|KYLLO V. UNITED STATES (99-8508) 533 U.S. 27 (2001)
190 F.3d 1041, reversed and remanded.
[ Scalia ]
[ Stevens ]
DANNY LEE KYLLO, PETITIONER v. UNITED STATES
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[June 11, 2001]
Justice Stevens, with whom The Chief Justice, Justice OConnor, and Justice Kennedy join,
There is, in my judgment, a distinction of constitutional magnitude between through-the-wall surveillance that gives the observer or listener direct access to information in a private area, on the one hand, and the thought processes used to draw inferences from information in the public domain, on the other hand. The Court has crafted a rule that purports to deal with direct observations of the inside of the home, but the case before us merely involves indirect deductions from off-the-wall surveillance, that is, observations of the exterior of the home. Those observations were made with a fairly primitive thermal imager that gathered data exposed on the outside of petitioners home but did not invade any constitutionally protected interest in privacy.1 Moreover, I believe that the supposedly bright-line rule the Court has created in response to its concerns about future technological developments is unnecessary, unwise, and inconsistent with the Fourth Amendment.
There is no need for the Court to craft a new rule to decide this case, as it is controlled by established principles from our Fourth Amendment jurisprudence. One of those core principles, of course, is that searches and seizures inside a home without a warrant are presumptively unreasonable. Payton v. New York, 445 U.S. 573, 586 (1980) (emphasis added). But it is equally well settled that searches and seizures of property in plain view are presumptively reasonable. See id., at 586587.2
While the Court take[s] the long view and decides this case based largely on the potential of yet-to-be-developed technology that might allow through-the-wall surveillance, ante, at 1112; see ante, at 8, n. 3, this case involves nothing more than off-the-wall surveillance by law enforcement officers to gather information exposed to the general public from the outside of petitioners home. All that the infrared camera did in this case was passively measure heat emitted from the exterior surfaces of petitioners home; all that those measurements showed were relative differences in emission levels, vaguely indicating that some areas of the roof and outside walls were warmer than others. As still images from the infrared scans show, see Appendix, infra, no details regarding the interior of petitioners home were revealed. Unlike an x-ray scan, or other possible through-the-wall techniques, the detection of infrared radiation emanating from the home did not accomplish an unauthorized physical penetration into the premises, Silverman v. United States, 365 U.S. 505, 509 (1961), nor did it obtain information that it could not have obtained by observation from outside the curtilage of the house, United States v. Karo, 468 U.S. 705, 715 (1984).
Indeed, the ordinary use of the senses might enable a neighbor or passerby to notice the heat emanating from a building, particularly if it is vented, as was the case here. Additionally, any member of the public might notice that one part of a house is warmer than another part or a nearby building if, for example, rainwater evaporates or snow melts at different rates across its surfaces. Such use of the senses would not convert into an unreasonable search if, instead, an adjoining neighbor allowed an officer onto her property to verify her perceptions with a sensitive thermometer. Nor, in my view, does such observation become an unreasonable search if made from a distance with the aid of a device that merely discloses that the exterior of one house, or one area of the house, is much warmer than another. Nothing more occurred in this case.
Thus, the notion that heat emissions from the outside of a dwelling is a private matter implicating the protections of the Fourth Amendment (the text of which guarantees the right of people to be secure in their
houses against unreasonable searches and seizures (emphasis added)) is not only unprecedented but also quite difficult to take seriously. Heat waves, like aromas that are generated in a kitchen, or in a laboratory or opium den, enter the public domain if and when they leave a building. A subjective expectation that they would remain private is not only implausible but also surely not one that society is prepared to recognize as reasonable.
