|NATIONAL ARCHIVES AND RECORDS ADMIN. V. FAVISH (02-954) 541 U.S. 157 (2004)
37 Fed. Appx. 863, reversed and remanded.
[ Kennedy ]
NATIONAL ARCHIVES AND RECORDS
v. ALLAN J. FAVISH
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[March 30, 2004]
Justice Kennedy delivered the opinion of the Court.
This case requires us to interpret the
Freedom of Information Act (FOIA), 5 U.S.C. § 552.
FOIA does not apply if the requested data fall within one or
more exemptions. Exemption 7(C) excuses from disclosure
records or in-
formation compiled for law enforcement purposes if
their production could reasonably be expected to constitute an unwarranted invasion of personal privacy. §552(b)(7)(C).
In Department of Justice v. Reporters Comm. for Freedom of Press, 489 U.S. 749 (1989), we considered the scope of Exemption 7(C) and held that release of the document at issue would be a prohibited invasion of the personal privacy of the person to whom the document referred. The principal document involved was the criminal record, or rap sheet, of the person who himself objected to the disclosure. Here, the information pertains to an official investigation into the circumstances surrounding an apparent suicide. The initial question is whether the exemption extends to the decedents family when the family objects to the release of photographs showing the condition of the body at the scene of death. If we find the decedents family does have a personal privacy interest recognized by the statute, we must then consider whether that privacy claim is outweighed by the public interest in disclosure.
Vincent Foster, Jr., deputy counsel to President Clinton, was found dead in Fort Marcy Park, located just outside Washington, D. C. The United States Park Police conducted the initial investigation and took color photographs of the death scene, including 10 pictures of Fosters body. The investigation concluded that Foster committed suicide by shooting himself with a revolver. Subsequent investigations by the Federal Bureau of Investigation, committees of the Senate and the House of Representatives, and independent counsels Robert Fiske and Kenneth Starr reached the same conclusion. Despite the unanimous finding of these five investigations, a citizen interested in the matter, Allan Favish, remained skeptical. Favish is now a respondent in this proceeding. In an earlier proceeding, Favish was the associate counsel for Accuracy in Media (AIM), which applied under FOIA for Fosters death-scene photographs. After the National Park Service, which then maintained custody of the pictures, resisted disclosure, Favish filed suit on behalf of AIM in the District Court for the District of Columbia to compel production. The District Court granted summary judgment against AIM. The Court of Appeals for the District of Columbia unanimously affirmed. Accuracy in Media, Inc. v. National Park Serv., 194 F.3d 120 (1999).
Still convinced that the
Governments investigations were
Again, Favish sued to compel production, this time in the United States District Court for the Central District of California. As a preliminary matter, the District Court held that the decision of the Court of Appeals for the District of Columbia did not have collateral estoppel effect on Favishs California lawsuit brought in his personal capacity. On the merits, the court granted partial summary judgment to OIC. With the exception of the picture showing Fosters eyeglasses, the court upheld OICs claim of exemption. Relying on the so-called Vaughn index provided by the Governmenta narrative description of the withheld photos, see Vaughn v. Rosen, 484 F.2d 820 (CADC 1973)the court held, first, that Fosters surviving family members enjoy personal privacy interests that could be infringed by disclosure of the photographs. App. to Pet. for Cert. 56a. It then found, with respect to the asserted public interest, that [Favish] has not sufficiently explained how disclosure of these photographs will advance his investigation into Fosters death. Id., at 59a. Any purported public interest in disclosure, moreover, is lessened because of the exhaustive investigation that has already occurred regarding Fosters death. Id., at 58a. Balancing the competing interests, the court concluded that the privacy interests of the Foster family members outweigh the public interest in disclosure. Id., at 59a.
