFA sonar during significant surface ducting conditions. The judgment of the Court of Appeals is reversed, and the preliminary injunction is vacated to the extent it has been challenged by the Navy.
It is so ordered.
1 In contrast, passive sonar listens for sound waves but does not introduce sound into the water. Passive sonar is not effective for tracking diesel-electric submarines because those vessels can operate almost silently. Passive sonar also has a more limited range than active sonar, and cannot identify the exact location of an enemy submarine. Pet. App. 266a271a.
2 The CZMA states that federal agencies taking actions that affec[t] any land or water use or natural resources of the coastal zone shall carry out these activities in a manner which is consistent to the maximum extent practicable with the enforceable policies of approved State management programs. 16 U. S. C. §1456(c)(1)(A).
3 That provision states in full: Where emergency circumstances make it necessary to take an action with significant environmental impact without observing the provisions of these regulations, the Federal agency taking the action should consult with the Council about alternative arrangements. Agencies and the Council will limit such arrangements to actions necessary to control the immediate impacts of the emergency. Other actions remain subject to NEPA review.
4 The Ninth Circuits discussion of the plaintiffs likelihood of success was limited to their NEPA claims. The court did not discuss claims under the CZMA or ESA.
5 The bulk of Justice Ginsburgs dissent is devoted to the merits. For the reasons stated, we find the injunctive relief granted in this case an abuse of discretion, even if plaintiffs are correct on the underlying merits. As to the injunction, the dissent barely mentions the Navys interests. Post, at 11. We find that those interests, and the documented risks to national security, clearly outweigh the harm on the other side of the balance. We agree with much of Justice Breyers analysis, post, at 39 (opinion concurring in part and dissenting in part), but disagree with his conclusion that the modified conditions imposed by the stay order should remain in force until the Navy completes its EIS, post, at 911. The Court is reviewing the District Courts imposition of the preliminary injunction; once we conclude, as Justice Breyer does, post, at 9, that the preliminary injunction should be vacated, the stay order is no longer pertinent. A stay is a useful tool for managing the impact of injunctive relief pending further appeal, but once the Court resolves the merits of the appeal, the stay ceases to be relevant. See 518 F. 3d 704, 706 (CA9 2008) (the partial stay . . . shall remain in effect until final disposition by the Supreme Court). Unexamined conditions imposed by the stay order are certainly no basis for what would be in effect the entry of a new preliminary injunction by this Court.
DONALD C. WINTER, SECRETARY OF THE NAVY,
et al., PETITIONERS v. NATURAL RESOURCES
DEFENSE COUNCIL, INC., et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
Justice Breyer, with whom Justice Stevens joins as to Part I, concurring in part and dissenting in part.
As of December 2006, the United States Navy planned to engage in a series of 14 antisubmarine warfare training exercises off the southern California coast. The Natural Resources Defense Council, Inc., and others (hereinafter NRDC) brought this case in Federal District Court claiming that the National Environmental Policy Act of 1969 (NEPA) requires the Navy to prepare an environmental impact statement (EIS) (assessing the impact of the exercises on marine mammals) prior to its engaging in the exercises. As the case reaches us, the District Court has found that the NRDC will likely prevail on its demand for an EIS; the Navy has agreed to prepare an EIS; the District Court has forbidden the Navy to proceed with the exercises unless it adopts six mitigating measures; and the Navy has agreed to adopt all but two of those measures.
The controversy between the parties now concerns the two measures that the Navy is unwilling to adopt. The first concerns the shutdown zone, a circle with a ship at the center within which the Navy must try to spot marine mammals and shut down its sonar if one is found. The controverted condition would enlarge the radius of that circle from about one-tenth of a mile (200 yards) to one and one-quarter mile (2,200 yards). The second concerns special ocean conditions called surface ducting conditions. The controverted condition would require the Navy, when it encounters any such condition, to diminish the sonars power by 75%. The Court of Appeals affirmed the District Court order that contained these two conditions. 518 F. 3d 658, 703 (CA9 2008).
We must now decide whether the District Court was legally correct in forbidding the training exercises unless the Navy implemented the two controverted conditions. In doing so, I assume, like the Court, that the NRDC will prevail on its demand for an EIS. (Indeed, the Navy is in the process of preparing one.) And, I would ask whether, in imposing these conditions, the District Court properly balance[d the] harms. See, e.g.,Amoco Production Co. v. Gambell, 480 U. S. 531, 545 (1987) .
