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Investor Protection and Securities Reform Act of 2010

111-203, title IX, 2010-07-21, 124 Stat. 1822 (15 U.S.C. 78a note)

An act may refer to only a portion of a Public Law. The tables below are for the entire Public Law.

Pub. L. Section	Status	USC Title	USC Section	Authorizes
1(a)		12	5301 nt	31 CFR 30
2		12	5301	31 CFR 30
3		12	5302	31 CFR 30
4		12	5301 nt	31 CFR 30
6		12	5303	31 CFR 30
101		12	5301 nt	31 CFR 30
102		12	5311
111		12	5321	12 CFR 4, 1310, 1320
112		12	5322	12 CFR 1301, 1310, 1320
113		12	5323	12 CFR 1310
114		12	5324
115		12	5325
116		12	5326
117		12	5327
118		12	5328
119		12	5329
120		12	5330
121		12	5331
122		12	5332
123		12	5333
124		12	5334
125		12	5335
151		12	5341
152(j)		5	5314
152		12	5342
153		12	5343	12 CFR 1610
154		12	5344	12 CFR 1610
155		12	5345	31 CFR 150
156		12	5346
161		12	5361	12 CFR 252, 262
162		12	5362	12 CFR 252
163		12	5363
164		12	5364
165		12	5365	12 CFR 46, 150, 217, 243, 249, 252, 325, 381, 1238
166		12	5366	12 CFR 249, 252
167		12	5367	12 CFR 252
168		12	5368	12 CFR 217, 249, 252, 262
169		12	5369
170		12	5370
171		12	5371	12 CFR 208, 208, 217, 217, 252, 324
172(c)		12	5372
172(b)		12	1818	17 CFR 42
172(a)		12	1820	12 CFR 4, 19, 109, 112, 163, 208, 263, 264a, 303, 308, 328, 330, 331, 336, 337, 338, 345, 347, 351, 354, 360, 371, 373, 382, 1820
173(c)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
173(a), (b)		12	3105	12 CFR 4, 5, 25, 28, 48, 204, 208, 211, 237, 244, 248, 252, 261, 262, 263, 303, 347, 373
175		12	5373
176		12	5374
201		12	5381	12 CFR 380
202		12	5382
203		12	5383
204		12	5384
205		12	5385	17 CFR 302
206		12	5386
207		12	5387
208		12	5388
209		12	5389	12 CFR 380
210		12	5390	12 CFR 380
211(c)		12	4403
211(a), (b)		18	1032
211		12	5391
212		12	5392
213		12	5393
214		12	5394
300		12	5301 nt	31 CFR 30
301		12	5401
302		12	5402
311		12	5411
312(c)		12	1813	12 CFR 44, 48, 112, 238, 240, 303, 304, 326, 327, 330, 347, 349, 351, 360, 373
312		12	5412	12 CFR 3, 4, 5, 6, 7, 8, 10, 11, 14, 16, 25, 26, 30, 31, 32, 34, 35, 41, 43, 44, 45, 46, 48, 100, 101, 108, 109, 112, 128, 141, 143, 144, 150, 151, 155, 157, 160, 161, 162, 163, 165, 168, 169, 190, 191, 192, 215, 223, 303, 308, 324, 325, 326, 329, 337, 344, 351
313		12	5413
314(d)		12	1 nt	12 CFR 1, 4, 5, 7, 13, 14, 16, 21, 23, 26, 27, 28, 30, 32, 34, 35, 37, 41, 43, 44, 45, 47, 48, 50, 53, 163
314(c)		12	11	12 CFR 1, 5, 7, 13, 14, 16, 23, 27, 28, 32, 34, 37, 41, 43, 45, 47, 48, 50, 53
314(b)		12	4b	12 CFR 1, 5, 7, 13, 14, 16, 23, 27, 28, 32, 34, 37, 41, 43, 45, 47, 48, 50, 53
314(a)		12	1	12 CFR 1, 4, 5, 7, 13, 14, 16, 21, 23, 26, 27, 28, 30, 32, 34, 35, 37, 41, 43, 44, 45, 47, 48, 50, 53, 163
315		44	3502	19 CFR 178
316		12	5414	12 CFR 4, 100, 308, 333
317		12	5415	12 CFR 333
318(e)		12	16 nt	12 CFR 1, 5, 7, 8, 13, 14, 16, 23, 27, 28, 32, 34, 37, 41, 43, 45, 47, 48, 50, 51, 53
318(d)		12	1820	12 CFR 4, 19, 109, 112, 163, 208, 263, 264a, 303, 308, 328, 330, 331, 336, 337, 338, 345, 347, 351, 354, 360, 371, 373, 382, 1820
318(c)		12	248	12 CFR 201, 204, 208, 209, 210, 214, 215, 217, 240, 246, 249, 250, 261, 262, 263, 264b, 265, 266, 267, 268, 269, 269a, 269b
318(b)		12	16	12 CFR 1, 5, 7, 8, 13, 14, 16, 23, 27, 28, 32, 34, 37, 41, 43, 45, 47, 48, 50, 51, 53
319		12	5416
321		12	5431
322		12	5432
323		12	5433
324		12	5434
325		12	5435
326		12	5436
327		12	5437
331(b)		12	1817 nt	12 CFR 4, 5, 19, 31, 52, 109, 112, 163, 208, 215, 225, 238, 261, 263, 303, 304, 308, 326, 327, 330, 333, 338, 344, 345, 347, 350, 351, 354, 360, 370, 373
331(a)		12	1817	12 CFR 4, 5, 19, 31, 52, 109, 112, 163, 208, 215, 225, 238, 261, 263, 303, 304, 308, 326, 327, 330, 333, 338, 344, 345, 347, 350, 351, 354, 360, 370, 373
334(c)-(e)		12	1817 nt	12 CFR 4, 5, 19, 31, 52, 109, 112, 163, 208, 215, 225, 238, 261, 263, 303, 304, 308, 326, 327, 330, 333, 338, 344, 345, 347, 350, 351, 354, 360, 370, 373
334(b)		12	1813	12 CFR 44, 48, 112, 238, 240, 303, 304, 326, 327, 330, 347, 349, 351, 360, 373
335(b)		12	1787	12 CFR 701, 709, 710, 724, 741, 745, 747, 791
335(a)		12	1821	12 CFR 4, 261, 327, 330, 337, 340, 351, 360, 370, 371, 373, 602
336(b)		12	1812 nt	12 CFR 351, 360, 373
336(a)		12	1812	12 CFR 351, 360, 373
341		12	5451
342		12	5452	48 CFR 1022
351		2	906 nt
352		2	906
353		12	1834	12 CFR 351, 360, 373
355		12	1972	12 CFR 19, 109, 225, 238, 263, 308
361		12	2709
364(b)		12	1441a
364(a)		12	1438 nt
