Please help us improve our site!
No thank you
Skip to main content
Cornell University insignia Cornell Law School Search Cornell
Support Us!
Search
  • About LII
    • Who We Are
    • What We Do
    • Who Pays For This
    • Contact Us
  • Get the law
    • Constitution
    • Supreme Court
    • U.S. Code
    • CFR
    • Federal Rules
      • Federal Rules of Appellate Procedure
      • Federal Rules of Civil Procedure
      • Federal Rules of Criminal Procedure
      • Federal Rules of Evidence
      • Federal Rules of Bankruptcy Procedure
    • U.C.C.
    • Law by jurisdiction
      • State law
      • Uniform laws
      • Federal law
      • World law
  • Lawyer directory
  • Legal encyclopedia
    • Business law
    • Constitutional law
    • Criminal law
    • Family law
    • Employment law
    • Money and Finances
    • More...
  • Help out
    • Give
    • Sponsor
    • Advertise
    • Create
    • Promote
    • Join Lawyer Directory


  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 12. Banks and Banking
  4. Chapter III. FEDERAL DEPOSIT INSURANCE CORPORATION
  5. Subchapter B. REGULATIONS AND STATEMENTS OF GENERAL POLICY
  6. Part 390. REGULATIONS TRANSFERRED FROM THE OFFICE OF THRIFT SUPERVISION
  7. Subpart W. Securities Offerings

12 CFR Subpart W - Securities Offerings

  • CFR
prev | next
  1. § 390.410 Definitions.
  2. § 390.411 Offering circular requirement.
  3. § 390.412 Exemptions.
  4. § 390.413 Non-public offering.
  5. § 390.414 Filing and signature requirements.
  6. § 390.415 Effective date.
  7. § 390.416 Form, content, and accounting.
  8. § 390.417 Use of the offering circular.
  9. § 390.418 Escrow requirement.
  10. § 390.419 Unsafe or unsound practices.
  11. § 390.420 Withdrawal or abandonment.
  12. § 390.421 Securities sale report.
  13. § 390.422 Public disclosure and confidential treatment.
  14. § 390.423 Waiver.
  15. § 390.424 Requests for interpretive advice or waiver.
  16. § 390.425 Delayed or continuous offering and sale of securities.
  17. § 390.426 Sales of securities at an office of a State savings association.
  18. § 390.427 Current and periodic reports.
  19. § 390.428 Approval of the security.
  20. § 390.429 Form for securities sale report.
  21. § 390.430 Filing of copies of offering circulars in certain exempt offerings.

CFR Toolbox

Law about... Articles from Wex
Table of Popular Names
Parallel Table of Authorities
How current is this?


  • Accessibility
  • About LII
  • Contact us
  • Advertise here
  • Help
  • Terms of use
  • Privacy
  • LII logo