qualified institutional buyer (QIB)
A qualified institutional buyer (QIB) is a type of institutional investor to whom holders of securities purchased in a private placement may sell their securities under Rule 144A.
A qualified institutional buyer (QIB) is a type of institutional investor to whom holders of securities purchased in a private placement may sell their securities under Rule 144A.
Qualified small business stock refers to stock that qualifies for the tax deduction for investments in small business stock. For qualifying stock from a C corporation, the owner may deduct up to 100% of the income from the stock, representing a major tax deduction.
(1) Register is a corporation's official listing of shareholders as well as a record of the corporation's stock issuances and transfers.
Registrant is a term used in reference to any company that files documents with the Securities and Exchange Commission (SEC). The term applies to companies conducting initial public offerings (IPO) and companies that file periodic reports.
A registration statement is a document providing qualitative and quantitative information to investors that issuers must file with the Securities and Exchange Commission (SEC) in order to publicly offer securities.
Regulation Best Interest (Reg BI) is a rule adopted by the U.S. Securities and Exchange Commission (SEC) to improve protections for retail investors in their dealings with broker-dealers.
Regulation D is a Securities and Exchange Commission (SEC) regulation which oversees certain types of private placements.
Regulation Fair Disclosure (FD) is a Securities and Exchange Commission (SEC) regulation that requires public companies to disclose material non-public information which they shared with private individuals. The regulatory text is found in 17 C.F.R. Part 243.
Regulation S-K is a Securities and Exchange Commission (SEC) regulation that outlines how registrants should disclose material qualitative descriptors of their business on registration statements, periodic reports, and any other filings.