| Syllabus | Opinion [ Scalia ] | Concurrence [ Stevens ] | Concurrence [ Breyer ] |
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Opinion of Breyer, J.
[May 18, 1998]
Breyer, J., concurring in part and concurring in the judgment.
I agree with pages 1 through 5 of the Courts opinion. I also agree with the Court that the Union failed to show (or even to allege) a significant likelihood that it would strike and that Textron would then sue it for breach of its collective-bargaining agreement. See ante, at 89. I write separately, however, because this factual circumstance has more significance than the Courts opinion suggests. See ante, at 57. Indeed, in my view, if the Union had shown that a strike and consequent employer breach-of-contract lawsuit was imminent, then the Declaratory Judgment Act, 28 U.S.C. § 2201 would have authorized the District Court to adjudicate this controversy. Unlike the Court, I would not leave the matter undecided.
My conclusion flows from the following two legal propositions: Proposition One. The Declaratory Judgment Act permits a federal court to declare the rights and other legal relations of any interested party as long as there exists an actual controversy that is within [the] jurisdiction of a federal court. 28 U.S. C. §2201(a).
Proposition Two. Section 301 of the Labor Management Relations Act (LMRA), 29 U.S.C. § 185(a), permits a federal court to adjudicate both an employers claim that a contracts (i.e., a collective-bargaining agreements) no strike clause forbids an ongoing strike and the related Union defense that it is free to strike because the contract itself is invalid. See ante, at 5; Brief for Petitioner 29 ([B]efore enforcing an agreement, courts must adjudicate affirmative defenses such as fraud . . . in the collective bargaining process); Brief for United States as Amicus Curiae 1314; Kaiser Steel Corp. v. Mullins, 455 U.S. 72, 8586 (1982).
Proposition One means that the Declaratory Judgment Act gives a federal court the power to declare the rights and legal relations of both union and employer where the
controversy described in Proposition Two is actual, e.g., where the strike and consequent employer lawsuit is imminent. Moreover, this Court has pointed out that [f]ederal courts have regularly taken original jurisdiction over declaratory judgment suits in which, if the declaratory judgment defendant [such as the employer here] brought a coercive action to enforce its rights, that suit would necessarily present a federal question. Franchise Tax Bd. of Cal. v. Construction Laborers Vacation Trust for Southern Cal., 463 U.S. 1, 19 (1983). Hence the characterization of the Unions no valid contract claim as a defense that could not independently support §301 jurisdiction is beside the point. See ibid.; Public Serv. Commn of Utah v. Wycoff Co., 344 U.S. 237, 248 (1952) (in declaratory judgment context, it is the character of the threatened action, and not of the defense, which will determine whether there is federal-question jurisdiction in the District Court); see also 10A C. Wright, A. Miller, & M. Kane, Federal Practice and Procedure §2767, p. 741 (2d ed. 1983) (federal nature of the right claimed not to exist is crucial to jurisdiction).
This conclusion draws support in principle from the Declaratory Judgment Acts basic objective, which is to permit adjudication of either partys claims of right. Franchise Tax Board, supra, at 19, n. 19. And the conclusion draws support in practice from the prevalence in the lower courts of reverse declaratory judgment actions that focus upon a partys likely defense, including actions found in contexts such as that now before us. See, e.g., El Paso Bldg. & Constr. Trades Council v. Associated Gen. Contractors of Am., 376 F.2d 797, 799800 (CA5 1967) (union threatened to strike, then filed declaratory judgment action for determination of contracts validity, and court took jurisdiction under §301); McNally Pittsburg, Inc. v. International Assn. of Bridge, Structural, and Ornamental Iron Workers., 812 F.2d 615 (CA10 1987) (where actual controversy existed with union, employer allowed to seek prospective declaration that contract was invalid); Mobil Oil Corp. v. Oil, Chemical and Atomic Workers Intl Union, AFL-CIO, 483 F.2d 603 (CA5 1973) (same), revd on other grounds, 504 F.2d 272 (1974) (en banc). Cf. Walker Process Equipment, Inc. v. Food Machinery & Chemical Corp., 382 U.S. 172, 176 (1965) (one likely to be sued for patent infringement need not await the filing of a threatened suit by the patentee; the validity of the patent may be tested under the Declaratory Judgment Act).
I cannot find any reason for an exception that would forbid reverse declaratory judgment actions in labor law contexts such as this one. To the contrary, this Court has suggested that the availability of declaratory judgment actions furthers the LMRAs basic purposes. See Textile Workers v. Lincoln Mills of Ala., 353 U.S. 448, 454455 (1957) (§301 designed to promote industrial peace by provid[ing] the necessary legal remedies); id., at 455456 (quoting from floor statement of Representative Barden, 93 Cong. Rec. 36563657 (1947), that the section . . . contemplates not only the ordinary lawsuits for damages but also such other remedial proceedings, both legal and equitable, as might be appropriate . . . [including a suit] under the Declaratory Judgments Act in order to secure declarations from the Court of legal rights under the contract); Smith v. Evening News Assn., 371 U.S. 195, 199 (1962) ([Section] 301 is not to be given a narrow reading). And the National Labor Relations Board, in an amicus curiae brief, tells us that such an action would not interfere with its administration of federal labor law. See Brief for United States as Amicus Curiae 27 (The Board . . . has concluded in this and other cases . . . that a suit under Section 301(a) to declare a contract voidable based on fraud in the inducement does not unduly intrude upon its authority).
Thus Declaratory Judgment Act jurisdiction would lie in a case like this one, provided however that the declaratory judgment plaintiff demonstrates an actual controversy. 28 U.S.C. § 2201(a); Aetna Life Ins. Co. v. Haworth, 300 U.S. 227, 239240 (1937). The Union failed to make any such showing here, and for that reason I agree with the Courts ultimate conclusion.
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