368		42	4003	24 CFR 55
370		12	1701c	24 CFR 291
371		12	1707 nt	24 CFR 58, 200, 203, 205, 220, 234, 266
372		12	1701p-1	24 CFR 291
373		12	1708	24 CFR 25, 200
374		42	8105	24 CFR 4100
375		12	1470	12 CFR 50
401		15	80b-20 nt	17 CFR 279
402(b)		15	80b-2 nt	17 CFR 275, 279
402(a)		15	80b-2	17 CFR 275, 279
403		15	80b-3	17 CFR 200, 201, 209, 210, 240, 260, 275, 279
404		15	80b-4	17 CFR 200, 232, 240, 248, 260, 275, 279
405		15	80b-10	17 CFR 200, 232, 279
406		15	80b-11	5 CFR 4401
409(b), (c)		15	80b-2 nt	17 CFR 275, 279
409(a)		15	80b-2	17 CFR 275, 279
410		15	80b-3a	17 CFR 279
411		15	80b-18b	17 CFR 279
413		15	77b nt	17 CFR 230, 230, 231
414		15	80b-18c	17 CFR 279
418		15	80b-5	17 CFR 200, 279
419		15	80b-2 nt	17 CFR 275, 279
501		31	301 nt	31 CFR 1, 34, 148
502(b)		31	321	41 CFR 105-55
511		15	8201 nt
512		15	8201 nt
521		15	8201
522		15	8202
523		15	8203
524		15	8204
525		15	8205
527		15	8206
531		15	8221
532		15	8222
533		15	8223
541		15	8231
542		15	8232
601		12	1811 nt	12 CFR 215, 304, 351, 354, 360, 373
602		12	1815 nt	12 CFR 303, 308, 324, 325, 326, 327, 329, 345, 347, 351, 354, 360, 373
603(a)	Elim.	12	1815 nt	12 CFR 303, 308, 324, 325, 326, 327, 329, 345, 347, 351, 354, 360, 373
604(j)		12	1462 nt	12 CFR 3, 50, 169, 238, 239, 339, 390
604(g)		12	1467a	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
604(f)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
604(e)		12	1843	12 CFR 211, 225, 228, 237, 244, 248, 303, 362, 1500
604(d)		12	1842	12 CFR 211, 228, 237, 244, 248, 262
605(b)		12	1831c nt	12 CFR 8, 51, 351, 360, 373
605(a)		12	1831c	12 CFR 8, 51, 351, 360, 373
606(c)		12	1467a nt	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
606(b)		12	1467a	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
606(a)		12	1843	12 CFR 211, 225, 228, 237, 244, 248, 303, 362, 1500
607(c)		12	1831u nt	12 CFR 5, 345, 351, 360, 373
607(b)		12	1831u	12 CFR 5, 345, 351, 360, 373
607(a)		12	1842	12 CFR 211, 228, 237, 244, 248, 262
608(d)		12	371c nt	12 CFR 223, 250
608(c)		12	1468	12 CFR 31, 50, 109, 215, 223, 238, 308, 337
608(b)		12	371c-1	12 CFR 223, 250
608(a)		12	371c	12 CFR 223, 250
609(b), (c)		12	371c nt	12 CFR 223, 250
609(a)		12	371c	12 CFR 223, 250
610(c)		12	84 nt	12 CFR 32
610(b)		12	1464	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 32, 34, 35, 41, 43, 44, 47, 48, 50, 52, 53, 101, 108, 109, 112, 128, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 163, 168, 172, 191, 192, 193, 194, 197, 238, 239, 263, 304, 308, 337, 339, 390
610(a)		12	84	12 CFR 32
611(b)		12	1828 nt	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
611(a)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
612(e)		12	35 nt	12 CFR 5
612(d)		12	35 nt	12 CFR 5
612(c)		12	1464	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 32, 34, 35, 41, 43, 44, 47, 48, 50, 52, 53, 101, 108, 109, 112, 128, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 163, 168, 172, 191, 192, 193, 194, 197, 238, 239, 263, 304, 308, 337, 339, 390
612(b)		12	35	12 CFR 5
612(a)		12	214d
613(a)		12	36	12 CFR 25, 208
613(b)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
614(b)		12	375b nt	12 CFR 31, 215, 337
614(a)		12	375b	12 CFR 31, 215, 337
615(c)		12	375 nt
615(b)		12	375
615(a)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
616(e)		12	1467a nt	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
616(d)		12	1831o-1	12 CFR 249, 351, 360, 373
616(c)		12	3907	12 CFR 3, 5, 28, 45, 208, 211, 217, 225, 252, 263, 324, 325
616(b)		12	1467a	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
616(a)		12	1844	12 CFR 211, 217, 225, 228, 237, 240, 244, 248, 249, 252, 261, 262
617(b)		15	78q nt	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
617(a)		15	78q	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
618		12	1850a	12 CFR 211, 237, 241, 244, 248, 262
619		12	1851	17 CFR 75, 255
621(b)		15	77z-2a nt	17 CFR 231
621(a)		15	77z-2a	17 CFR 231
622		12	1852	12 CFR 211, 237, 244, 248
623(a)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
625(b)		12	1467a nt	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
626		12	1467b	12 CFR 50
627(b)		12	371a nt
628		12	1841	12 CFR 211, 237, 244, 248
701		15	8301 nt
711		15	8301
712		15	8302	17 CFR 240
713(c)		7	24	17 CFR 1, 38, 45, 190
713(b)		7	6d	12 CFR 22
713(a)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
714		15	8303
715		15	8304
716		15	8305	12 CFR 237
717(d)		7	7a-2	17 CFR 1, 9, 33, 37, 38, 41, 42
