[ Ginsburg ]
[ Thomas ]
RANDALL C. SCARBOROUGH, PETITIONER v.
ANTHONY J. PRINCIPI, SECRETARY OF
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT
[May 3, 2004]
Justice Ginsburg delivered the opinion of the Court.
The Equal Access to Justice Act (EAJA or Act) departs from the general rule that each party to a lawsuit pays his or her own legal fees. See Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 257 (1975). Relevant here, EAJA authorizes the payment of fees to a prevailing party in an action against the United States; the Government may defeat this entitlement by showing that its position in the underlying litigation was substantially justified. 28 U.S.C. §2412(d)(1)(A). In a further provision, §2412(d)(1)(B), the Act prescribes the timing and content of applications seeking fees authorized by §2412(d)(1)(A). Section 2412(d)(1)(B) specifies as the time for filing the application within thirty days of final judgment in the action. In the same sentence, the provision identifies the applications contents, in particular, a showing that the applicant is a prevailing party who meets the financial eligibility condition (in this case, a net worth that did not exceed $2,000,000 at the time the action was filed, §2412(d)(2)(B)); and a statement of the amount sought, with an accompanying itemization. The fee application instruction adds in the next sentence: The [applicant] shall also allege that the position of the United States was not substantially justified.
Petitioner Randall C. Scarborough was
the prevailing party in an action against the Department of
Veterans Affairs for disability benefits. His counsel filed a
timely application for fees showing Scarboroughs
eligib[ility] to receive an award and the
amount sought, including [the required] itemized
statement. §2412(d)(1)(B). But counsel failed
initially to allege, in addition, that the position of
the United States was not substantially justified.
Pointing to that omission, the Government moved to dismiss the
fee application. Scarboroughs counsel immediately filed
an amended application adding that the Governments
opposition to the underlying claim for benefits was not
substantially justified. In the interim between the
initial filing and the amendment, however, the 30-day fee
application filing period had expired. For that sole reason,
the United States Court of Appeals for Veterans Claims granted
the Governments motion to dismiss
the application and the Federal Circuit affirmed that disposition.
Scarboroughs petition for certiorari presents this question: May a timely fee application, pursuant to §2412(d), be amended after the 30-day filing period has run to cure an initial failure to allege that the Governments position in the underlying litigation lacked substantial justification? We hold that a curative amendment is permissible and that Scarboroughs fee application, as amended, qualifies for consideration and determination on the merits.
Congress enacted EAJA, Pub. L. 96481, Tit. II, 94 Stat. 2325, in 1980 to eliminate the barriers that prohibit small businesses and individuals from securing vindication of their rights in civil actions and administrative proceedings brought by or against the Federal Government. H. R. Rep. No. 961005, p. 9; see Congressional Findings and Purposes, 94 Stat. 2325, note following 5 U.S.C. § 504 (It is the purpose of this title to diminish the deterrent effect of seeking review of, or defending against, governmental action .). Among other reforms, EAJA amended 28 U.S.C. § 2412 which previously had authorized courts to award costs, but not attorneys fees and expenses, to prevailing parties in civil litigation against the United States. EAJA added two new prescriptions to §2412 that expressly authorize attorneys fee awards against the Federal Government. First, §2412(b) made the United States liable for attorneys fees and expenses to the same extent that any other party would be liable under the common law or under the terms of any statute which specifically provides for such an award. Second, §2412(d) rendered the Government liable for a prevailing private partys attorneys fees and expenses in cases in which suit would lie only against the United States or an agency of the United States. This case concerns the construction of §2412(d).
Congress initially adopted §2412(d) for a trial period of three years, Pub. L. 96481, §204(c); in 1985, Congress substantially reenacted the measure, this time without a sunset provision, Pub. L. 9980, 99 Stat. 183. Congress aim, in converting §2412(d) from a temporary measure to a permanent one, was to ensure that certain individuals, partnerships, corporations or other organizations will not be deterred from seeking review of, or defending against, unjustified governmental action because of the expense involved. H. R. Rep. No. 99120, p. 4.
