U.C.C. - ARTICLE 8 - INVESTMENT SECURITIES (1994)

PART 1. SHORT TITLE AND GENERAL MATTERS

  • § 8-101 . SHORT TITLE.
  • § 8-102 . DEFINITIONS.
  • § 8-103 . RULES FOR DETERMINING WHETHER CERTAIN OBLIGATIONS AND INTERESTS ARE SECURITIES OR FINANCIAL ASSETS.
  • § 8-104 . ACQUISITION OF SECURITY OR FINANCIAL ASSET OR INTEREST THEREIN.
  • § 8-105 . NOTICE OF ADVERSE CLAIM.
  • § 8-106 . CONTROL.
  • § 8-107 . WHETHER INDORSEMENT, INSTRUCTION, OR ENTITLEMENT ORDER IS EFFECTIVE.
  • § 8-108 . WARRANTIES IN DIRECT HOLDING.
  • § 8-109 . WARRANTIES IN INDIRECT HOLDING.
  • § 8-110 . APPLICABILITY; CHOICE OF LAW.
  • § 8-111 . CLEARING CORPORATION RULES.
  • § 8-112 . CREDITOR'S LEGAL PROCESS.
  • § 8-113 . STATUTE OF FRAUDS INAPPLICABLE.
  • § 8-114 . EVIDENTIARY RULES CONCERNING CERTIFICATED SECURITIES.
  • § 8-115 . SECURITIES INTERMEDIARY AND OTHERS NOT LIABLE TO ADVERSE CLAIMANT.
  • § 8-116 . SECURITIES INTERMEDIARY AS PURCHASER FOR VALUE.

PART 2. ISSUE AND ISSUER

  • § 8-201 . ISSUER.
  • § 8-202 . ISSUER'S RESPONSIBILITY AND DEFENSES; NOTICE OF DEFECT OR DEFENSE.
  • § 8-203 . STALENESS AS NOTICE OF DEFECT OR DEFENSE.
  • § 8-204 . EFFECT OF ISSUER'S RESTRICTION ON TRANSFER.
  • § 8-205 . EFFECT OF UNAUTHORIZED SIGNATURE ON SECURITY CERTIFICATE.
  • § 8-206 . COMPLETION OR ALTERATION OF SECURITY CERTIFICATE.
  • § 8-207 . RIGHTS AND DUTIES OF ISSUER WITH RESPECT TO REGISTERED OWNERS.
  • § 8-208 . EFFECT OF SIGNATURE OF AUTHENTICATING TRUSTEE, REGISTRAR, OR TRANSFER AGENT.
  • § 8-209 . ISSUER'S LIEN.
  • § 8-210 . OVERISSUE.

PART 3. TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES

PART 4. REGISTRATION

  • § 8-401 . DUTY OF ISSUER TO REGISTER TRANSFER.
  • § 8-402 . ASSURANCE THAT INDORSEMENT OR INSTRUCTION IS EFFECTIVE.
  • § 8-403 . DEMAND THAT ISSUER NOT REGISTER TRANSFER.
  • § 8-404 . WRONGFUL REGISTRATION.
  • § 8-405 . REPLACEMENT OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE.
  • § 8-406 . OBLIGATION TO NOTIFY ISSUER OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE.
  • § 8-407 . AUTHENTICATING TRUSTEE, TRANSFER AGENT, AND REGISTRAR.

PART 5. SECURITY ENTITLEMENTS

  • § 8-501 . SECURITIES ACCOUNT; ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY.
  • § 8-502 . ASSERTION OF ADVERSE CLAIM AGAINST ENTITLEMENT HOLDER.
  • § 8-503 . PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET HELD BY SECURITIES INTERMEDIARY.
  • § 8-504 . DUTY OF SECURITIES INTERMEDIARY TO MAINTAIN FINANCIAL ASSET.
  • § 8-505 . DUTY OF SECURITIES INTERMEDIARY WITH RESPECT TO PAYMENTS AND DISTRIBUTIONS.
  • § 8-506 . DUTY OF SECURITIES INTERMEDIARY TO EXERCISE RIGHTS AS DIRECTED BY ENTITLEMENT HOLDER.
  • § 8-507 . DUTY OF SECURITIES INTERMEDIARY TO COMPLY WITH ENTITLEMENT ORDER.
  • § 8-508 . DUTY OF SECURITIES INTERMEDIARY TO CHANGE ENTITLEMENT HOLDER'S POSITION TO OTHER FORM OF SECURITY HOLDING.
  • § 8-509 . SPECIFICATION OF DUTIES OF SECURITIES INTERMEDIARY BY OTHER STATUTE OR REGULATION; MANNER OF PERFORMANCE OF DUTIES OF SECURITIES INTERMEDIARY AND EXERCISE OF RIGHTS OF ENTITLEMENT HOLDER.
  • § 8-510 . RIGHTS OF PURCHASER OF SECURITY ENTITLEMENT FROM ENTITLEMENT HOLDER.
  • § 8-511 . PRIORITY AMONG SECURITY INTERESTS AND ENTITLEMENT HOLDERS.

PART 6. TRANSITION PROVISIONS FOR REVISED ARTICLE 8 AND CONFORMING AMENDMENTS TO ARTICLES 1, 4, 5, 9, AND 10