Respondents (hereinafter plaintiffs) argument favoring the District Court injunction is a strong one. As Justice Ginsburg well points out, see post, at 45 (dissenting opinion), the very point of NEPAs insistence upon the writing of an EIS is to force an agency carefully to consider … detailed information concerning significant environmental impacts, while giv[ing] the public the assurance that the agency has indeed considered environmental concerns in its decisionmaking process. Robertson v. Methow Valley Citizens Council, 490 U. S. 332, 349 (1989) . NEPA seeks to assure that when Government officials consider taking action that may affect the environment, they do so fully aware of the relevant environmental considerations. An EIS does not force them to make any particular decision, but it does lead them to take environmental considerations into account when they decide whether, or how, to act. Id., at 354. Thus, when a decision to which EIS obligations attach is made without the informed environmental consideration that NEPA requires, much of the harm that NEPA seeks to prevent has already taken place. In this case, for example, the absence of an injunction means that the Navy will proceed with its exercises in the absence of the fuller consideration of environmental effects that an EIS is intended to bring. The absence of an injunction thereby threatens to cause the very environmental harm that a full preaction EIS might have led the Navy to avoid (say, by adopting the two additional mitigation measures that the NRDC proposes). Consequently, if the exercises are to continue, conditions designed to mitigate interim environmental harm may well be appropriate.
On the other hand, several features of this case lead me to conclude that the record, as now before us, lacks adequate support for an injunction imposing the two controverted requirements. First, the evidence of need for the two special conditions is weak or uncertain. The record does show that the exercises as the Navy originally proposed them could harm marine mammals. The District Court found (based on the Navys study of the matter) that the exercises might cause 466 instances of Level A harm and 170,000 instances of Level B harm. App. to Pet. for Cert. 196a197a. (The environmental assessment (EA) actually predicted 564 instances of Level A harm. See App. 223224.) The study defines Level A injury as any act that injures or has the significant potential to injure a marine mammal or marine mammal stock in the wild through destruction or loss of biological tissue, whether slight to severe. Id., at 160. It defines Level B harm as any act that disturbs or is likely to disturb a marine mammal … by causing disruption of natural behavioral patterns including, but not limited to, migration, surfacing, nursing, breeding, feeding, or sheltering to a point where such behaviors are abandoned or significantly altered and describes it as a short term and temporary disturbance. Id., at 161, 175.
The raw numbers seem large. But the parties argue about the extent to which they mean likely harm. The Navy says the classifications and estimates err on the side of caution. (When in doubt about the amount of harm to a mammal, the study assumed the harm would qualify as Level A harassment. Id., at 200.) The Navy also points out that, by definition, mammals recover from Level B injuries, often very quickly. It notes that, despite 40 years of naval exercises off the southern California coast, no injured marine mammal has ever been found. App. to Pet. for Cert. 274a275a. (It adds that dolphins often swim alongside the ships. Id., at 290, 346.) At the same time, plaintiffs point to instances where whales have been found stranded. They add that scientific studies have found a connection between those beachings and the Navys use of sonar, see, e.g., App. 600602, and the Navy has even acknowledged one stranding where U. S. Navy mid-frequency sonar has been identified as the most plausible contributory source to the stranding event, id., at 168.
Given the uncertainty the figures create in respect to the harm caused by the Navys original training plans, it would seem important to have before us at least some estimate of the harm likely avoided by the Navys decision not to contest here four of the six mitigating conditions that the District Court ordered. Without such evidence, it is difficult to assess the relevant harmthat is, the environmental harm likely caused by the Navys exercises with the four uncontested mitigation measures (but without the two contested mitigation measures) in place.
Second, the Navy has filed multiple affidavits from Navy officials explaining in detail the seriousness of the harm that the delay associated with completion of this EIS (approximately one year) would create in respect to the Navys ability to maintain an adequate national defense. See generallyApp. to Pet. for Cert. 260a357a. Taken by themselves, those affidavits make a strong case for the proposition that insistence upon the two additional mitigating conditions would seriously interfere with necessary defense training.
The affidavits explain the importance of training in antisubmarine warfare, id., at 263a; the need to use active sonar to detect enemy submarines, id., at 266a267a, App. 566; the complexity of a training exercise involving sonar, App. to Pet. for Cert. 343a; the need for realistic conditions when training exercises take place, id., at 299a300a, App. 566; the cascading negative effect that delay in one important aspect of a set of coordinated training exercises has upon the Navys ability to provide combat ready forces, App. to Pet. for Cert. 343a; the cost and disruption that would accompany the adoption of the two additional mitigating conditions that the NRDC seeks, ibid.; the Navys resulting inability adequately to train personnel, id., at 278a; the effectiveness of the mammal-protecting measures that the Navy has taken in the past, id., at 285a298a; and the reasonable likelihood that the mitigating conditions to which it has agreed will prove adequate, id., at 296a.