On the first appeal to the Court of Appeals for the Ninth Circuit, the majority reversed and remanded, over Judge Pregersons dissent. 217 F.3d 1168 (2000). In the majoritys view, although evidence or knowledge of misfeasance by the investigative agency may enhanc[e] the urgency of the [FOIA] request, [n]othing in the statutory command conditions [disclosure] on the requesting party showing that he has knowledge of misfeasance by the agency. Id., at 11721173. Furthermore, because Favish, in fact, tenders evidence and argument which, if believed, would justify his doubts, the FOIA request is in complete conformity with the statutory purpose that the public know what its government is up to. Ibid. This was so, the Court of Appeals held, even in the face of five previous investigations into Fosters death: Nothing in the statutory command shields an agency from disclosing its records because other agencies have engaged in similar investigations . [I]t is a feature of famous cases that they generate controversy, suspicion, and the desire to second guess the authorities. Id., at 1173. As the majority read the statute, there is a right to look, a right to speculate and argue again, a right of public scrutiny. Ibid.
The Court of Appeals, however, agreed with the District Court that the exemption recognizes the Foster family members right to personal privacy. Although the pictures contain no information about Fosters relatives, the statutes protection extends to the memory of the deceased held by those tied closely to the deceased by blood or love. Ibid. Nevertheless, the majority held that the District Court erred in balancing the relevant interests based only on the Vaughn index. While the [D]istrict [C]ourt has discretion to decide a FOIA case on the basis of affidavits, and affidavits are in some cases sufficient, the agency affidavits are insufficiently detailed. Id., at 1174. It remanded the case to the District Court to examine the photos in camera and, consistent with [the Court of Appeals] opinion, balance the effect of their release on the privacy of the Foster family against the public benefit to be obtained by their release. Ibid.
On remand, the District Court ordered release of the following five photographs:
The photograph identified as
ters] body looking down from top of berm must be
released, as the photograph is not so explicit as to
overcome the public interest.
The photograph entitled
Rt. side of shoulder arm is again of such a nature
as to be discoverable in that it is not focused in such
a manner as to unnecessarily impact the privacy in-
terests of the family.
The photograph entitled
1Right hand showing
gun & thumb in guard is discoverable as it may be
probative of the publics right to know.
The photograph entitled
4VFs body focusing
right side and arm is discoverable.
The photograph entitled
top of head thru heavy foliage is discoverable.
App. to Pet. for Cert. 45a.
On the second appeal to the same panel, the majority, again over Judge Pregersons dissent, affirmed in part. 37 Fed. Appx. 863 (2002). Without providing any explanation, it upheld the release of all the pictures, except that photo 3VFs body looking down from top of berm is to be withheld. Id., at 864.
We granted OICs petition for a writ of certiorari to resolve a conflict in the Courts of Appeals over the proper interpretation of Exemption 7(C). 538 U.S. 1012 (2003). The only documents at issue in this case are the four photographs the Court of Appeals ordered released in its 2002 unpublished opinion. We reverse.
The OIC terminated its operations on March 23, 2004, see 28 U.S.C. § 596(b)(2), and transferred all recordsincluding the photographs that are the subject of Favishs FOIA requestto the National Archives and Records Administration, see §594(k)(1). The National Archives and Records Administration has been substituted as petitioner in the caption of this case. As all the actions relevant to our disposition of the case took place before March 23, 2004, we continue to refer to petitioner as OIC in this opinion.
It is common ground among the parties that the death-scene photographs in OICs possession are records or information compiled for law enforcement purposes as that phrase is used in Exemption 7(C). App. 87. This leads to the question whether disclosure of the four photographs could reasonably be expected to constitute an unwarranted invasion of personal privacy.
Favish contends the family has no personal privacy interest covered by Exemption 7(C). His argument rests on the proposition that the information is only about the decedent, not his family. FOIAs right to personal privacy, in his view, means only the right to control information about oneself. Brief for Respondent Favish 4. He quotes from our decision in Reporters Committee, where, in holding that a person has a privacy interest sufficient to prevent disclosure of his own rap sheet, we said the common law and the literal understandings of privacy encompass the individuals control of information concerning his or her person. 489 U.S., at 763. This means, Favish says, that the individual who is the subject of the information is the only one with a privacy interest.