717(c)		15	78s	17 CFR 201, 240, 249, 249b
717(b)		15	78c-2	17 CFR 249, 249b
717(a)		7	2	12 CFR 240, 349
718		15	8306
719		15	8307
720		15	8308
721(f)		7	1a nt	17 CFR 1, 3, 4, 5, 9, 15, 20, 21, 23, 30, 32, 33, 37, 38, 40, 41, 42, 150, 151, 166, 190
721(d)		7	6	17 CFR 1, 4, 5, 20, 23, 30, 34, 35, 37, 38, 40, 42, 48, 50, 145, 150, 151
721(b), (c)		15	8321
721(a)		7	1a	17 CFR 1, 3, 4, 5, 9, 15, 20, 21, 23, 30, 32, 33, 37, 38, 40, 41, 42, 150, 151, 166, 190
722(h)		7	1b
722(g)		15	8322
722(f)		7	6	17 CFR 1, 4, 5, 20, 23, 30, 34, 35, 37, 38, 40, 42, 48, 50, 145, 150, 151
722(c)-(e)		7	2	12 CFR 240, 349
722(b)		7	16	17 CFR 1, 38, 42, 140
722(a)		7	2	12 CFR 240, 349
723(c)		7	2 nt	12 CFR 240, 349
723(a), (b)		7	2	12 CFR 240, 349
724(c)		7	6s	17 CFR 1, 3, 23, 170, 237
724(b)		11	761	17 CFR 190
724(a)		7	6d	12 CFR 22
725(h)		7	7a-1	12 CFR 22
725(f)		7	12	17 CFR 1, 3, 5, 9, 11, 23, 38, 40, 42, 145, 180, 190
725(e)		7	7a-1	12 CFR 22
725(d)		7	7a-1 nt	12 CFR 22
725(a)-(c)		7	7a-1	12 CFR 22
726		15	8323
727		7	2	12 CFR 240, 349
728		7	24a	17 CFR 43, 49
729		7	6r	17 CFR 1, 23, 45
730		7	6t	17 CFR 17, 18, 20, 23, 150, 151
731		7	6s	17 CFR 1, 3, 23, 170, 237
732		7	6d	12 CFR 22
733		7	7b-3	17 CFR 1, 9, 16, 37, 38, 45
734(c)		7	7a-3 nt	17 CFR 33
734(a)		7	7a-3	17 CFR 33
735		7	7	17 CFR 1, 9, 15, 16, 17, 21, 33, 37, 38, 40, 42, 45, 166
736		7	12a	17 CFR 1, 3, 4, 5, 7, 8, 9, 11, 12, 15, 16, 17, 18, 19, 20, 21, 23, 30, 31, 32, 33, 34, 37, 38, 41, 42, 43, 45, 48, 49, 100, 140, 143, 144, 145, 148, 150, 151, 155, 156, 160, 165, 166, 170, 171
737(d)		7	6a nt	17 CFR 1, 3, 5, 15, 16, 17, 18, 20, 21, 23, 33, 38, 150, 151
737(a)-(c)		7	6a	17 CFR 1, 3, 5, 15, 16, 17, 18, 20, 21, 23, 33, 38, 150, 151
738(a), (b)		7	6	17 CFR 1, 4, 5, 20, 23, 30, 34, 35, 37, 38, 40, 42, 48, 50, 145, 150, 151
740		12	4422
741(c)		15	8324
741(a)		7	6b-1	17 CFR 3, 5, 9, 23, 33
742(c)		7	2	12 CFR 240, 349
742(b)		15	78c nt	12 CFR 8, 192, 218, 220, 221, 341, 390
742(a)		7	2	12 CFR 240, 349
743		7	1a nt	17 CFR 1, 3, 4, 5, 9, 15, 20, 21, 23, 30, 32, 33, 37, 38, 40, 41, 42, 150, 151, 166, 190
744		7	13a-1	17 CFR 1, 33, 38, 42, 143, 165
745		7	7a-2	17 CFR 1, 9, 33, 37, 38, 41, 42
748		7	26	17 CFR 165
749(i)	Rep.	12	4421
749(h)		7	25
749(g)		7	21	17 CFR 1, 3, 5, 9, 15, 21, 23, 33, 38, 42, 145, 166, 170, 171
749(f)		7	16	17 CFR 1, 38, 42, 140
749(e)		7	8	17 CFR 1, 3, 5, 9, 33, 38, 40
749(d)		7	7b	17 CFR 1, 33, 38, 42, 145
749(c)		7	7a-2	17 CFR 1, 9, 33, 37, 38, 41, 42
749(b)		7	6m	17 CFR 1, 3, 4, 5, 15, 18, 21, 33, 38, 145, 170
749(a)		7	6d	12 CFR 22
751		7	2	12 CFR 240, 349
752		15	8325
753(d)		7	9 nt	17 CFR 1, 3, 5, 9, 11, 15, 23, 33, 38, 42, 143, 165, 180
753(c)		7	25
753(b)		7	13b	17 CFR 3, 5, 9, 23, 33, 165
753(a)		7	15	17 CFR 11, 143, 180
754		7	1a nt	17 CFR 1, 3, 4, 5, 9, 15, 20, 21, 23, 30, 32, 33, 37, 38, 40, 41, 42, 150, 151, 166, 190
761(b)		15	8341
761(a)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
762(a), (b)		15	78c nt	12 CFR 8, 192, 218, 220, 221, 341, 390
763(i)		15	78m	12 CFR 11, 192, 335, 390
763(h)		15	78j-2	17 CFR 249, 249b
763(f), (g)		15	78i	17 CFR 200, 208, 229, 240, 242, 243, 244, 249, 249b
763(e)		15	78f	17 CFR 200, 240, 249, 249b
763(d)		15	78c-5	17 CFR 240, 249, 249b
763(c)		15	78c-4	17 CFR 249, 249b
763(b)		15	78q-1	12 CFR 9, 10, 19, 208, 308, 341
763(a)		15	78c-3	17 CFR 240, 249, 249b
764(b)		15	8342
764(a)		15	78o-10	17 CFR 45, 201, 237, 240, 249, 249b, 624, 1221
765		15	8343
766(e)		15	78m	12 CFR 11, 192, 335, 390
766(d)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
766(b), (c)		15	78m	12 CFR 11, 192, 335, 390
766(a)		15	78m-1	17 CFR 249, 249b
767		15	78bb	17 CFR 249, 249b
768(b)		15	77e	17 CFR 200, 229, 231
768(a)		15	77b	17 CFR 230, 230, 231
769		15	80a-2	17 CFR 239, 270
770		15	80b-2	17 CFR 275, 279
771		15	8344
772(b)		15	78dd	17 CFR 229, 249, 249b
772(a)		15	78mm	17 CFR 200, 210, 227, 229, 230, 239, 240, 242, 243, 244, 246, 247, 248, 249, 249b
773		15	78u-2	17 CFR 201, 209, 249, 249b
774		15	77b nt	17 CFR 230, 230, 231
801		12	5301 nt	31 CFR 30
802		12	5461	17 CFR 249
803		12	5462	17 CFR 249
804		12	5463	17 CFR 249
805		12	5464	12 CFR 234
806		12	5465	12 CFR 234
807		12	5466	12 CFR 234
808		12	5467	17 CFR 249
809		12	5468	17 CFR 249
810		12	5469	12 CFR 234, 262, 1320
811		12	5470	17 CFR 249
812		12	5471	12 CFR 234
813		12	5472	12 CFR 234
814		12	5461 nt	17 CFR 249
901		15	78a nt	17 CFR 249, 249b
911		15	78pp	17 CFR 249, 249b
912		15	77s	5 CFR 4401
