Source
(As amended Mar. 9, 1987, eff. Aug. 1, 1987; Apr. 29, 2002, eff. Dec. 1, 2002.)
Notes of Advisory Committee on Rules—1944
The rule-making power of the Supreme Court with respect to criminal proceedings was extended to proceedings to punish for criminal contempt of court by the Act of November 21, 1941 (
55 Stat. 779),
18 U.S.C. 689.
Note to Subdivision (a). This rule is substantially a restatement of existing law, Ex parte Terry, 128 U.S. 289; Cooke v. United States, 267 U.S. 517, 534.
Note to Subdivision (b). 1. This rule is substantially a restatement of the procedure prescribed in
28 U.S.C. 386–390 [now
18 U.S.C.
401,
402,
3285,
3691], and
29 U.S.C.
111 [now
18 U.S.C.
3692].
2. The requirement in the second sentence that the notice shall describe the criminal contempt as such is intended to obviate the frequent confusion between criminal and civil contempt proceedings and follows the suggestion made in McCann v. New York Stock Exchange, 80 F.2d 211 (C.C.A. 2d). See also Nye v. United States, 313 U.S. 33, 42–43.
3. The fourth sentence relating to trial by jury preserves the right to a trial by jury in those contempt cases in which it is granted by statute, but does not enlarge the right or extend it to additional cases. The respondent in a contempt proceeding may demand a trial by jury as of right if the proceeding is brought under the Act of March 23, 1932, c. 90, sec.
11,
47 Stat. 72,
29 U.S.C.
111 [now
18 U.S.C.
3692] (Norris-La Guardia Act), or the Act of October 15, 1914, c. 323, sec.
22,
38 Stat. 738,
28 U.S.C. 387 (Clayton Act).
4. The provision in the sixth sentence disqualifying the judge affected by the contempt if the charge involves disrespect to or criticism of him, is based, in part, on 29 U.S.C. former § 112 (Contempts; demand for retirement of judge sitting in proceeding) and the observations of Chief Justice Taft in Cooke v. United States, 267 U.S. 517, 539, 45 S.Ct. 390, 69 L.Ed. 767.
5. Among the statutory provisions defining criminal contempts are the following:
U.S.C., Title 7:
Section
499m (Perishable Agricultural Commodities Act; investigation of complaints; procedure; penalties; etc.—(c) Disobedience to subpenas; remedy; contempt)
U.S.C., Title 9:
Section
7 (Witnesses before arbitrators; fees, compelling attendance)
U.S.C., Title 11:
Section
69 [former] (Referees; contempts before)
U.S.C., Title 15:
Section
49 (Federal Trade Commission; documentary evidence; depositions; witnesses)
Section
78u (Regulation of Securities Exchanges; investigation; injunctions and prosecution of offenses)
Section
100 (Trademarks; destruction of infringing labels; service of injunction, and proceedings for enforcement)
Section
155 (China Trade Act; authority of registrar in obtaining evidence)
U.S.C., Title 17:
Section
36 [now 502] (Injunctions; service and enforcement)
U.S.C., Title 19:
Section
1333 (Tariff Commission; testimony and production of papers—(b) Witnesses and evidence)
U.S.C., Title 22:
Section
270f (International Bureaus; Congresses, etc.; perjury; contempts; penalties)
U.S.C., Title 28:
Section
385 [now 459; 18 U.S.C. 401] (Administration of oaths; contempts)
Section
386 [now 18 U.S.C. 402, 3691] (Contempts; when constituting also criminal offense)
Section
387 [now 18 U.S.C. 402] (Same; procedure; bail; attachment; trial; punishment) (Clayton Act; jury trial; section)
Section
388 [former] (Same; review of conviction)
Section
389 [now 18 U.S.C. 402, 3691] (Same; not specifically enumerated)
Section
390 [now 18 U.S.C. 3285] (Same; limitations)
Section
390a [now 18 U.S.C. 402] (“Person” or “persons” defined)
Section
648 [now Rule
17
(f), FRCP, 18 U.S.C., Appendix; Rule
45
(d), FRCP, 28 U.S.C., Appendix] (Depositions under dedimus potestatem; witnesses; when required to attend)
Section
703 [former] (Punishment of witness for contempt)
Section
714 [now 1784] (Failure of witness to obey subpena; order to show cause in contempt proceedings)
Section
715 [now 1784] (Direction in order to show cause for seizure of property of witness in contempt)
Section
716 [now 1784] (Service of order to show cause)
Section
717 [now 1784] (Hearing on order to show cause; judgment; satisfaction)
Section
750 [now 2405] (Garnishees in suits by United States against a corporation; garnishee failing to appear)
U.S.C., Title 29:
Section
111 [now 18 U.S.C. 3692] (Contempts; speedy and public trial; jury) (Norris-La Guardia Act)
Section
112 [now Rule
42, FRCP, 18 U.S.C., Appendix] (Contempts; demands for retirement of judge sitting in proceeding)
Section
160 (Prevention of unfair labor practices—(h) Jurisdiction of courts unaffected by limitations prescribed in sections
101–115 of Title
29)
Section
161 (Investigatory powers of Board—(2) Court aid in compelling production of evidence and attendance of witnesses)
Section
209 (Fair Labor Standards Act; attendance of witnesses)
U.S.C., Title 33:
Section
927 (Longshoremen’s and Harbor Workers’ Compensation Act; powers of deputy commissioner)
U.S.C., Title 35:
Section
56 [now 24] (Failing to attend or testify)
U.S.C., Title 47:
Section
409 (Federal Communications Commission; hearing; subpenas; oaths; witnesses; production of books and papers; contempts; depositions; penalties)
U.S.C., Title 48:
Section
1345a (Canal Zone; general jurisdiction of district court; issue of process at request of officials; witnesses; contempt)
U.S.C., Title 49:
Section
12 [see 721(c)(2), 13301(c)(2)] (Interstate Commerce Commission; authority and duties of commission; witnesses; depositions—(3) Compelling attendance and testimony of witnesses, etc.)
Federal Rules of Civil Procedure:
Rule
45 (Subpoena) subdivision (f) (Contempt)
Notes of Advisory Committee on Rules—1987 Amendment
The amendments are technical. No substantive change is intended.
Committee Notes on Rules—2002 Amendment
The language of Rule
42 has been amended as part of the general restyling of the Criminal Rules to make them more easily understood and to make style and terminology consistent throughout the rules. These changes are intended to be stylistic only, except as noted below.
The revised rule is intended to more clearly set out the procedures for conducting a criminal contempt proceeding. The current rule implicitly recognizes that an attorney for the government may be involved in the prosecution of such cases. Revised Rule
42
(a)(2) now explicitly addresses the appointment of a “prosecutor” and adopts language to reflect the holding in Young v. United States ex rel. Vuitton, 481 U.S. 787 (1987). In that case the Supreme Court indicated that ordinarily the court should request that an attorney for the government prosecute the contempt; only if that request is denied, should the court appoint a private prosecutor. The rule envisions that a disinterested counsel should be appointed to prosecute the contempt.
Rule
42
(b) has been amended to make it clear that a court may summarily punish a person for committing contempt in the court’s presence without regard to whether other rules, such as Rule
32 (sentencing procedures), might otherwise apply. See, e.g., United States v. Martin-Trigona, 759 F.2d 1017 (2d Cir. 1985). Further, Rule
42
(b) has been amended to recognize the contempt powers of a court (other than a magistrate judge) and a magistrate judge.