Section 2412(d) currently provides, in relevant part:
(d)(1)(A) Except as otherwise specifically provided by statute, a court shall award to a prevailing party other than the United States fees and other expenses, in addition to any costs awarded pursuant to subsection (a), incurred by that party in any civil action (other than cases sounding in tort), brought by or against the United States in any court having jurisdiction of that action, unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.
(B) A party seeking an award of
fees and other expenses shall, within thirty days of final
judgment in the action, submit to the court an application for
fees and other expenses which shows that the party is a
prevailing party and is eligible to receive an award under this
subsection, and the amount sought, including an itemized
statement from any attorney or expert witness
the actual time expended and the rate at which fees and other
expenses were computed. The party shall also allege that
position of the United States was not substantially justified.
Section 2412(d)(1)(A) thus entitles a prevailing party to fees absent a showing by the Government that its position in the underlying litigation was substantially justified, while §2412(d)(1)(B) sets a deadline of 30 days after final judgment for the filing of a fee application and directs that the application shall include: (1) a showing that the applicant is a prevailing party; (2) a showing that the applicant is eligible to receive an award (in Scarboroughs case, that the applicants net worth did not exceed $2,000,000 at the time the civil action was filed, §2412(d)(2)(B)); and (3) a statement of the amount sought together with an itemized account of time expended and rates charged. The second sentence of §2412(d)(1)(B) adds a fourth instruction, requiring the applicant simply to allege that the position of the United States was not substantially justified.
On July 9, 1999, petitioner Scarborough, a United States Navy veteran, prevailed before the Court of Appeals for Veterans Claims (CAVC) on a claim for disability benefits. App. to Pet. for Cert. 41a44a. Eleven days later, Scarboroughs counsel applied, on Scarboroughs behalf, for attorneys fees and costs pursuant to EAJA §2412(d). App. 45. Scarborough himself would gain from any fee recovery because his lawyers statutory contingent fee, ordinarily 20% of the veterans past-due benefits, 38 U.S.C. § 5904(d)(1), would be reduced dollar for dollar by an EAJA award. See Federal Courts Administration Act of 1992, 106 Stat. 4513, Fee Agreements, note following 28 U.S.C. § 2412; Tr. of Oral Arg. 6.2
The Clerk of the CAVC returned
Scarboroughs initial fee application on the ground that
it was filed too soon. App. 67. After the CAVC issued a
judgment noting that the time for filing postdecision motions
had expired, Scarboroughs counsel filed a second EAJA
application (the one at issue here) setting forth, as did the
first application, that Scarborough was the prevailing party in
the underlying litigation; that his net worth did not exceed $2
million; and a description of work counsel performed for
Scarborough since counsels retention in August 1998.
Id., at 89. The application requested $19,333.75
in attorneys fees and $117.80 in costs. Id., at
9. Scarboroughs applications, both the first and the
second, failed to allege that the position of the United
States [in the underlying litigation] was not substantially
justified, §2412(d)(1)(B). In all other respects,
it is not here disputed, Scarboroughs filings met the
Again, the Clerk of the CAVC found the application premature, but this time retained it, unfiled, until the time to appeal the CAVCs judgment had expired. The Clerk then filed the fee application and notified the respondent Secretary of Veterans Affairs that his response was due within 30 days. App. 10. After receiving and exhausting a 30-day extension of time to respond, the Secretary moved to dismiss the fee application. Id., at 2. The CAVC lacked subject-matter jurisdiction to award fees under §2412(d), the Secretary maintained, because Scarboroughs counsel had failed to allege, within 30 days of the final judgment, that the position of the United States was not substantially justified, §2412(d)(1)(B). CAVC Record, Doc. 12, pp. 45.
Scarboroughs counsel promptly filed an amendment to the fee application, stating in a new paragraph that the governments defense of the Appellants claim was not substantially justified. App. 11. Simultaneously, Scarborough opposed the Secretarys motion to dismiss, urging that the omission initially to plead no substantial justification could be cured by amendment and was not a jurisdictional defect. CAVC Record, Doc. 13, pp. 12. On June 14, 2000, the CAVC dismissed Scarboroughs fee application on the ground asserted by the Government. Scarborough v. West, 13 Vet. App. 530 (per curiam).