913(a)-(f)		15	78o nt	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
914		15	80b-11 nt	5 CFR 4401
915		15	78d	17 CFR 200, 200, 230, 240, 249, 249b
916		15	78s	17 CFR 201, 240, 249, 249b
919D		15	78d	17 CFR 200, 200, 230, 240, 249, 249b
919B		15	80b-10 nt	17 CFR 200, 232, 279
919		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
921(b)		15	80b-5	17 CFR 200, 279
921(a)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
922(b), (c)		18	1514A	29 CFR 1980
922(a)		15	78u-6	17 CFR 249, 249b
924		15	78u-7	12 CFR 10
925(b)		15	80b-3	17 CFR 200, 201, 209, 210, 240, 260, 275, 279
926		15	77d nt	17 CFR 227, 230, 231, 240
927		15	78cc	17 CFR 249, 249b
928		15	80b-5	17 CFR 200, 279
929X(c)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
929X(b)		15	78i	17 CFR 200, 208, 229, 240, 242, 243, 244, 249, 249b
929X(a)		15	78m	12 CFR 11, 192, 335, 390
929W		15	78q-1	12 CFR 9, 10, 19, 208, 308, 341
929V(b), (c)		15	78jjj
929V(a)		15	78ddd
929U		15	78d-5	17 CFR 249, 249b
929T		15	78cc	17 CFR 249, 249b
929S		15	78q	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
929R(b)		15	78p	12 CFR 11, 335, 390
929R(a)		15	78m	12 CFR 11, 192, 335, 390
929Q(b)		15	80b-4	17 CFR 200, 232, 240, 248, 260, 275, 279
929Q(a)		15	80a-30	17 CFR 210, 211, 229, 230, 232, 239, 248, 270
929P(c)		15	78t	12 CFR 10
929O		15	78t	12 CFR 10
929N		15	80b-9	17 CFR 200, 201, 202, 209, 279
929M(b)		15	80a-47	17 CFR 270
929M(a)		15	77o	17 CFR 200, 231
929K		15	78x	17 CFR 240, 249, 249b
929J		15	7216	17 CFR 200, 202
929I(c)		15	80b-10	17 CFR 200, 232, 279
929I(b)		15	80a-30	17 CFR 210, 211, 229, 230, 232, 239, 248, 270
929I(a)		15	78x	17 CFR 240, 249, 249b
929H(b)		15	78eee	17 CFR 200
929H(a)		15	78fff-3
929G(c)		15	78d nt	17 CFR 200, 200, 230, 240, 249, 249b
929G(a)		5	3114
929F(i)		15	7217	17 CFR 200, 201, 202
929F(h)		15	7215	17 CFR 200, 201, 202
929F(f)		15	80a-35	17 CFR 270
929F(e)		15	78s	17 CFR 201, 240, 249, 249b
929F(c), (d)		15	78u	12 CFR 10, 19, 308
929F(b)		15	78o-5	12 CFR 13, 19, 109, 263, 308, 368
929F(a)		15	78o-4	17 CFR 200, 240, 248, 249, 249b
929E(d)		15	80b-14	17 CFR 250, 279
929E(c)		15	80a-43	17 CFR 270
929E(b)		15	78aa	17 CFR 249, 249b, 250
929D		15	78q	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
929E(a)		15	77v	17 CFR 231, 250
929C		15	78ddd
929B		15	7246	17 CFR 201
929A		18	1514A	29 CFR 1980
929		15	78g	17 CFR 41, 200, 240, 242, 249, 249b
931		15	78o-7 nt	12 CFR 324, 347, 615, 628, 652
932(b)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
932(a)		15	78o-7	12 CFR 324, 347, 615, 628, 652
933(b)		15	78u-4	12 CFR 10
933(a)		15	78o-7	12 CFR 324, 347, 615, 628, 652
936		15	78o-7 nt	12 CFR 324, 347, 615, 628, 652
937		15	78o-7 nt	12 CFR 324, 347, 615, 628, 652
938		15	78o-8	17 CFR 249, 249b
939F		15	78o-9	17 CFR 249, 249b
939D		15	78o-9 nt	17 CFR 249, 249b
939B		15	78m nt	12 CFR 11, 192, 335, 390
939A		15	78o-7 nt	12 CFR 324, 347, 615, 628, 652
939(g)		12	24a nt	12 CFR 5, 1501
939(f)		22	286hh
939(e)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
939(d)		12	24a	12 CFR 5, 1501
939(c)		15	80a-6	17 CFR 232, 270
939(b)		12	4519	24 CFR 81
941(b)		15	78o-11	24 CFR 267
941(a)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
942(b)		15	77g	17 CFR 200, 201, 210, 211, 229, 230, 231, 232, 239, 240, 242, 246, 270, 274
942(a)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
943		15	78o-7 nt	12 CFR 324, 347, 615, 628, 652
944(b)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
944(a)		15	77d	17 CFR 227, 230, 231, 240
945		15	77g	17 CFR 200, 201, 210, 211, 229, 230, 231, 232, 239, 240, 242, 246, 270, 274
951		15	78n-1	17 CFR 229, 240, 249, 249b
952(a)		15	78j-3	17 CFR 229, 249, 249b
953(b)		15	78l nt	12 CFR 8, 11, 112, 192, 208, 238, 263, 335, 390
953(a)		15	78n	17 CFR 200, 201, 210, 229, 230, 232, 239, 240, 242, 249, 249b, 270, 274
954		15	78j-4	17 CFR 240, 249, 249b
955		15	78n	17 CFR 200, 201, 210, 229, 230, 232, 239, 240, 242, 249, 249b, 270, 274
956		12	5641
957		15	78f	17 CFR 200, 240, 249, 249b
961		15	78d-6	17 CFR 249, 249b
962		15	78d-7	17 CFR 249, 249b
963		15	78d-8	17 CFR 249, 249b
964		15	78d-9	17 CFR 249, 249b
965		15	78d	17 CFR 200, 200, 230, 240, 249, 249b
966		15	78d-4	17 CFR 249, 249b
971(b), (c)		15	78n nt	17 CFR 200, 201, 210, 229, 230, 232, 239, 240, 242, 249, 249b, 270, 274
971(a)		15	78n	17 CFR 200, 201, 210, 229, 230, 232, 239, 240, 242, 249, 249b, 270, 274
972		15	78n-2	17 CFR 249, 249b