To be sure, the homeowner has a reasonable expectation of privacy concerning what takes place within the home, and the Fourth Amendments protection against physical invasions of the home should apply to their functional equivalent. But the equipment in this case did not penetrate the walls of petitioners home, and while it did pick up details of the home that were exposed to the public, ante, at 10, it did not obtain any information regarding the interior of the home, ante, at 6 (emphasis added). In the Courts own words, based on what the thermal imager showed regarding the outside of petitioners home, the officers concluded that petitioner was engaging in illegal activity inside the home. Ante, at 2. It would be quite absurd to characterize their thought processes as searches, regardless of whether they inferred (rightly) that petitioner was growing marijuana in his house, or (wrongly) that the lady of the house [was taking] her daily sauna and bath. Ante, at 1011. In either case, the only conclusions the officers reached concerning the interior of the home were at least as indirect as those that might have been inferred from the contents of discarded garbage, see California v. Greenwood, 486 U.S. 35 (1988), or pen register data, see Smith v. Maryland, 442 U.S. 735 (1979), or, as in this case, subpoenaed utility records, see 190 F.3d 1041, 1043 (CA9 1999). For the first time in its history, the Court assumes that an inference can amount to a Fourth Amendment violation. See ante, at 8.3
Notwithstanding the implications of todays decision, there is a strong public interest in avoiding constitutional litigation over the monitoring of emissions from homes, and over the inferences drawn from such monitoring. Just as the police cannot reasonably be expected to avert their eyes from evidence of criminal activity that could have been observed by any member of the public, Greenwood, 486 U.S., at 41, so too public officials should not have to avert their senses or their equipment from detecting emissions in the public domain such as excessive heat, traces of smoke, suspicious odors, odorless gases, airborne particulates, or radioactive emissions, any of which could identify hazards to the community. In my judgment, monitoring such emissions with sense-enhancing technology, ante, at 6, and drawing useful conclusions from such monitoring, is an entirely reasonable public service.
On the other hand, the countervailing privacy interest is at best trivial. After all, homes generally are insulated to keep heat in, rather than to prevent the detection of heat going out, and it does not seem to me that society will suffer from a rule requiring the rare homeowner who both intends to engage in uncommon activities that produce extraordinary amounts of heat, and wishes to conceal that production from outsiders, to make sure that the surrounding area is well insulated. Cf. United States v. Jacobsen, 466 U.S. 109, 122 (1984) (The concept of an interest in privacy that society is prepared to recognize as reasonable is, by its very nature, critically different from the mere expectation, however well justified, that certain facts will not come to the attention of the authorities). The interest in concealing the heat escaping from ones house pales in significance to the the chief evil against which the wording of the Fourth Amendment is directed, the physical entry of the home, United States v. United States Dist. Court for Eastern Dist. of Mich., 407 U.S. 297, 313 (1972), and it is hard to believe that it is an interest the Framers sought to protect in our Constitution.
Since what was involved in this case was nothing more than drawing inferences from off-the-wall surveillance, rather than any through-the-wall surveillance, the officers conduct did not amount to a search and was perfectly reasonable.4
Instead of trying to answer the question whether the use of the thermal imager in this case was even arguably unreasonable, the Court has fashioned a rule that is intended to provide essential guidance for the day when more sophisticated systems gain the ability to see through walls and other opaque barriers. Ante, at 8, and n. 3. The newly minted rule encompasses obtaining  by sense-enhancing technology  any information regarding the interior of the home  that could not otherwise have been obtained without physical intrusion into a constitutionally protected area  at least where (as here) the technology in question is not in general public use. Ante, at 67 (internal quotation marks omitted). In my judgment, the Courts new rule is at once too broad and too narrow, and is not justified by the Courts explanation for its adoption. As I have suggested, I would not erect a constitutional impediment to the use of sense-enhancing technology unless it provides its user with the functional equivalent of actual presence in the area being searched.
Despite the Courts attempt to draw a line that is not only firm but also bright, ante, at 12, the contours of its new rule are uncertain because its protection apparently dissipates as soon as the relevant technology is in general public use, ante, at 67. Yet how much use is general public use is not even hinted at by the Courts opinion, which makes the somewhat doubtful assumption that the thermal imager used in this case does not satisfy that criterion.5 In any event, putting aside its lack of clarity, this criterion is somewhat perverse because it seems likely that the threat to privacy will grow, rather than recede, as the use of intrusive equipment becomes more readily available.
It is clear, however, that the category of sense-enhancing technology covered by the new rule, ante, at 6, is far too broad. It would, for example, embrace potential mechanical substitutes for dogs trained to react when they sniff narcotics. But in United States v. Place, 462 U.S. 696, 707 (1983), we held that a dog sniff that discloses only the presence or absence of narcotics does not constitute a search within the meaning of the Fourth Amendment, and it must follow that sense-enhancing equipment that identifies nothing but illegal activity is not a search either. Nevertheless, the use of such a device would be unconstitutional under the Courts rule, as would the use of other new devices that might detect the odor of deadly bacteria or chemicals for making a new type of high explosive, even if the devices (like the dog sniffs) are so limited in both the manner in which they obtain information and in the content of the information they reveal. Ibid. If nothing more than that sort of information could be obtained by using the devices in a public place to monitor emissions from a house, then their use would be no more objectionable than the use of the thermal imager in this case.