A year-and-a-half later, the Court of Appeals for the Federal Circuit affirmed. 273 F.3d 1087 (2001). EAJA must be construed strictly in favor of the Government, the Court of Appeals stated, because the Act effects a partial waiver of sovereign immunity, rendering the United States liable for attorneys fees when the Government otherwise would not be required to pay. Id., at 10891090. In the courts view, [t]he language of the EAJA statute is plain and unambiguous; it requires a party seeking fees under §2412(d) to submit an application, including all enumerated allegations, within the 30-day time limit. Id., at 1090 (citing §2412(d)(1)(B)). The court acknowledged that the Courts of Appeals for the Third and Eleventh Circuits read §2412(d)(1)(B) to require only that the fee application be filed within 30 days; those Circuits allow later amendments to perfect the application-content specifications set out in §2412(d)(1)(B). Id., at 10901091 (citing Dunn v. United States, 775 F.2d 99, 104 (CA3 1985) (applicant need not submit within 30 days an itemized statement accounting for the amount sought), and Singleton v. Apfel, 231 F.3d 853, 858 (CA11 2000) (applicant need not allege within 30 days that her net worth did not exceed $2 million or that the Governments position was not substantially justified)).
The Federal Circuit also distinguished its own decision in Bazalo v. West, 150 F.3d 1380 (1998), which had held that an applicant may supplement an EAJA application to cure an initial failure to show eligibility for fees. The applicant in Bazalo had failed to allege and establish, within the 30-day period, that he was a qualified party within the meaning of §2412(d), i.e., that his net worth did not exceed $2,000,000 at the time the civil action was filed, §2412(d)(2)(B). Id., at 1381. Bazalo differed from Scarboroughs case, the Court of Appeals said, because the Bazalo applicant had essentially complied with the basic pleading requirements and simply needed to fles[h] out the details. Id., at 1092.
We granted Scarboroughs initial petition for a writ of certiorari, vacated the judgment of the Court of Appeals, and remanded the case in light of this Courts decision in Edelman v. Lynchburg College, 535 U.S. 106 (2002). See 536 U.S. 920 (2002). Edelman concerned an Equal Employment Opportunity Commission (EEOC) regulation relating to Title VII of the Civil Rights Act of 1964; the regulation allowed amendment of an employment discrimination charge, timely filed with the EEOC, to add, after the filing deadline had passed, the required, but initially absent, verification. See 42 U.S.C. § 2000e5(b) (requiring charges to be in writing under oath or affirmation). We upheld the regulation. Title VII, we explained, in line with a long history of practice, 535 U.S., at 116, permitted relation back of a verification missing from an original filing, id., at 115118.
On remand of Scarboroughs case to the same Federal Circuit panel, two of the three judges adhered to the panels unanimous earlier decision and distinguished Edelman. 319 F.3d 1346 (2003). Unlike the civil rights statute in Edelman, the Court of Appeals majority said, a remedial scheme in which laypersons often initiate the process, EAJA is directed to attorneys, who do not need paternalistic protection. 319 F.3d, at 1353 (internal quotation marks omitted). The Federal Circuits majority further observed that the two requirements at issue in Edelmanthe timely filing of a discrimination charge and the verification of that chargeappear in separate statutory provisions. In contrast, EAJAs 30-day filing deadline and the contents required for a fee application are detailed in the same statutory provision. 319 F.3d, at 1353. The majority also distinguished Becker v. Montgomery, 532 U.S. 757 (2001), in which we held that a pro se litigants failure to hand sign a timely filed notice of appeal is a nonjurisdictional, and therefore curable, defect. This Court had noted in Becker, the Federal Circuit majority pointed out, that the timing and signature requirements there at issue were found in separate rules. See 319 F.3d, at 1353. The Federal Circuits opinion next distinguished Edelmans verification requirement and Beckers signature requirement from EAJAs no-substantial-justification-allegation requirement on this additional ground: [The] substantial justification [allegation] is not a pro forma requirement, for it requires an applicant to analyze the case record and is one portion of the basis of the award itself. 319 F.3d, at 1353. Reiterating that the no-substantial-justification allegation is jurisdictional, the Federal Circuit held that Scarboroughs [n]oncompliance [was] fatal and dismissed the application. Id., at 1355.