Third, and particularly important in my view, the District Court did not explain why it rejected the Navys affidavit-supported contentions. In its first opinion enjoining the use of sonar, the District Court simply stated:
The Court is … satisfied that the balance of hardships tips in favor of granting an injunction, as the harm to the environment, Plaintiffs, and public interest outweighs the harm that Defendants would incur if prevented from using [mid-frequency active (MFA)] sonar, absent the use of effective mitigation measures, during a subset of their regular activities in one part of one state for a limited period. Id., at 217a218a.
Following remand from the Court of Appeals, the District Court simply repeated, word for word, this same statement. It said:
The Court is . . . satisfied that the balance of hardships tips in favor of granting an injunction, as the harm to the environment, Plaintiffs, and public interest outweighs the harm that Defendants would incur (or the public interest would suffer) if Defendants were prevented from using MFA sonar, absent the use of effective mitigation measures, during a subset of their regular activities in one part of one state for a limited period. 530 F. Supp. 2d 1110, 1118 (CD Cal. 2008).
With respect to the imposition of the 2,200 yard shutdown zone, the District Court noted evidence of the harm that MFA sonar poses to marine mammals, and then concluded that [t]he Court therefore is persuaded that while the 2200 yard shutdown requirement may protect marine mammals from the harshest of sonar-related consequences, it represents a minimal imposition [on] the Navys training exercises. Id., at 1119. The District Court did not there explain the basis for that conclusion. With respect to the imposition of the surface ducting condition, the District Court said nothing about the Navys interests at all. Id., at 11201121.
While a District Court is often free simply to state its conclusion in summary fashion, in this instance neither that conclusion, nor anything else I have found in the District Courts opinion, answers the Navys documented claims that the two extra conditions the District Court imposed will, in effect, seriously interfere with its ability to carry out necessary training exercises.
The first condition requires the Navy to reduce the power of its sonar equipment by 75% when the ship encounters a condition called surface ducting that occurs when the presence of layers of water of different temperature make it unusually difficult for sonar operators to determine whether a diesel submarine is hiding below. Rear Admiral John Bird, an expert in submarine warfare, made clear that the 75% power-reduction requirement was equivalent to forbidding any related training. App. to Pet. for Cert. 297a. But he says in paragraph 52 of his declaration: Training in surface ducting conditions is critical to effective training because sonar operators need to learn how sonar transmissions are altered due to surface ducting and how submarines may take advantage of them. Id., at 299a300a. The District Court, as far as I can tell, did not even acknowledge in its opinion the Navys asserted interest in being able to train under these conditions. 530 F. Supp. 2d, at 11201121.
The second condition requires the Navy to expand the sonar shutdown area surrounding a ship (i.e., turn off the sonar if a mammal is spotted in the area) from a circle with a radius of about one-tenth of a mile to a circle with a radius of about one mile and a quarter. Both sides agree that this requirement will lead to more shutdowns. Admiral Gary Roughead, Chief of Naval Operations, states in paragraph 12 of his declaration that this expanded zone requirement will result in increased interruptions to training exercises, . . . vastly increas[ing] the risk of negating training effectiveness, preventing strike group certification, and disrupting carefully orchestrated deployment plans to meet world-wide operational commitments. App. to Pet. for Cert. 344a. Again, I can find nothing in the District Courts opinion that specifically explains why this is not so. 530 F. Supp. 2d, at 11191120.
Fourth, the Court of Appeals sought, through its own thorough examination of the record, to supply the missing explanations. But those explanations are not sufficient. In respect to the surface ducting conditions, the Court of Appeals rejected the Navys contentions on the ground that those conditions are rar[e], and the Navy has certified trainings that did not involve any encounter with those conditions. 518 F. 3d, at 701702. I am not certain, however, why the rarity of the condition supports the District Courts conclusion. Rarity argues as strongly for training when the condition is encountered as it argues for the contrary.