975(i)		15	78o nt	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
975(h)		15	78q	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
975(g)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
975(f)		15	78o-3	17 CFR 201, 249, 249b
975(a)-(e)		15	78o-4	17 CFR 200, 240, 248, 249, 249b
978(a)		15	77s	5 CFR 4401
979		15	78o-4a	17 CFR 249, 249b
981(b), (c)		15	7215	17 CFR 200, 201, 202
981(a)		15	7201	17 CFR 202, 229, 232, 240, 249
982(i), (j)		15	7215	17 CFR 200, 201, 202
982(h)		15	7219	17 CFR 200, 202
982(g)		15	7216	17 CFR 200, 202
982(f)		15	7215	17 CFR 200, 201, 202
982(d)		15	7213	17 CFR 200, 202
982(c)		15	7212	17 CFR 200, 202
982(b)		15	7211	17 CFR 200, 202
983(b)		15	78lll
983(a)		15	78fff-3
984(b)		15	78j nt	17 CFR 229, 230, 240, 242, 243, 244, 249, 249b
984(a)		15	78j	17 CFR 229, 230, 240, 242, 243, 244, 249, 249b
986(d)		15	80b-2	17 CFR 275, 279
987		12	1831o	12 CFR 4, 6, 19, 47, 48, 163, 165, 208, 217, 252, 263, 303, 308, 324, 325, 351, 354, 360, 373, 382
988(a)		12	1790d	12 CFR 702, 741, 747
989J		15	77c nt	17 CFR 200, 230, 231, 232, 239, 240
989H		5	405 nt
989G(a)		15	7262	17 CFR 205, 210
989E		5	424 nt
989A		12	5537
991(c)		15	78kk	17 CFR 249, 249b
1001		12	5301 nt	31 CFR 30
1002		12	5481	12 CFR 1001, 1070, 1080, 1082, 5481
1011		12	5491
1012		12	5492	12 CFR 1074, 1076
1013		12	5493
1014		12	5494
1015		12	5495
1016B		12	5496b
1016A		12	5496a
1016		12	5496
1017		12	5497	12 CFR 1075
1018		12	5498
1019		12	5499
1020		12	5491 nt
1021		12	5511	12 CFR 1026
1022		12	5512	12 CFR 1001, 1002, 1003, 1005, 1006, 1009, 1010, 1011, 1012, 1014, 1015, 1016, 1022, 1024, 1026, 1030, 1074, 1075, 1081, 1090, 1091
1023		12	5513
1024		12	5514	12 CFR 1006, 1090, 1091
1025		12	5515
1026		12	5516
1027		12	5517
1028		12	5518
1029A		12	5511 nt	12 CFR 1026
1029		12	5519	16 CFR 313, 640, 680
1031		12	5531
1032		12	5532	12 CFR 1006, 1024, 1026
1033		12	5533
1034		12	5534
1035		12	5535
1036		12	5536
1037		12	5531 nt
1041		12	5551
1042		12	5552
1043		12	5553
1044(a)		12	25b	12 CFR 7, 34
1045		12	25b	12 CFR 7, 34
1046(a)		12	1465	12 CFR 50
1047(b)		12	1465	12 CFR 50
1047(a)		12	25b	12 CFR 7, 34
1048		12	5551 nt
1051		12	5561
1052		12	5562
1053		12	5563	12 CFR 1081
1054		12	5564
1055		12	5565	12 CFR 1083
1056		12	5566
1057		12	5567	29 CFR 1985
1058		12	5561 nt
1061		12	5581	12 CFR 1002, 1003, 1005, 1009, 1010, 1011, 1012, 1014, 1015, 1016, 1022, 1024, 1026, 1030
1062		12	5582
1063		12	5583
1064		12	5584
1065		12	5585
1066		12	5586
1067		12	5587
1071(d)		15	1691 nt	12 CFR 27, 202a, 202, 338, 626
1071(b)		15	1691	12 CFR 27, 202a, 202, 338, 626
1071(a)		15	1691c-2	14 CFR 374
1072(b)		12	1701x nt	24 CFR 1, 2, 5, 92, 93, 214, 291, 570, 574, 576, 578, 1006
1072(a)		12	1701x nt	24 CFR 1, 2, 5, 92, 93, 214, 291, 570, 574, 576, 578, 1006
1073(d)		12	1757	12 CFR 700, 701, 703, 705, 709, 711, 712, 714, 721, 723, 724, 741, 745, 760
1073		12	5601	12 CFR 1005
1075(d)		42	1780
1075(c)		7	3007	7 CFR 249
1075(b)		7	2016	7 CFR 251, 253, 271, 272, 273, 274, 275, 276, 277, 278, 279, 280, 281, 282, 283, 285
1076		12	5602
1079A(c)		31	3730	45 CFR 30
1079A(a)		28	994 nt
1079		12	5603
1082		5	552a nt	39 CFR 262, 266, 3005
1083(c)		12	3802 nt	12 CFR 1004
1083(b)		12	3802 nt	12 CFR 1004
1086(f)		12	4006	12 CFR 210, 229
1086(e)		12	4002	12 CFR 210, 229
1086(d)		12	4008	12 CFR 210, 229
1086(c)		12	4004	12 CFR 210, 229
1086(b)		12	4003	12 CFR 210, 229
1086(a)		12	4002	12 CFR 210, 229
1087		15	1666j	14 CFR 374
1091		12	3303
1092		15	57a	12 CFR 227
1095		12	4909
1096		15	1601 nt	14 CFR 374
1097		12	5538
1100H		5	552a nt	39 CFR 262, 266, 3005
1100G(c)		5	604	44 CFR 18
1100G(b)		5	603	50 CFR 200
1100G(a)		5	609	50 CFR 200
1100F		15	1681m	14 CFR 374
1100E(b)		15	1603 nt	14 CFR 374
1100D(b)		44	3513	12 CFR 1070
1100D(a)		44	3502	19 CFR 178
1100C(d)		15	6105	16 CFR 310
1100C(c)		15	6104	16 CFR 310
1100C(b)		15	6103	16 CFR 310
1100C(a)		15	6102	16 CFR 310
1101(c)		12	343 nt	12 CFR 201, 237
1101(b)		11	507	19 CFR 141
1101(a)		12	343	12 CFR 201, 237
1102		31	714	4 CFR 82
1103(b)		12	248	12 CFR 201, 204, 208, 209, 210, 214, 215, 217, 240, 246, 249, 250, 261, 262, 263, 264b, 265, 266, 267, 268, 269, 269a, 269b
1103(a)		12	225b	12 CFR 211, 237, 244, 248
1104		12	5611
1105		12	5612
1106(b)		12	1823	12 CFR 303, 348, 351, 357, 360, 370, 373
1106		12	5613
1107		12	341
1108(d)		12	5614
1108(c)		12	248	12 CFR 201, 204, 208, 209, 210, 214, 215, 217, 240, 246, 249, 250, 261, 262, 263, 264b, 265, 266, 267, 268, 269, 269a, 269b