We disagree. The right to personal privacy is not confined, as Favish argues, to the right to control information about oneself. Brief for Respondent Favish 4. Favish misreads the quoted sentence in Reporters Committee and adopts too narrow an interpretation of the cases holding. To say that the concept of personal privacy must encompass the individuals control of information about himself does not mean it cannot encompass other personal privacy interests as well. Reporters Committee had no occasion to consider whether individuals whose personal data are not contained in the requested materials also have a recognized privacy interest under Exemption 7(C).
Reporters Committee explained, however, that the concept of personal privacy under Exemption 7(C) is not some limited or cramped notion of that idea. 489 U.S., at 763. Records or information are not to be released under the Act if disclosure could reasonably be expected to constitute an unwarranted invasion of personal privacy. 5 U.S.C. § 552(b)(7). This provision is in marked contrast to the language in Exemption 6, pertaining to personnel and medical files, where withholding is required only if disclosure would constitute a clearly unwarranted invasion of personal privacy. §552(b)(6). The adverb clearly, found in Exemption 6, is not used in Exemption 7(C). In addition, whereas Exemption 6 refers to disclosures that would constitute an invasion of privacy, Exemption 7(C) encompasses any disclosure that could reasonably be expected to constitute such an invasion. Reporters Committee, 489 U.S., at 756. Exemption 7(C)s comparative breadth is no mere accident in drafting. We know Congress gave special consideration to the language in Exemption 7(C) because it was the result of specific amendments to an existing statute. See id., at 756, n. 9, 777, n. 22.
Law enforcement documents obtained by Government investigators often contain information about persons interviewed as witnesses or initial suspects but whose link to the official inquiry may be the result of mere happenstance. There is special reason, therefore, to give protection to this intimate personal data, to which the public does not have a general right of access in the ordinary course. Id., at 773. In this class of cases where the subject of the documents is a private citizen, the privacy interest is at its apex. Id., at 780.
Certain amici in support of Favish rely on the modifier personal before the word privacy to bolster their view that the family has no privacy interest in the pictures of the decedent. This, too, misapprehends the familys position and the scope of protection the exemption provides. The family does not invoke Exemption 7(C) on behalf of Vincent Foster in its capacity as his next friend for fear that the pictures may reveal private information about Foster to the detriment of his own posthumous reputation or some other interest personal to him. If that were the case, a different set of considerations would control. Fosters relatives instead invoke their own right and interest to personal privacy. They seek to be shielded by the exemption to secure their own refuge from a sensation-seeking culture for their own peace of mind and tranquility, not for the sake of the deceased.
In a sworn declaration filed with the District Court, Fosters sister, Sheila Foster Anthony, stated that the family had been harassed by, and deluged with requests from, [p]olitical and commercial opportunists who sought to profit from Fosters suicide. App. 94. In particular, she was horrified and devastated by [a] photograph [already] leaked to the press. Ibid. Every time I see it, Sheila Foster Anthony wrote, I have nightmares and heart-pounding insomnia as I visualize how he must have spent his last few minutes and seconds of his life. Ibid. She opposed the disclosure of the disputed pictures because I fear that the release of [additional] photographs certainly would set off another round of intense scrutiny by the media. Undoubtedly, the photographs would be placed on the Internet for world consumption. Once again my family would be the focus of conceivably unsavory and distasteful media coverage. Id., at 95. [R]eleasing any photographs, Sheila Foster Anthony continued, would constitute a painful unwarranted invasion of my privacy, my mothers privacy, my sisters privacy, and the privacy of Lisa Foster Moody (Vinces widow), her three children, and other members of the Foster family. Id., at 93.