Chief Judge Mayer dissented. The no-substantial-justification allegation, he found, is akin to the verification requirement of Edelman and the signature requirement of Becker. Id., at 1356. In addition to the pathmarking Edelman and Becker decisions, he regarded this case as substantially the same case as Bazalo. 319 F.3d, at 1356. In light of EAJAs purpose to eliminate the financial disincentive for those who would defend against unjustified governmental action and thereby deter it, Chief Judge Mayer concluded, it is apparent that Congress did not intend the EAJA application process to be an additional deterrent to the vindication of rights because of a missing averment. Ibid.
We granted certiorari, 539 U.S. 986 (2003), in view of the division of opinion among the Circuits on the question whether an EAJA application may be amended, outside the 30-day period, to allege that the Governments position in the underlying litigation was not substantially justified, compare Singleton, 231 F.3d 853, with 319 F.3d 1346. We now reverse the judgment of the Court of Appeals.
We clarify, first, that the question before uswhether Scarborough is time barred by §2412(d)(1)(B) from gaining the fee award authorized by §2412(d)(1)(A)does not concern the federal courts subject-matter jurisdiction. Rather, it concerns a mode of relief (costs including legal fees) ancillary to the judgment of a court that has plenary jurisdiction of [the civil] action in which the fee application is made. See §§2412(b) and (d)(1)(A) (costs including fees awardable in any civil action brought against the United States in any court having jurisdiction of [that] action); 38 U.S.C. § 7252(a) (The Court of Appeals for Veterans Claims shall have exclusive jurisdiction to review decisions of the Board of Veterans Appeals.).3 More particularly, the current dispute between Scarborough and the Government presents a question of time. The issue is not whether, but when, §§2412(d)(1)(A) and (B) require a fee applicant to allege that the position of the United States was not substantially justified. As we recently observed:
Courts, including this Court have more than occasionally [mis]used the term jurisdictional to describe emphatic time prescriptions in [claim processing] rules . Classifying time prescriptions, even rigid ones, under the heading subject matter jurisdiction can be confounding. Clarity would be facilitated if courts and litigants used the label jurisdictional not for claim-processing rules, but only for prescriptions delineating the classes of cases (subject-matter jurisdiction) and the persons (personal jurisdiction) falling within a courts adjudicatory authority. Kontrick v. Ryan, 540 U.S. __ , __ (2004) (slip op., at 10) (citation, some internal quotation marks, and brackets omitted).
In short, §2412(d)(1)(B) does not describe what classes of cases, id., at ___ (slip op., at 10), the CAVC is competent to adjudicate; instead, the section relates only to postjudgment proceedings auxiliary to cases already within that courts adjudicatory authority. Accordingly, as Kontrick indicates, the provisions 30-day deadline for fee applications and its application-content specifications are not properly typed jurisdictional.
We turn next to the reason why
Congress required the fee applicant to allege that
the Governments position was not substantially
justified, §2412(d)(1)(B).4 Unlike the §2412(d)(1)(B)
prescriptions on what the applicant must show (his
prevailing party status and eligib[ility] to
receive an award, and the amount sought, including
an itemized statement reporting the actual time
expended and the rate at which fees and other expenses were
computed), the required not substantially
justified allegation imposes no proof burden on the fee
applicant. It is, as its text conveys, nothing more than an
allegation or pleading requirement. The burden of establishing
that the position of the United States was substantially
justified, §2412(d)(1)(A) indicates and courts
uniformly have recognized, must be shouldered by the
Government. See, e.g., Pierce v.
U.S. 552, 567 (1988); id., at 575 (Brennan, J.,
concurring in part and concurring in judgment); Davidson
v. Veneman, 317 F.3d 503, 506 (CA5 2003); Lauer
v. Barnhart, 321 F.3d 762, 764 (CA8 2003); Libas,
Ltd. v. United States, 314 F.3d 1362, 1365 (CA Fed.
