7 U.S. Code § 9c - Notice of investigations and enforcement actions

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f (a)(2) of this title, any floor broker or floor trader exempt from registration pursuant to section 6f (a)(3) of this title, any associated person exempt from registration pursuant to section 6k (6) of this title, or any board of trade designated as a contract market pursuant to section 7b–1 of this title.


(Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–449.)

Section is comprised of subsec. (g) ofsection 6 of act Sept. 21, 1922. Subsecs. (a) and (b) ofsection 6 are classified to section 8 of this title. Subsec. (c) ofsection 6 is classified to section 9 of this title. Subsecs. (d), (e), and (f) ofsection 6 are classified to sections 13b, 9a, and 9b of this title, respectively.

The table below lists the classification updates, since Jan. 3, 2012, for this section. Updates to a broader range of sections may be found at the update page for containing chapter, title, etc.

The most recent Classification Table update that we have noticed was Tuesday, August 13, 2013

An empty table indicates that we see no relevant changes listed in the classification tables. If you suspect that our system may be missing something, please double-check with the Office of the Law Revision Counsel.

7 USCDescription of ChangeSession YearPublic LawStatutes at Large


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