1108(b)		12	247b
111(i)(2)		5	5314
1201		12	5301 nt	31 CFR 30
1202		12	5621
1203		12	5622
1204		12	5623
1205		12	5624
1206		12	4719	31 CFR 35
1207		12	5625
1208		12	5626
1209		12	5627
1210		12	5628
1301		12	5201 nt
1302		12	5225
1303		12	5216
1304(d)		12	1455 nt	24 CFR 81
1304(c)		12	1431	12 CFR 950, 975, 977, 980, 1230, 1265, 1267, 1268, 1269, 1270, 1271, 1272, 1273, 1274, 1281
1304(b)		12	1455	24 CFR 81
1304(a)		12	1719	24 CFR 81
1400(c)		15	1601 nt	14 CFR 374
1400(b)		12	5481 nt	12 CFR 1001, 1070, 1080, 1082, 5481
1400(a)		15	1601 nt	14 CFR 374
1401		15	1602	14 CFR 374
1405(b)		15	1601 nt	14 CFR 374
1412		15	1639c	24 CFR 201, 203, 1005, 1007
1413		15	1640	14 CFR 374
1414(c), (d)		15	1639c	24 CFR 201, 203, 1005, 1007
1414(b)		15	1607	14 CFR 374
1414(a)		15	1639c	24 CFR 201, 203, 1005, 1007
1415		15	1639b nt	14 CFR 374
1418(a)		15	1638a	14 CFR 374
1422		15	1640	14 CFR 374
1431		15	1602	14 CFR 374
1441		12	1701 nt	24 CFR 202a, 209, 211, 291
1442		42	3533
1447		12	1701p-2	24 CFR 291
1450		12	2604	12 CFR 4, 1024, 1026
1451		12	1701x-1	24 CFR 214, 291, 570, 574, 576, 578, 1006
1452		42	8108	24 CFR 4100
1461(b)		15	1639d nt	14 CFR 374
1461(a)		15	1639d	14 CFR 374
1462		15	1639d	14 CFR 374
1463		12	2605	24 CFR 3800
1464(b)		15	1639g	14 CFR 374
1464(a)		15	1639f	14 CFR 374
1465		15	1638	14 CFR 374
1471		15	1639h	14 CFR 374
1472(c)		15	1604	14 CFR 374
1472(a)		15	1639e	14 CFR 374
1473(s)		12	3310	12 CFR 208, 225
1473(r)		12	3355	12 CFR 34, 323, 722
1473(q)		12	3354	12 CFR 34, 323, 722
1473(l)-(p)		12	3351	12 CFR 34, 208, 225, 323, 722
1473(k)		12	3347	12 CFR 34, 208, 225, 323, 722
1473(j)		12	3345	12 CFR 34, 208, 225, 323, 722
1473(i)		12	3338 nt	12 CFR 34, 208, 225, 323, 722, 1102
1473(d)		12	3335	12 CFR 34, 208, 225, 323, 722, 1102
1473(c)		12	3333	12 CFR 34, 208, 225, 323, 722
1473(b)		12	3332	12 CFR 34, 208, 225, 323, 722, 1102
1473(a)		12	3341	12 CFR 34, 208, 225, 323, 722
1474		15	1691	12 CFR 27, 202a, 202, 338, 626
1475		12	2603	24 CFR 3800
1481		12	5220b
1482		12	5219a
1483		12	5219b
1493		12	1715z-25
1495		15	1601 nt	14 CFR 374
1496(a)		12	2706 nt
1497		42	5301 nt	24 CFR 91, 180, 570, 574, 770, 1003
1498		12	1701x-2	24 CFR 291
1501		22	286tt
1502(b)		15	78m	12 CFR 11, 192, 335, 390
1502		15	78m nt	12 CFR 11, 192, 335, 390
1503		15	78m-2	17 CFR 249, 249b
1504		15	78m	12 CFR 11, 192, 335, 390
152(d)(3)		12	1833b	12 CFR 351, 360, 373
152(d)(4)		5	3132	5 CFR 214, 352
1601(b)		26	1256 nt
1601(a)		26	1256
318(a)(1)		12	481	12 CFR 4, 5, 7, 8, 10, 19, 24, 25, 27, 45, 47, 50, 51, 53, 208, 217, 249, 252
318(a)(2)		12	482	12 CFR 4, 8, 51, 208, 217, 249, 252
343(b)(1)		12	1787	12 CFR 701, 709, 710, 724, 741, 745, 747, 791
343(a)(1)		12	1821	12 CFR 4, 261, 327, 330, 337, 340, 351, 360, 370, 371, 373, 602
343(b)(2)		12	1787 nt	12 CFR 701, 709, 710, 724, 741, 745, 747, 791
343(a)(2)		12	1821 nt	12 CFR 4, 261, 327, 330, 337, 340, 351, 360, 370, 371, 373, 602
343(b)(3)		12	1787 nt	12 CFR 701, 709, 710, 724, 741, 745, 747, 791
343(a)(3)		12	1821 nt	12 CFR 4, 261, 327, 330, 337, 340, 351, 360, 370, 371, 373, 602
354(1)		12	1841	12 CFR 211, 237, 244, 248
354(2)(A)		12	1843	12 CFR 211, 225, 228, 237, 244, 248, 303, 362, 1500
354(3)		12	1844	12 CFR 211, 217, 225, 228, 237, 240, 244, 248, 249, 252, 261, 262
356(1)		12	1881	12 CFR 21, 30, 41, 168, 326
356(2)		12	1882	12 CFR 21, 30, 41, 168, 208, 326
356(3)		12	1884	12 CFR 19, 21, 30, 41, 109, 168, 263, 308
357(3)		12	1867	12 CFR 4, 8, 51, 53, 262, 304
358(1)		12	2902	12 CFR 4, 5, 25, 143, 144, 208, 228, 261, 345
358(2)		12	2905	12 CFR 4, 5, 25, 143, 144, 208, 228, 261, 345
359(1)		34	41501
360(1)		12	3206	12 CFR 26, 212, 238, 711
360(2)		12	3207	12 CFR 26, 212, 238, 303, 348, 354, 711
360(3)		12	3208	12 CFR 26, 212, 238, 711
362(1)		12	1757	12 CFR 700, 701, 703, 705, 709, 711, 712, 714, 721, 723, 724, 741, 745, 760
362(2)		12	1785	12 CFR 701, 705, 708b, 708a, 712, 714, 723, 740, 741, 747
362(3)		12	1786	12 CFR 701, 702, 705, 708b, 709, 710, 712, 741, 747, 748, 750, 791, 796
363(1)		12	1813	12 CFR 44, 48, 112, 238, 240, 303, 304, 326, 327, 330, 347, 349, 351, 360, 373
363(2)		12	1817	12 CFR 4, 5, 19, 31, 52, 109, 112, 163, 208, 215, 225, 238, 261, 263, 303, 304, 308, 326, 327, 330, 333, 338, 344, 345, 347, 350, 351, 354, 360, 370, 373
363(3)		12	1818	17 CFR 42
363(4)		12	1820	12 CFR 4, 19, 109, 112, 163, 208, 263, 264a, 303, 308, 328, 330, 331, 336, 337, 338, 345, 347, 351, 354, 360, 371, 373, 382, 1820
