| Syllabus | Opinion [ ] | Concurrence [ Scalia ] | Dissent [ Souter ] | Dissent [ Breyer ] |
|---|---|---|---|---|
| HTML version PDF version | HTML version PDF version | HTML version PDF version | HTML version PDF version | HTML version PDF version |
Justice Breyer, with whom Justice Souter joins, dissenting.
City of Rome v. United States, 446 U.S. 156 (1980), focused upon a change in Rome, Georgias, method of electing city officialsa change from first-past-the-post (plurality wins) to run-off (majority needed to win). The change took place in 1966. The change was of a kind that could have made it more difficult for newly enfranchised black voters to elect a mayor (e.g., where the black population of a town amounted, say, to 35% of all voters). The change had not been precleared, though §5 of the Voting Rights Act of 1965, as amended, 42 U.S.C. § 1973c required preclearance. In 1968, however, Georgia had precleared a different change in its law. Georgia had submitted, and the Attorney General had precleared, a comprehensive Municipal Election Code that provided, in relevant part:
If the municipal charter . . . provides that a candidate may be nominated or elected by a plurality of the votes cast . . . , such provision shall prevail. Otherwise, no candidate shall be . . . elected to public office in any election unless such candidate shall have received a majority of the votes cast . . . . Georgia Municipal Election Code, §34A1407(a), 1968 Ga. Laws 977, as amended, Ga. Code Ann. §213407(a) (1993).
Rome argued that the Attorney Generals preclearance of this 1968 change in effect precleared the plurality-to-
majority change that Rome had made two years earlier. The Court rejected Romes argument.
The case before us now involves another Georgia city, the city of Monroe. Monroe, like Rome, made a change in its system for electing city officialsa change from first-past-the-post (plurality wins) to run-off (majority needed to win). Monroe, like Rome, made the change in 1966. And, Monroes change, like Romes change, was not precleared. Monroe, like Rome, argues that the Attorney Generals preclearance of Georgias 1968 change in effect precleared its change to a majority system. Monroe acknowledges that this Court, in City of Rome, supra, rejected Romes similar claim. But it asks us to note probable jurisdiction in part to address the impact of the Attorney Generals preclearance of the 1968 Municipal Elections Code as it relates to the majority vote requirement. Juris. Statement 17. In my view, the circumstances here are virtually identical to those at issue in City of Rome, and this Courts rejection of Romes argument there requires us to reject Monroes similar argument here.
I rest this conclusion upon what the parties argued before the Court in City of Rome and what the Court wrote. Rome, like Monroe, claimed that, in preclearing the 1968 statewide statute, the Attorney General had precleared its local majority system. The reply, by the United States, in City of Rome, included the following argument:
In its 1968 submission, the State did not submit the changes as they applied to the City of Rome. There was no explanation of how, or even whether, the Citys procedures were changed. In order to submit a new procedure, the change must be clearly explained to the Attorney General, 28 C. F. R. 51.10; he cannot reasonably be held to be put on notice of the election procedures for every municipality when an act with statewide effect is submitted. As this Court [has] held, preclearance cannot occur until the particular change has been submitted to the Attorney General and he has been afforded an opportunity to assess its purpose and its effect on minority voting in that jurisdiction. Brief for Appellees in City of Rome v. United States, O. T. 1979, No. 781840, pp. 6970 (citation omitted).
This Court, accepting the argument of the United States, wrote:
Both the relevant regulation, 28 CFR § 51.10 (1979), and the decisions of this Court require that the jurisdiction in some unambiguous and recordable manner submit any legislation or regulation in question directly to the Attorney General with a request for his consideration pursuant to the Act, and that the Attorney General be afforded an adequate opportunity to determine the purpose of the electoral changes and whether they will adversely affect minority voting in that jurisdiction. Under this standard, the States 1968 [preclearance] submission cannot be viewed as a submission of the citys 1966 electoral changes, for, as the District Court noted, the States submission informed the Attorney General only of its decision to defer to local charters and ordinances regarding majority voting, . . . and did not . . . submit in an unambiguous and recordable manner all municipal charter provisions, as written in 1968 or as amended thereafter, regarding th[is] issu[e].
It seems to me that this statement disposes of the case before us. The statement points out that Georgias 1968 submission did not describe the effect of its 1968 changes, town by town, in each of Georgias more than 500 towns and cities. The statement specifically says that Georgias simple submission of its 1968 comprehensive municipal code did not preclear Romes 1966 electoral change because Georgia did not also submit the relevant municipal charter provisions, as written in 1968 or as amended thereafter. Georgia did not submit Monroes charter to the Attorney General in 1968 any more than it submitted Romes; nor is there any reason to believe that the Attorney General knew the details of Monroes circumstances any more than he knew the details of Romes. Hence, as the District Court concluded in this case, the 1968 preclearance did not preclear Monroes earlier 1966 change. City of Rome, supra.