As we shall explain below, we think it proper to conclude from Congress use of the term personal privacy that it intended to permit family members to assert their own privacy rights against public intrusions long deemed impermissible under the common law and in our cultural traditions. This does not mean that the family is in the same position as the individual who is the subject of the disclosure. We have little difficulty, however, in finding in our case law and traditions the right of family members to direct and control disposition of the body of the deceased and to limit attempts to exploit pictures of the deceased family members remains for public purposes.
Burial rites or their counterparts have been respected in almost all civilizations from time immemorial. See generally 26 Encyclopaedia Britannica 851 (15th ed. 1985) (noting that [t]he ritual burial of the dead has been practiced from the very dawn of human culture and in most parts of the world); 5 Encyclopedia of Religion 450 (1987) ([F]uneral rites are the conscious cultural forms of one of our most ancient, universal, and unconscious impulses). They are a sign of the respect a society shows for the deceased and for the surviving family members. The power of Sophocles story in Antigone maintains its hold to this day because of the universal acceptance of the heroines right to insist on respect for the body of her brother. See Antigone of Sophocles, 8 Harvard Classics: Nine Greek Dramas 255 (C. Eliot ed. 1909). The outrage at seeing the bodies of American soldiers mutilated and dragged through the streets is but a modern instance of the same understanding of the interests decent people have for those whom they have lost. Family members have a personal stake in honoring and mourning their dead and objecting to unwarranted public exploitation that, by intruding upon their own grief, tends to degrade the rites and respect they seek to accord to the deceased person who was once their own.
In addition this well-established cultural tradition acknowledging a familys control over the body and death images of the deceased has long been recognized at common law. Indeed, this right to privacy has much deeper roots in the common law than the rap sheets held to be protected from disclosure in Reporters Committee. An early decision by the New York Court of Appeals is typical:
It is the right of privacy of the living which it is sought to enforce here. That right may in some cases be itself violated by improperly interfering with the character or memory of a deceased relative, but it is the right of the living, and not that of the dead, which is recognized. A privilege may be given the surviving relatives of a deceased person to protect his memory, but the privilege exists for the benefit of the living, to protect their feelings, and to prevent a violation of their own rights in the character and memory of the deceased. Schuyler v. Curtis, 147 N. Y. 434, 447, 42 N. E. 22, 25 (1895).
See also Reid v. Pierce County, 136 Wash. 2d 195, 212, 961 P.2d 333, 342 (1998) ([T]he immediate relatives of a decedent have a protectable privacy interest in the autopsy records of the deceased); McCambridge v. Little Rock, 298 Ark. 219, 231232, 766 S. W. 2d 909, 915 (1989) (recognizing the privacy interest of the murder victims mother in crime scene photographs); Bazemore v. Savannah Hospital, 171 Ga. 257, 155 S. E. 194 (1930) (per curiam) (recognizing parents right of privacy in photographs of their deceased childs body); Restatement (Second) of Torts §652D, p. 387 (1977) (recognizing that publication of a photograph of a deceased infanta hypothetical child with two headsover the objection of the mother would result in an inva[sion] of the mothers privacy).
We can assume Congress legislated against this background of law, scholarship, and history when it enacted FOIA and when it amended Exemption 7(C) to extend its terms. Those enactments were also against the background of the Attorney Generals consistent interpretation of the exemption to protect members of the family of the person to whom the information pertains, U.S. Dept. of Justice, Attorney Generals Memorandum on the Public Information Section of the Administrative Procedure Act 36 (June 1967), and to require consideration of the privacy of relatives or descendants and the possible adverse effects [from disclosure] upon [the individual] or his family, U.S. Dept. of Justice Memorandum on the 1974 Amendments to the Freedom of Information Act 910 (Feb. 1975), reprinted in House Committee on Government Operations and Senate Committee on the Judiciary, Freedom of Information Act and Amendments of 1974 (Pub. L. 93502), Source Book, App. 5, pp. 519520, 94th Cong., 1st Sess. (Joint Comm. Print. 1975).
