17 CFR 210.12-12B - Open option contracts written.

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§ 210.12-12B Open option contracts written.

[For management investment companies only]

Col. A Col. B Col. C Col. D Col. E
Name of issuer 1 2 Number of contracts 3 Exercise price Expiration date Value. 4

1 Information as to put options shall be shown separately from information as to call options.

2 Options of an issuer where exercise prices or expiration dates differ shall be listed separately.

3 If the number of shares subject to option is substituted for number of contracts, the column name shall reflect that change.

4 Column E shall be totaled and shall agree with the correlative amount shown on the related balance sheet.

[47 FR 56844, Dec. 21, 1982]

Title 17 published on 2015-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 210 after this date.

  • 2015-10-15; vol. 80 # 199 - Thursday, October 15, 2015
    1. 80 FR 62274 - Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
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      Proposed rule; re-opening of comment period.
      The comment period for the proposed rule published June 12, 2015 (80 FR 33589) is reopened. Comments on this release (Investment Company Act Release No. 31835) and Investment Company Act Release No. 31610 should be received on or before January 13, 2016.
      17 CFR Parts 210, 270, 274