363(5)		12	1821	12 CFR 4, 261, 327, 330, 337, 340, 351, 360, 370, 371, 373, 602
363(6)		12	1823	12 CFR 303, 348, 351, 357, 360, 370, 373
363(7)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
363(8)		12	1829	12 CFR 109, 263, 308, 351, 360, 373
363(9)		12	1831e	12 CFR 303, 351, 360, 362, 373
365(1)		12	4515	24 CFR 81
365(2)		12	4517	12 CFR 1209, 1212, 1213, 1220, 1230, 1231, 1240, 1242, 1777
366(1)		12	248	12 CFR 201, 204, 208, 209, 210, 214, 215, 217, 240, 246, 249, 250, 261, 262, 263, 264b, 265, 266, 267, 268, 269, 269a, 269b
366(2)		12	461	12 CFR 201, 204, 208
367(1)		12	1812 nt	12 CFR 351, 360, 373
367(2)		12	1467a nt	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
367(3)		12	1464 nt	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 32, 34, 35, 41, 43, 44, 47, 48, 50, 52, 53, 101, 108, 109, 112, 128, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 163, 168, 172, 191, 192, 193, 194, 197, 238, 239, 263, 304, 308, 337, 339, 390
367(4)		12	1463 nt	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 31, 32, 34, 35, 41, 44, 46, 47, 48, 50, 52, 53, 100, 101, 112, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 162, 163, 168, 169, 172, 192, 238, 303, 304, 337, 339, 390
367(5)		12	1437 nt
367(6)		12	3332	12 CFR 34, 208, 225, 323, 722, 1102
367(7)		12	1818 nt	17 CFR 42
367(8)		12	1833b	12 CFR 351, 360, 373
367(9)		12	1833e	12 CFR 4, 351, 360, 361, 373, 1207, 1223
369(2)		12	1462	12 CFR 3, 50, 169, 238, 239, 339, 390
369(3)		12	1462a	12 CFR 3, 4, 5, 10, 11, 14, 16, 21, 25, 26, 30, 32, 34, 35, 41, 44, 47, 48, 50, 100, 101, 112, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 163, 168, 169, 172, 192, 193, 194, 217, 238, 239, 339, 390
369(4)		12	1463	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 31, 32, 34, 35, 41, 44, 46, 47, 48, 50, 52, 53, 100, 101, 112, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 162, 163, 168, 169, 172, 192, 238, 303, 304, 337, 339, 390
369(5)		12	1464	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 32, 34, 35, 41, 43, 44, 47, 48, 50, 52, 53, 101, 108, 109, 112, 128, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 163, 168, 172, 191, 192, 193, 194, 197, 238, 239, 263, 304, 308, 337, 339, 390
369(6)		12	1466a	12 CFR 50
369(7)		12	1467	12 CFR 8, 50, 109, 112, 238, 263, 308
369(8)		12	1467a	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
369(9)		12	1468	12 CFR 31, 50, 109, 215, 223, 238, 308, 337
376(1)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
376(2)		15	78l	12 CFR 8, 11, 112, 192, 208, 238, 263, 335, 390
376(3)		15	78o-5	12 CFR 13, 19, 109, 263, 308, 368
376(4)		15	78w	5 CFR 4401
377(1)		18	212	24 CFR 0
377(2)		18	657
377(3)		18	981	28 CFR 8, 9
377(4)		18	982
377(5)		18	1006
377(6)		18	1014
377(7)		18	1032
378(1)		31	321	41 CFR 105-55
378(2)		31	714	4 CFR 82
502(a)(1)		31	315
502(a)(2)		31	312
502(a)(3)		31	314
604(h)(1)		12	1462	12 CFR 3, 50, 169, 238, 239, 339, 390
604(a)-(c)(1)		12	1844	12 CFR 211, 217, 225, 228, 237, 240, 244, 248, 249, 252, 261, 262
604(h)(2), (i)		12	1467a	12 CFR 30, 31, 44, 47, 50, 109, 112, 143, 144, 160, 161, 163, 168, 192, 217, 238, 239, 249, 252, 261, 262, 263, 303, 308
604(c)(2)		12	1848a	12 CFR 211, 237, 244, 248
623(b)(1)		12	1843	12 CFR 211, 225, 228, 237, 244, 248, 303, 362, 1500
623(b)(2)		12	1841	12 CFR 211, 237, 244, 248
627(a)(1)		12	371a
627(a)(2)		12	1464	12 CFR 3, 4, 5, 7, 10, 11, 14, 16, 21, 25, 26, 30, 32, 34, 35, 41, 43, 44, 47, 48, 50, 52, 53, 101, 108, 109, 112, 128, 141, 143, 144, 145, 150, 151, 155, 157, 160, 161, 163, 168, 172, 191, 192, 193, 194, 197, 238, 239, 263, 304, 308, 337, 339, 390
627(a)(3)		12	1828	12 CFR 3, 3, 7, 25, 30, 34, 41, 47, 50, 145, 160, 163, 168, 208, 217, 223, 225, 228, 239, 249, 252, 262, 263, 303, 308, 324, 324, 325, 325, 328, 329, 333, 337, 345, 347, 351, 359, 360, 362, 365, 373, 382
721(e)(1)		7	2	12 CFR 240, 349
721(e)(2)		7	6m	17 CFR 1, 3, 4, 5, 15, 18, 21, 33, 38, 145, 170
721(e)(3)		7	6q
721(e)(4)		7	7	17 CFR 1, 9, 15, 16, 17, 21, 33, 37, 38, 40, 42, 45, 166
721(e)(5)	Rep.	7	7a	17 CFR 1, 8, 15, 17, 21, 33, 37, 40, 42, 100, 145, 156
721(e)(6)		7	7a-1	12 CFR 22
721(e)(7)		7	7a-2	17 CFR 1, 9, 33, 37, 38, 41, 42
721(e)(8)		15	78f	17 CFR 200, 240, 249, 249b
721(e)(9)		7	27	12 CFR 44, 48, 349
725(g)(1)(C)		7	27f	12 CFR 44, 48, 349
725(g)(1)(A)		7	27b	12 CFR 44, 48, 349
725(g)(1)(B)		7	27	12 CFR 44, 48, 349
725(g)(2)		7	27a	12 CFR 44, 48, 349
734(b)(1)		7	2	12 CFR 240, 349