We have observed that the statutory privacy right protected by Exemption 7(C) goes beyond the common law and the Constitution. See Reporters Committee, 489 U.S., at 762, n. 13 (contrasting the scope of the privacy protection under FOIA with the analogous protection under the common law and the Constitution); see also Marzen v. Department of Health and Human Servs., 825 F.2d 1148, 1152 (CA7 1987) ([T]he privacy interest protected under FOIA extends beyond the common law). It would be anomalous to hold in the instant case that the statute provides even less protection than does the common law.
The statutory scheme must be understood, moreover, in light of the consequences that would follow were we to adopt Favishs position. As a general rule, withholding information under FOIA cannot be predicated on the identity of the requester. See Reporters Committee, supra, at 771. We are advised by the Government that child molesters, rapists, murderers, and other violent criminals often make FOIA requests for autopsies, photographs, and records of their deceased victims. Our holding ensures that the privacy interests of surviving family members would allow the Government to deny these gruesome requests in appropriate cases. We find it inconceivable that Congress could have intended a definition of personal privacy so narrow that it would allow convicted felons to obtain these materials without limitations at the expense of surviving family members personal privacy.
For these reasons, in agreement with the Courts of Appeals for both the District of Columbia and the Ninth Circuit, see Accuracy in Media v. National Park Serv., 194 F.3d 120 (CADC 1999); 217 F.3d 1168 (CA9 2000), we hold that FOIA recognizes surviving family members right to personal privacy with respect to their close relatives death-scene images. Our holding is consistent with the unanimous view of the Courts of Appeals and other lower courts that have addressed the question. See, e.g., New York Times Co. v. National Aeronautics and Space Admin., 782 F. Supp. 628, 631, 632 (CADC 1991) (sustaining a privacy claim under the narrower Exemption 6 with respect to an audiotape of the Space Shuttle Challenger astronauts last words, because [e]xposure to the voice of a beloved family member immediately prior to that family members death would cause the Challenger families pain and inflict a disruption [to] their peace of mind every time a portion of the tape is played within the hearing), on remand from 920 F.2d 1002 (CADC 1990); Katz v. National Archives and Records Admin., 862 F. Supp. 476, 485 (DC 1994) (exempting from FOIA disclosure autopsy X-rays and photographs of President Kennedy on the ground that their release would cause additional anguish to the surviving family), affd on other grounds, 68 F.3d 1438 (CADC 1995); Lesar v. Department of Justice, 636 F.2d 472, 487 (CADC 1980) (recognizing, with respect to the assassination of Dr. Martin Luther King, Jr., his survivors privacy interests in avoiding annoyance or harassment). Neither the deceaseds former status as a public official, nor the fact that other pictures had been made public, detracts from the weighty privacy interests involved.
Our ruling that the personal privacy protected by Exemption 7(C) extends to family members who object to the disclosure of graphic details surrounding their relatives death does not end the case. Although this privacy interest is within the terms of the exemption, the statute directs nondisclosure only where the information could reasonably be expected to constitute an unwarranted invasion of the familys personal privacy. The term unwarranted requires us to balance the familys privacy interest against the public interest in disclosure. See Reporters Committee, 489 U.S., at 762.
FOIA is often explained as a means for citizens to know what the Government is up to. Id., at 773. This phrase should not be dismissed as a convenient formalism. It defines a structural necessity in a real democracy. The statement confirms that, as a general rule, when documents are within FOIAs disclosure provisions, citizens should not be required to explain why they seek the information. A person requesting the information needs no preconceived idea of the uses the data might serve. The information belongs to citizens to do with as they choose. Furthermore, as we have noted, the disclosure does not depend on the identity of the requester. As a general rule, if the information is subject to disclosure, it belongs to all.