The majoritys decision to the contrary rests upon one factual difference between Rome and Monroe. The difference consists of the fact that Romes original pre-1966 first-past-the-post plurality system was written into Romes city charter. But Monroes original pre-1966 first-past-the-post plurality system was a matter of practice. Its pre-1966 city charter was silent. This difference means that, had a court set aside the 1966 changes in each city, and were no other change to have taken place, then Rome would have been left with a city charter that prescribed a plurality rule, while Monroe would have been left with a silent city charter and a plurality practice. The precleared 1968 state law, if left free to operate on these different circumstances, would have left Rome with a plurality rule (for its pre-1966 city charter contained that rule), but would have changed Monroes plurality practice to a majority practice (for its pre-1966 city charter was silent).
This complex difference, in my view, is irrelevant. The Attorney General, in 1968, was no more likely to have known about Monroes change from plurality-practice to majority-charter than to have known about Romes change from plurality-charter to majority-charter. Nor is there any reason to believe the Attorney General, in 1968, would have wanted to approve previously unprecleared changes of the former, but not of the latter, variety. There is no more reason to believe that the Attorney General, had he known about Monroes 1966 change, would have approved the application of the 1968 law to Monroe, than to believe that the Attorney General, had he known about Romes change, would have approved the application of the 1968 law to Rome. Indeed, if Monroes black population in 1966 was as high as it is today (37% of the electorate), Monroes change to a majority vote system could have been precisely the sort of discriminatory change at which the Voting Rights Act was directed.
The majority, and Justice Scalia, make a further argument resting upon a distinction between the first and second sentences of the 1968 code that the Attorney General precleared. The majority says, for example, that City of Rome said nothing about the state-law default rule of majority voting in the second sentence, ante, at 45; and Justice Scalia refers to a second sentence . . . default rule of majority voting for all municipalities that have not treated the matter in their charters, ante, at 1. The majority then finds that the Attorney General precleared the second-sentence default rule as applied to Monroe, apparently because it believes that [t]he Government does not dispute that Georgia submitted the state-law default rule to the Attorney General in an unambiguous and recordable manner,
A glance at the Georgia statute, supra, at 1, will make clear, however, just how finely the majority has had to parse the statute in its effort to escape the binding effect of precedent. That is because City of Rome (involving a city with a majority charter) and this case both concern the statutes second sentence. See Brief for Appellants in City of Rome v. United States, O. T. 1979, No. 781840, p. 90; City of Rome v. United States, 472 F. Supp. 221, 233 (D. D. C. 1979) (Rome argues that . . . the 1968 Code mandated majority voting) (emphasis added). And nowhere does either the statutes second sentence or City of Rome explicitly make the default/deference distinction that the majority finds critical.
More importantly, there is no reason to think the distinction is critical in respect to the matter here at issue. The Government has not conceded, silently or otherwise, that the Attorney Generals preclearance of a statutory default rule somehow precleared the application of some such rule to Monroe. To the contrary, the Governments argument, which concerns all applications of the majority language in the 1968 codes second sentence, is that:
preclearance of the majority vote provision incorporated in the State of Georgias 1968 Municipal Election Code did not also preclear the prior or subsequent adoption and implementation of a majority vote requirement by any particular municipality within the State. Motion to Affirm 11.
That argument rather clearly says that the Attorney General, in effect, precleared the Georgia statute on its face, not as applied to each of Georgias several hundred municipalities. That is the very argument that the Government made, and the Court accepted, in City of Rome.
Justice Scalia does not take the majoritys view of the Governments argument. Rather, he says that, in any event, the Attorney Generals initial preclearance of the second sentence simultaneously precleared that sentences application because the States submission was detailed enough to impose upon the Attorney General the burden of seeking detailed city-by-city information. Ante, at 2. In my view, however, precedent compels a contrary conclusion. In respect to the relevant pointwhether the Attorney General cleared the statute on its face or also as appliedone cannot distinguish the issue before us from the (in this respect) identical issue in City of Rome. And that conclusion is consistent with well-established legal principle. See Clark v. Roemer, 500 U.S. 646, 656 (1991) (any ambiguity in the scope of a preclearance request must be resolved against the submitting authority); McCain v. Lybrand, 465 U.S. 236, 257 (1984) (same); 28 CFR §§51.26(d), 51.27(c) (1997) (requiring preclearance submissions to explain changes clearly and in detail).
In a nutshell, City of Rome turns on the practical fact that the Attorney General, in preclearing the 1968 Georgia statute, would not have intended to preclear earlier, potentially unlawful, local changes of which he had not specifically been told. Rome was one such city. Monroe was another. The District Court consequently concluded that the Attorney Generals preclearance of the 1968 statute did not preclear Monroes earlier change, any more than it did Romes. I agree with the District Court and would affirm its judgment.