734(b)(2)		15	78f	17 CFR 200, 240, 249, 249b
741(b)(1)		7	6b	17 CFR 1, 3, 4, 5, 23, 33, 42, 145, 155, 156, 166
741(b)(2)		7	6c	17 CFR 1, 3, 4, 5, 8, 9, 15, 16, 17, 18, 19, 20, 21, 23, 30, 32, 33, 34, 35, 37, 38, 145, 150, 151, 155, 156, 166, 180, 190
741(b)(3)		7	9	17 CFR 1, 3, 5, 9, 11, 15, 23, 33, 38, 42, 143, 165, 180
741(b)(4)		7	13b	17 CFR 3, 5, 9, 23, 33, 165
741(b)(5)		7	13a-1	17 CFR 1, 33, 38, 42, 143, 165
762(d)(1)		15	78c-1	17 CFR 249, 249b
762(c)(1)		15	77b-1	17 CFR 231
762(d)(2)		15	78i	17 CFR 200, 208, 229, 240, 242, 243, 244, 249, 249b
762(c)(2)		15	77q	17 CFR 200, 231, 242
762(d)(3)		15	78j	17 CFR 229, 230, 240, 242, 243, 244, 249, 249b
762(d)(4)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
762(d)(5)		15	78p	12 CFR 11, 335, 390
762(d)(6)		15	78t	12 CFR 10
762(d)(7)		15	78u-1	12 CFR 10
913(h)(1)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
913(g)(1)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
913(h)(2)		15	80b-11	5 CFR 4401
913(g)(2)		15	80b-11	5 CFR 4401
923(b)(1)		15	78u	12 CFR 10, 19, 308
923(a)(1)		15	77t	17 CFR 202, 231
923(b)(2)		15	78u-1	12 CFR 10
923(a)(2)		15	80a-41	17 CFR 200, 201, 202, 209, 270
923(a)(3)		15	80b-9	17 CFR 200, 201, 202, 209, 279
925(a)(1)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
925(a)(2)		15	78o-4	17 CFR 200, 240, 248, 249, 249b
925(a)(3)		15	78q-1	12 CFR 9, 10, 19, 208, 308, 341
929P(b)(1)		15	77v	17 CFR 231, 250
929P(a)(1)		15	77h-1	17 CFR 201, 209, 231
929L(1)		15	78i	17 CFR 200, 208, 229, 240, 242, 243, 244, 249, 249b
929F(g)(1)		15	7201	17 CFR 202, 229, 232, 240, 249
929P(b)(2)		15	78aa	17 CFR 249, 249b, 250
929P(a)(2)		15	78u-2	17 CFR 201, 209, 249, 249b
929L(2)		15	78j	17 CFR 229, 230, 240, 242, 243, 244, 249, 249b
929F(g)(2)		15	78u	12 CFR 10, 19, 308
929P(b)(3)		15	80b-14	17 CFR 250, 279
929P(a)(3)		15	80a-9	17 CFR 201, 209, 229, 239, 270
929L(3)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
929P(a)(4)		15	80b-3	17 CFR 200, 201, 209, 210, 240, 260, 275, 279
939(a)(1)		12	1817	12 CFR 4, 5, 19, 31, 52, 109, 112, 163, 208, 215, 225, 238, 261, 263, 303, 304, 308, 326, 327, 330, 333, 338, 344, 345, 347, 350, 351, 354, 360, 370, 373
982(e)(1)		15	7214	17 CFR 200, 202
982(a)(1)		15	7220	17 CFR 200, 202
982(e)(2)		15	78q	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
982(a)(2)		15	7201	17 CFR 202, 229, 232, 240, 249
982(h)(3)		15	78m	12 CFR 11, 192, 335, 390
985(e)(1)		15	80b-3	17 CFR 200, 201, 209, 210, 240, 260, 275, 279
985(d)(1)		15	80a-2	17 CFR 239, 270
985(c)(1)		15	77ddd	17 CFR 229
985(b)(1)		15	78b	17 CFR 200, 242, 249, 249b
985(a)(1)		15	77c	17 CFR 200, 230, 231, 232, 239, 240
985(e)(2)		15	80b-6	17 CFR 270, 275, 279
985(d)(2)		15	80a-9	17 CFR 201, 209, 229, 239, 270
985(c)(2)		15	77qqq
985(b)(2)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
985(a)(2)		15	77r	17 CFR 230, 231
985(e)(3)		15	80b-13	17 CFR 279
985(d)(3)		15	80a-12	17 CFR 270
985(b)(3)		15	78j-1	12 CFR 11
985(a)(3)		15	77s	5 CFR 4401
985(e)(4)		15	80b-18a	17 CFR 279
985(d)(4)		15	80a-17	17 CFR 270
985(b)(4)		15	78m	12 CFR 11, 192, 335, 390
985(a)(4)		15	77z-2	17 CFR 210, 229, 231, 239, 240
985(d)(5)		15	80a-60	17 CFR 270
985(b)(5)(A)		15	78o	17 CFR 200, 201, 210, 227, 229, 230, 232, 239, 240, 242, 243, 244, 246, 247, 249, 249b, 270, 274
985(b)(6)		15	78o-5	12 CFR 13, 19, 109, 263, 308, 368
985(b)(7)		15	78q	17 CFR 200, 210, 227, 240, 242, 247, 248, 249, 249b
985(b)(8)		15	78u-3	17 CFR 200, 201, 209, 249, 249b
986(c)(1)		15	80a-2	17 CFR 239, 270
986(b)(1)		15	77ccc
986(a)(1)		15	78c	12 CFR 8, 192, 218, 220, 221, 341, 390
986(c)(2)		15	80a-3	17 CFR 239, 270
986(b)(2)		15	77hhh	17 CFR 200, 229, 269
986(a)(2)		15	78l	12 CFR 8, 11, 112, 192, 208, 238, 263, 335, 390
986(c)(3)		15	80a-37	5 CFR 4401
986(b)(3)		15	77jjj	17 CFR

TOPN: Table of Popular Names

Investor Protection and Securities Reform Act of 2010

31 CFR

31 CFR

31 CFR

31 CFR

31 CFR

31 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

31 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

17 CFR

12 CFR

17 CFR

12 CFR

12 CFR

17 CFR

12 CFR

12 CFR

31 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

19 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

12 CFR

48 CFR

12 CFR

12 CFR

24 CFR

24 CFR

24 CFR

24 CFR

24 CFR

24 CFR

12 CFR

17 CFR

17 CFR

17 CFR

17 CFR

17 CFR

17 CFR

5 CFR

17 CFR

17 CFR

17 CFR

17 CFR

17 CFR

17 CFR

17 CFR

17 CFR

31 CFR

41 CFR

12 CFR

12 CFR