When disclosure touches upon certain areas defined in the exemptions, however, the statute recognizes limitations that compete with the general interest in disclosure, and that, in appropriate cases, can overcome it. In the case of Exemption 7(C), the statute requires us to protect, in the proper degree, the personal privacy of citizens against the uncontrolled release of information compiled through the power of the state. The statutory direction that the information not be released if the invasion of personal privacy could reasonably be expected to be unwarranted requires the courts to balance the competing interests in privacy and disclosure. To effect this balance and to give practical meaning to the exemption, the usual rule that the citizen need not offer a reason for requesting the information must be inapplicable.
Where the privacy concerns addressed by Exemption 7(C) are present, the exemption requires the person requesting the information to establish a sufficient reason for the disclosure. First, the citizen must show that the public interest sought to be advanced is a significant one, an interest more specific than having the information for its own sake. Second, the citizen must show the information is likely to advance that interest. Otherwise, the invasion of privacy is unwarranted.
We do not in this single decision attempt to define the reasons that will suffice, or the necessary nexus between the requested information and the asserted public interest that would be advanced by disclosure. On the other hand, there must be some stability with respect to both the specific category of personal privacy interests protected by the statute and the specific category of public interests that could outweigh the privacy claim. Otherwise, courts will be left to balance in an ad hoc manner with little or no real guidance. Id., at 776. In the case of photographic images and other data pertaining to an individual who died under mysterious circumstances, the justification most likely to satisfy Exemption 7(C)s public interest requirement is that the information is necessary to show the investigative agency or other responsible officials acted negligently or otherwise improperly in the performance of their duties.
The Court of Appeals was correct to rule that the family has a privacy interest protected by the statute and to recognize as significant the asserted public interest in uncovering deficiencies or misfeasance in the Governments investigations into Fosters death. It erred, however, in defining the showing Favish must make to substantiate his public interest claim. It stated that [n]othing in the statutory command conditions [disclosure] on the requesting party showing that he has knowledge of misfeasance by the agency and that [n]othing in the statutory command shields an agency from disclosing its records because other agencies have engaged in similar investigations. 217 F.3d, at 11721173. The court went on to hold that, because Favish has tender[ed] evidence and argument which, if believed, would justify his doubts, the FOIA request is in complete conformity with the statutory purpose that the public know what its government is up to. Id., at 1173. This was insufficient. The Court of Appeals required no particular showing that any evidence points with credibility to some actual misfeasance or other impropriety. The courts holding leaves Exemption 7(C) with little force or content. By requiring courts to engage in a state of suspended disbelief with regard to even the most incredible allegations, the panel transformed Exemption 7(C) into nothing more than a rule of pleading. The invasion of privacy under its rationale would be extensive. It must be remembered that once there is disclosure, the information belongs to the general public. There is no mechanism under FOIA for a protective order allowing only the requester to see whether the information bears out his theory, or for proscribing its general dissemination.
We hold that, where there is a
privacy interest protected by Exemption 7(C) and the public
interest being asserted is to show that responsible officials
acted negligently or otherwise improperly in the performance of
their duties, the requester must establish more than a bare
suspicion in order to obtain disclosure. Rather, the requester
must produce evidence that would warrant a belief by a
reasonable person that the alleged Government impropriety might
have occurred. In Department of State v. Ray, 502 U.S. 164 (1991),
we held there is a presumption of legitimacy accorded to the
Governments official conduct. Id., at
178179. The presumption perhaps is less a rule of
evidence than a general working principle. However the rule is
characterized, where the presumption is applicable, clear
evidence is usually required to displace it. Cf. United
States v. Armstrong, 517 U.S. 456, 464
The Court of Appeals erred in its interpretation of Exemption 7(C). The District Courts first order in March 1998before its decision was set aside by the Court of Appeals and superseded by the District Courts own order on remandfollowed the correct approach. The judgment of the Court of Appeals is reversed, and the case is remanded with instructions to grant OICs motion for summary judgment with respect to the four photographs in dispute.
It is so ordered.