2003). See also H. R. Rep. No. 961005, at 10
([T]he strong deterrents to contesting Government action
that currently exis[t] require that the burden of proof rest
Congress did not, however, want the substantially justified standard to be read to raise a presumption that the Government position was not substantially justified simply because it lost the case . Ibid. By allocating the burden of pleading that the position of the United States was not substantially justifiedand that burden onlyto the fee applicant, Congress apparently sought to dispel any assumption that the Government must pay fees each time it loses. Complementarily, the no-substantial-justification-allegation requirement serves to ward off irresponsible litigation, i.e., unreasonable or capricious fee-shifting demands. As counsel for the Government stated at oral argument, allocating the pleading burden to fee applicants obliges them to examine the Governments position and make a determination whether it is substantially justified or not. Tr. of Oral Arg. 31; see id., at 19 (petitioner recognizes that the purpose of this allegation [is to make] a lawyer think twice). So understood, the applicants burden to plead that the Governments position was not substantially justified is akin to the signature requirement in Becker and the oath or affirmation requirement in Edelman.
In Becker, a pro se litigant had typed, but had neglected to hand sign, his name, as required by Federal Rule of Civil Procedure 11(a), on his timely filed notice of appeal. 532 U.S., at 760761, 763; see supra, at 8. Although we called the rules on the timing and content of notices of appeal linked jurisdictional provisions, Becker, 532 U.S., at 765 (referring to Fed. Rules App. Proc. 3 and 4), we concluded that a litigant could add the signature required by Rule 11(a) even after the time for filing the notice had expired, 532 U.S., at 766767. Rule 11(a), we observed, provides that omission of the signature on any pleading, written motion, [or] other paper may be corrected promptly after being called to the attention of the attorney or party. See 532 U.S., at 764. Permitting a late signature to perfect an appeal, we explained, was hardly pathbreaking, for [o]ther opinions of this Court are in full harmony with the view that imperfections in noticing an appeal should not be fatal where no genuine doubt exists about who is appealing, from what judgment, to which appellate court. Id., at 767768 (citing Smith v. Barry, 502 U.S. 244, 245, 248249 (1992), and Foman v. Davis, 371 U.S. 178, 181 (1962)).
The next term, in Edelman, we described our decision in Becker as having allowed relation back of the late signature to the timely filed notice of appeal. Edelman, 535 U.S., at 116. Edelman involved an EEOC regulation permitting a Title VII discrimination charge timely filed with the agency to be amended, outside the charge-filing period, to include an omitted, but required, verification. Id., at 109; see supra, at 8. There is no reason, we observed in sustaining the regulation, to think that relation back of the oath here is any less reasonable than relation back of the signature in Becker. Both are aimed at stemming the urge to litigate irresponsibly . 535 U.S., at 116.
Becker and Edelman inform our judgment in this case. Like the signature and verification requirements, EAJAs ten-word not substantially justified allegation is a think twice prescription that stem[s] the urge to litigate irresponsibly, Edelman, 535 U.S., at 116; at the same time, the allegation functions to shift the burden to the Government to prove that its position in the underlying litigation was substantially justified, §2412(d)(1)(A). We note, too, that the allegation does not serve an essential notice-giving function; the Government is aware, from the moment a fee application is filed, that to defeat the application on the merits, it will have to prove its position was substantially justified. As Becker indicates, the lapse here should not be fatal where no genuine doubt exists about who is app[lying] [for fees], from what judgment, to which court. 532 U.S., at 767. Moreover, because Scarboroughs lawyers statutory contingent fee would be reduced dollar for dollar by an EAJA award, see 38 U.S.C. § 5904(d)(1); Fee Agreements, note following 28 U.S.C. § 2412 allowing the curative amendment benefits the complainant directly, and is not fairly described as simply a boon for his counsel. Permitting amendment thus advances Congress purpose, in enacting EAJA, to reduce the emphasi[s], virtually to the exclusion of all other issues, [on] the cost of potential litigation in a partys decision whether to challenge unjust governmental action. H. R. Rep. No. 961005, at 7.
