12 CFR Part 151 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- § 151.10 — What does this part do?
- § 151.20 — Must I comply with this part?
- § 151.30 — What requirements apply to all transactions?
- § 151.40 — What definitions apply to this part?
- SUBPART A — Recordkeeping Requirements (§§ 151.50 - 151.60)
- SUBPART B — Content and Timing of Notice (§§ 151.70 - 151.120)
- SUBPART C — Settlement of Securities Transactions (§§ 151.130 - 151.130)
- SUBPART D — Securities Trading Policies and Procedures (§§ 151.140 - 151.150)
Authority:
Source:
76 FR 49008, Aug. 9, 2011, unless otherwise noted.
Title 12 published on 2014-01-01
no entries appear in the Federal Register after this date.