The application of the Courts new rule to any information regarding the interior of the home, ante, at 6, is also unnecessarily broad. If it takes sensitive equipment to detect an odor that identifies criminal conduct and nothing else, the fact that the odor emanates from the interior of a home should not provide it with constitutional protection. See supra, at 78. The criterion, moreover, is too sweeping in that information regarding the interior of a home apparently is not just information obtained through its walls, but also information concerning the outside of the building that could lead to (however many) inferences regarding what might be inside. Under that expansive view, I suppose, an officer using an infrared camera to observe a man silently entering the side door of a house at night carrying a pizza might conclude that its interior is now occupied by someone who likes pizza, and by doing so the officer would be guilty of conducting an unconstitutional search of the home.
Because the new rule applies to information regarding the interior of the home, it is too narrow as well as too broad. Clearly, a rule that is designed to protect individuals from the overly intrusive use of sense-enhancing equipment should not be limited to a home. If such equipment did provide its user with the functional equivalent of access to a private placesuch as, for example, the telephone booth involved in Katz, or an office buildingthen the rule should apply to such an area as well as to a home. See Katz, 389 U.S., at 351 ([T]he Fourth Amendment protects people, not places).
The final requirement of the Courts new rule, that the information could not otherwise have been obtained without physical intrusion into a constitutionally protected area, ante, at 6 (internal quotation marks omitted), also extends too far as the Court applies it. As noted, the Court effectively treats the mental process of analyzing data obtained from external sources as the equivalent of a physical intrusion into the home. See supra, at 45. As I have explained, however, the process of drawing inferences from data in the public domain should not be characterized as a search.
The two reasons advanced by the Court as justifications for the adoption of its new rule are both unpersuasive. First, the Court suggests that its rule is compelled by our holding in Katz, because in that case, as in this, the surveillance consisted of nothing more than the monitoring of waves emanating from a private area into the public domain. See ante, at 78. Yet there are critical differences between the cases. In Katz, the electronic listening device attached to the outside of the phone booth allowed the officers to pick up the content of the conversation inside the booth, making them the functional equivalent of intruders because they gathered information that was otherwise available only to someone inside the private area; it would be as if, in this case, the thermal imager presented a view of the heat-generating activity inside petitioners home. By contrast, the thermal imager here disclosed only the relative amounts of heat radiating from the house; it would be as if, in Katz, the listening device disclosed only the relative volume of sound leaving the booth, which presumably was discernible in the public domain.6 Surely, there is a significant difference between the general and well-settled expectation that strangers will not have direct access to the contents of private communications, on the one hand, and the rather theoretical expectation that an occasional homeowner would even care if anybody noticed the relative amounts of heat emanating from the walls of his house, on the other. It is pure hyperbole for the Court to suggest that refusing to extend the holding of Katz to this case would leave the homeowner at the mercy of technology that could discern all human activity in the home. Ante, at 8.
Second, the Court argues that the permissibility of through-the-wall surveillance cannot depend on a distinction between observing intimate details such as the lady of the house [taking] her daily sauna and bath, and noticing only the nonintimate rug on the vestibule floor or objects no smaller than 36 by 36 inches. Ante, at 1011. This entire argument assumes, of course, that the thermal imager in this case could or did perform through-the-wall surveillance that could identify any detail that would previously have been unknowable without physical intrusion. Ante, at 1112. In fact, the device could not, see n. 1, supra, and did not, see Appendix, infra, enable its user to identify either the lady of the house, the rug on the vestibule floor, or anything else inside the house, whether smaller or larger than 36 by 36 inches. Indeed, the vague thermal images of petitioners home that are reproduced in the Appendix were submitted by him to the District Court as part of an expert report raising the question whether the device could even take accurate, consistent infrared images of the outside of his house. Defendants Exhibit 107, p. 4. But even if the device could reliably show extraordinary differences in the amounts of heat leaving his home, drawing the inference that there was something suspicious occurring inside the residencea conclusion that officers far less gifted than Sherlock Holmes would readily drawdoes not qualify as through-the-wall surveillance, much less a Fourth Amendment violation.