The Government, however, maintains that the relation-back regime, as now codified in Rule 15(c) of the Federal Rules of Civil Procedure, is out of place in this context, for that Rule governs pleadings, a term that does not encompass fee applications. Brief for Respondent 21; see Fed. Rule Civ. Proc. 15(c)(2) (permitting relation back of amendments to pleadings when the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original [timely filed] pleading). See also Rule 7(a) (enumerating permitted pleadings). Scarborough acknowledges that Rule 15(c) itself is directed to federal district court pleadings, but urges that this Court has approved application of the relation-back doctrine in analogous settings. Brief for Petitioner 28. Most recently, as just related, we applied the doctrine in Becker and Edelman to, respectively, a notice of appeal and an EEOC discrimination charge, neither of which is a pleading under the Federal Rules. As the Government concedes, moreover, see Tr. of Oral Arg. 3536, relation back was not an invention of the federal rulemakers. We applied the doctrine well before 1938, the year the Federal Rules became effective. See, e.g., New York Central & Hudson River R. Co. v. Kinney, 260 U.S. 340, 346 (1922); Seaboard Air Line R. Co. v. Renn, 241 U.S. 290, 293294 (1916); Missouri, K. & T. R. Co. v. Wulf, 226 U.S. 570, 575576 (1913). With a view to then-existing practice, the original Rules Advisory Committee described relation back as a well recognized doctrine. Advisory Committees 1937 Note on Subd. (c) of Fed. Rule Civ. Proc. 15, 28 U.S.C. App., p. 686. Commentators have observed that the doctrine Rule 15(c) embraces has its roots in the former federal equity practice and a number of state codes. 6A C. Wright, A. Miller, & M. Kane, Federal Practice and Procedure §1496, p. 64 (2d ed. 1990).5
The relation-back doctrine, we accordingly hold, properly guides our determination that Scarboroughs fee application could be amended, after the 30-day filing period, to include the not substantially justified allegation: The amended application arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the initial application. Fed. Rule Civ. Proc. 15(c)(2). Just as failure initially to verify a charge or sign a pleading, written motion, [or] other paper, Fed. Rule Civ. Proc. 11(a), was not fatal to the petitioners cases in Edelman and Becker, so here, counsels initial omission of the assertion that the Governments position lacked substantial justification is not beyond repair.6
The Government insists most strenuously that §2412s waiver of sovereign immunity from liability for fees is conditioned on the fee applicants meticulous compliance with each and every requirement of §2412(d)(1)(B) within 30 days of final judgment. Brief for Respondent 1819; Tr. of Oral Arg. 28, 31; see Ardestani v. INS, 502 U.S. 129, 137 (1991) (EAJA renders the United States liable for attorneys fees for which it would otherwise not be liable, and thus amounts to a partial waiver of sovereign immunity.). In the Governments view, a failure to allege that the position of the United States was not substantially justified before the 30-day clock has run is as fatal as an omission of any other §2412(d)(1)(B) specification. Brief for Respondent 15; Tr. of Oral Arg. 45.7
We observe, first, that the Federal Circuits reading of §2412(d)(1)(B) is not as unyielding as the Governments. Indeed, the Federal Circuit has held that a fee application may be amended, out of time, to show that the applicant is eligible to receive an award, §2412(d)(1)(B). See Bazalo, 150 F.3d, at 13831384 (amendment made after 30-day filing period cured failure initially to establish that fee applicants net worth did not exceed $2 million). As earlier noted, see supra, at 9, the dissenting judge in Scarboroughs case found Bazalo indistinguishable. 319 F.3d, at 13551356 (opinion of Mayer, C. J.).
Our decisions in Irwin v. Department of Veterans Affairs, 498 U.S. 89 (1990), and Franconia Associates v. United States, 536 U.S. 129 (2002), are enlightening on this issue. Irwin involved an untimely filed Title VII employment discrimination complaint against the Government. Although the petitioner had missed the filing deadline, we held that Title VIIs statutory time limits are subject to equitable tolling, even against the Government. 498 U.S., at 95.8 Similarly, in Franconia, we rejected an unduly restrictive construction of the statute of limitations for claims filed against the United States under the Tucker Act, 28 U.S.C. § 1491. See 536 U.S., at 145 (internal quotation marks and brackets omitted); ibid. (refusing to adopt special accrual rule for commencement of limitations period against the Government).