In respect to the expansion of the shutdown area, the Court of Appeals noted that (1) the Navy in earlier exercises had shut down its sonar when marine mammals were sited within about one-half a mile, (2) the Navy has used a larger shutdown area when engaged in exercises with lower frequency sonar equipment, and (3) foreign navies have used larger shutdown areas. Id., at 699701, and nn. 63, 67. But the Navys affidavits state that (1) earlier shutdowns when marine mammals were spotted at farther distances likely occurred during tactically insignificant times, App. to Pet. for Cert. 356a, (2) ships with low frequency sonar (unlike the sonar here at issue) have equipment that makes it easier to monitor the larger area, particularly by significantly reducing the number of monitoring personnel necessarily involved, and (3) foreign navy experience is not relevant given the potentially different military demands upon those navies, App. 508509.
Finally, the Court of Appeals, mirroring a similar District Court suggestion in the language I have quoted, says that the exercises in southern California are only a subset of the Navys training activities involving active sonar. 518 F. 3d, at 702. It adds that the Navys study shows the Navy is still able to conduct its exercises in alternative locations, in reduced number, or through simulation. Ibid., n. 69. The Court of Appeals, however, also concluded that the study provides reasonably detailed justifications for why the Southern California Operating Area is uniquely suited to these exercises, and demonstrates that the Navy would suffer a certain hardship if the considered alternatives were employed instead. Ibid.
Fifth, when the Court of Appeals first heard this case following the District Courts imposition of a broad, absolute injunction, it held that any injunction must be crafted so that the Navy could continue its training exercises. Noting that the Navy had, in the past, been able to use mitigation measures to reduce the harmful effects of its active sonar, it vacate[d] the stay and remand[ed] this matter to the district court to narrow its injunction so as to provide mitigation conditions under which the Navy may conduct its training exercises. 508 F. 3d 885, 887 (CA9 2007) (emphasis added). For the reasons just stated, neither the District Court nor the Court of Appeals has explained why we should reject the Navys assertions that it cannot effectively conduct its training exercises under the mitigation conditions imposed by the District Court.
I would thus vacate the preliminary injunction imposed by the District Court to the extent it has been challenged by the Navy. Neither the District Court nor the Court of Appeals has adequately explained its conclusion that the balance of the equities tips in favor of plaintiffs. Nor do those parts of the record to which the parties have pointed supply the missing explanation.
Nonetheless, as the Court of Appeals held when it first considered this case, the Navys past use of mitigation conditions makes clear that the Navy can effectively train under some mitigation conditions. In the ordinary course, I would remand so the District Court could, pursuant to the Court of Appeals direction, set forth mitigation conditions that will protect the marine wildlife while also enabling the Navy to carry out its exercises. But, at this point, the Navy has informed us that this set of exercises will be complete by January, at the latest, and an EIS will likely be complete at that point, as well. Thus, by the time the District Court would have an opportunity to impose new conditions, the case could very well be moot.
In February of this year, the Court of Appeals stayed the injunction imposed by the District Courtbut only pending this Courts resolution of the case. The Court of Appeals concluded that [i]n light of the short time before the Navy is to commence its next exercise, the importance of the Navys mission to provide for the national defense and the representation by the Chief of Naval Operations that the district courts preliminary injunction in its current form will unacceptably risk effective training and strike group certification and thereby interfere with his statutory responsibility . . . to organiz[e], train, and equip the Navy, interim relief was appropriate, and the court then modified the two mitigation conditions at issue. 518 F. 3d 704, 705 (CA9 2008).
With respect to the 2,200 yard shutdown zone, it required the Navy to suspend its use of the sonar if a marine mammal is detected within 2,200 yards, except when sonar is being used at a critical point in the exercise, in which case the amount by which the Navy must power down is proportional to the mammals proximity to the sonar. Id., at 705706 (internal quotation marks omitted). With respect to surface ducting, the Navy is only required to shut down sonar altogether when a marine mammal is detected within 500 meters and the amount by which it is otherwise required to power down is again proportional to the mammals proximity to the sonar source. Id., at 705706. The court believed these conditions would permit the Navy to go forward with its imminently planned exercises while at the same time minimizing the harm to marine wildlife.
In my view, the modified conditions imposed by the Court of Appeals in its February stay order reflect the best equitable conditions that can be created in the short time available before the exercises are complete and the EIS is ready. The Navy has been training under these conditions since February, so allowing them to remain in place will, in effect, maintain what has become the status quo. Therefore, I would modify the Court of Appeals February 29, 2008, order so that the provisional conditions it contains remain in place until the Navys completion of an acceptable EIS.