Although the Court is properly and commendably concerned about the threats to privacy that may flow from advances in the technology available to the law enforcement profession, it has unfortunately failed to heed the tried and true counsel of judicial restraint. Instead of concentrating on the rather mundane issue that is actually presented by the case before it, the Court has endeavored to craft an all-encompassing rule for the future. It would be far wiser to give legislators an unimpeded opportunity to grapple with these emerging issues rather than
to shackle them with prematurely devised constitutional constraints.
I respectfully dissent.
(Images and text reproduced from defendants exhibit 107)
Top Right: Infrared image of a subsequent videoframe taken from the videotape. The gain and contrast settings have been increased in order to make the walls and roof of the structure appear hotter than what it actually is.
[Graphic Image omitted; see printed opinion.]
Bottom Right: The same image, but with the gain and contrast increased. This change in camera settings cause any object to appear hotter than what it actually is. The arrow indicates the overloading of a area immediately around a hot object in this case the electrical transformer and the streetlight. This overloading of the image is a inherent design flaw in the camera itself.
1. After an evidentiary hearing, the District Court found: [T]he use of the thermal imaging device here was not an intrusion into Kyllos home. No intimate details of the home were observed, and there was no intrusion upon the privacy of the individuals within the home. The device used cannot penetrate walls or windows to reveal conversations or human activities. The device recorded only the heat being emitted from the home. Supp. App. to Pet. for Cert. 40.
2. Thus, for example, we have found consistent with the Fourth Amendment, even absent a warrant, the search and seizure of garbage left for collection outside the curtilage of a home, California v. Greenwood, 486 U.S. 35 (1988); the aerial surveillance of a fenced-in backyard from an altitude of 1,000 feet, California v. Ciraolo, 476 U.S. 207 (1986); the aerial observation of a partially exposed interior of a residential greenhouse from 400 feet above, Florida v. Riley, 488 U.S. 445 (1989); the aerial photography of an industrial complex from several thousand feet above, Dow Chemical Co. v. United States, 476 U.S. 227 (1986); and the observation of smoke emanating from chimney stacks, Air Pollution Variance Bd. of Colo. v. Western Alfalfa Corp., 416 U.S. 861 (1974).
3. Although the Court credits us with the novel proposition that inference insulates a search, ante, at 9, our point simply is that an inference cannot be a search, contrary to the Courts reasoning. See supra, at 45. Thus, the Courts use of United States v. Karo, 468 U.S. 705 (1984), to refute a point we do not make underscores the fact that the Court has no real answer (either in logic or in law) to the point we do make. Of course, Karo itself does not provide any support for the Courts view that inferences can amount to unconstitutional searches. The illegality in that case was the monitoring of a beeper in a private residence to obtain information that could not have been obtained by observation from outside, id., at 714715, rather than any thought processes that flowed from such monitoring.
4. This view comports with that of all the Courts of Appeals that have resolved the issue. See 190 F.3d 1041 (CA9 1999); United States v. Robinson, 62 F.3d 1325 (CA11 1995) (upholding warrantless use of thermal imager); United States v. Myers, 46 F.3d 668 (CA7 1995) (same); United States v. Ishmael, 48 F.3d 850 (CA5 1995) (same); United States v. Pinson, 24 F.3d 1056 (CA8 1994) (same). But see United States v. Cusumano, 67 F.3d 1497 (CA10 1995) (warrantless use of thermal imager violated Fourth Amendment), vacated and decided on other grounds, 83 F.3d 1247 (CA10 1996) (en banc).
5. The record describes a device that numbers close to a thousand manufactured units; that has a predecessor numbering in the neighborhood of 4,000 to 5,000 units; that competes with a similar product numbering from 5,000 to 6,000 units; and that is readily available to the public for commercial, personal, or law enforcement purposes, and is just an 800-number away from being rented from half a dozen national companies by anyone who wants one. App. 18. Since, by virtue of the Courts new rule, the issue is one of first impression, perhaps it should order an evidentiary hearing to determine whether these facts suffice to establish general public use.
6. The use of the latter device would be constitutional given Smith v. Maryland, 442 U.S. 735, 741 (1979), which upheld the use of pen registers to record numbers dialed on a phone because, unlike the listening device employed in Katz pen registers do not acquire the contents of communications.