In those decisions, we recognized that limitation principles should generally apply to the Government in the same way that they apply to private parties. Ibid., (quoting Irwin, 498 U.S., at 95). Once Congress waives sovereign immunity, we observed, judicial application of a time prescription to suits against the Government, in the same way the prescription is applicable to private suits, amounts to little, if any, broadening of the congressional waiver. Irwin, 498 U.S., at 95. We further stated in Irwin that holding the Government responsible is likely to be a realistic assessment of legislative intent as well as a practically useful principle of interpretation. Ibid.9
The Government nevertheless maintains that Irwin and Franconia do not bear on this case, for Section 2412(d) authorizes fee awards against the government under rules that have no analogue in private litigation. Brief for Respondent 39. But it is hardly clear that Irwin demands a precise private analogue. Litigation against the United States exists because Congress has enacted legislation creating rights against the Government, often in matters peculiar to the Governments engagements with private personsmatters such as the administration of benefit programs. Because many statutes that create claims for relief against the United States or its agencies apply only to Government defendants, Irwins reasoning would be diminished were it instructive only in situations with a readily identifiable private-litigation equivalent.
In any event, §2412(d) is
analogous to other fee-shifting provisions abrogating the
general rule that each party to a lawsuit pays his own legal
fees. The provision resembles prevailing party
fee-shifting statutes that are applicable to suits between
private litigants. See, e.g., 15 U.S.C. §
1692k(a)(3) (Fair Debt Collection Practices Act); 29 U.S.C. §
2617(a)(3) (Family and Medical Leave Act); 42 U.S.C. §
2000e5(k) (Title VII); cf. Franconia, 536
U.S., at 145 (comparing Tucker Act statute of limitations to
contemporaneous state statutes of limitations applicable
to suits between private parties [that] also tie the
commencement of the limitations period to the date a claim
We note, finally, that the Government has never argued that it will be prejudiced if Scarboroughs not substantially justified allegation is permitted to relate back to his timely filed fee application. Moreover, a showing of prejudice should preclude operation of the relation-back doctrine in the first place. See Singleton, 231 F.3d, at 858 (The interests of the government and the courts will be served, however, if district courts are empowered to outright deny a request to supplement [a fee application] if the government would be prejudiced.). In addition, EAJA itself has a built-in check: Section 2412(d)(1)(A) disallows fees where special circumstances make an award unjust. See H. R. Rep. No. 961418, at 11 (§2412(d)(1)(A)s safety valve gives the court discretion to deny awards where equitable considerations dictate an award should not be made). Our conclusion that a timely filed EAJA fee application may be amended, out of time, to allege that the position of the United States was not substantially justified, §2412(d)(1)(B), therefore will not expose the Government to any unfair imposition.
For the reasons stated, the judgment of the Court of Appeals for the Federal Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
1. Subsection (a) states: Except as otherwise specifically provided by statute, a judgment for costs may be awarded to the prevailing party in any civil action brought by or against the United States in any court having jurisdiction of such action. §2412(a)(1).
2. The same reduction applies in Social Security cases, see Pub. L. 9980, §3, 99 Stat. 186, which account for the large majority of EAJA awards. L. Mecham, Annual Report of the Director of the Administrative Office of the United States Courts 3537 (1990).
3. Scarborough had already invoked the CAVCs exclusive jurisdictionby appealing the Board of Veterans Appeals July 1998 decision denying his claim for disability benefitswell before he applied for fees; this distinguishes his case from Torres v. Oakland Scavenger Co., 487 U.S. 312 (1988), on which the Government relies. See Brief for Respondent 11, 20, n. 3. Torres involved the omission of required content (each applicants name) in a notice of appeal, the filing that triggers appellate-court jurisdiction over the case. See 487 U.S., at 315, 317.
4. All agree that §2412(d)(1)(B) requires a fee applicant to allege that the Governments position was not substantially justified. In this regard, the dissent sees fire where there is no flame. The guides the dissent sets out, post, at 23, nn. 2 and 3court rules and agency regulationsaddress only what the applicant must plead, not the question of time presented here.
5. See, e.g., Fed. Equity Rule 19 (1912) (The court may at any time, in furtherance of justice, upon such terms as may be just, permit any process, proceeding, pleading, or record to be amended, or material supplemental matter to be set forth in an amended or supplemental pleading. The court, at every stage of the proceeding, must disregard any error or defect in the proceeding which does not affect the substantial rights of the parties.); Ill. Rev. Stats. ch. 110, §170(1)(2) (Smith-Hurd 1935) (At any time before final judgment in a civil action, amendments may be allowed in any process, pleading, or proceedings . The cause of action, cross demand, or defense set up in any amended pleading shall not be barred by, lapse of time if the time prescribed or limited had not expired when the original pleading was filed, and if the amended pleading grew out of the same transaction or occurrence set up in the original pleading .); 2 Wash. Rev. Stat. §3083(4) (Remington 1932) (A cause of action which would not have been barred by the statute of limitations if stated in the original complaint or counterclaim shall not be so barred if introduced by amendment at any later stage of the action, if the adverse party was fairly apprised of its nature by the original pleading .).
6. Scarborough also urges that, regardless of the availability of relation back, §2412(d)(1)(B)s 30-day deadline does not apply to the no-substantial-justification-allegation requirement. Brief for Petitioner 3639. In support, Scarborough points out that Congress easily could have placed the allegation requirement in the first sentence of §2412(d)(1)(B), together with the 30-day deadline and the other application-content specifications. Congress decision, instead, to set forth the allegation requirement in a separate, second sentence, which contains no time limitation, Scarborough asserts, is significant. Id., at 39. Moreover, Scarborough contends, the fact that §2412(d)(1)(B)s second sentence is structured differently from the sections first sentence (requiring the party to allege, rather than directing the application to sho[w]), further indicates that Congress viewed the not substantially justified allegation as separate from the fee applications requirements more closely linked to the filing deadline. Id., at 38. We do not think that this question, as the Government suggests, was answered in Commissioner, INS v. Jean, 496 U.S. 154 (1990). See Brief for Respondent 15, 24; Tr. of Oral Arg. 28, 45. In Jean, we held that a party who prevails in fee litigation under EAJA may recover fees for legal services rendered during the fee litigation even if some of the Governments positions regarding the proper fee were substantially justified, i.e., the district court need not make a second finding of no substantial justification before awarding fees for the fee contest itself. 496 U.S., at 160162. The sentence in Jean on which the Government relies, stating that [a] fee application must contain an allegation that the position of the United States was not substantially justified, id., at 160, like Jeans holding, did not concern the timing question we here confront. In any event, because our decision rests on the applicability of the relation-back doctrine, we do not further explore the debatable question whether §2412(d)(1)(B)s 30-day deadline even applies to the not substantially justified allegation requirement.
7. The question whether a fee application may be amended after the 30-day filing period to cure an initial failure to make the show[ings] set forth in the first sentence of §2412(d)(1)(B) is not before us. We offer no view on the applicability of relation back in that situation.
8. Although we held that equitable tolling could be applied in Title VII claims against the Government, we further determined that the doctrines requirements were not met on the specific facts of Irwin. The Irwin petitioners excuse for the late complainthis lawyers absence from the office when the EEOC notice that triggered the complaint-filing deadline was receivedranked at best [as] a garden variety claim of excusable neglect. 498 U.S., at 96. In this case, we note, the Government extensively argues against recourse to Irwins rebuttable presumption that equitable tolling is available in litigation Congress has authorized against the United States. Id., at 95; see Brief for Respondent 3241. Because our decision rests on other grounds, we express no opinion on the applicability of equitable tolling in the circumstances here presented.
9. Indeed, in enacting EAJA, Congress expressed its belief that at a minimum, the United States should be held to the same standards in litigating as private parties. H. R. Rep. No. 961418, p. 9 (1980).