17 CFR 210.3-13 - Filing of other financial statements in certain cases.

§ 210.3-13 Filing of other financial statements in certain cases.

The Commission may, upon the informal written request of the registrant, and where consistent with the protection of investors, permit the omission of one or more of the financial statements herein required or the filing in substitution therefor of appropriate statements of comparable character. The Commission may also by informal written notice require the filing of other financial statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.

Title 17 published on 2015-12-04

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 210 after this date.

  • 2017-03-07; vol. 82 # 43 - Tuesday, March 7, 2017
    1. 82 FR 12757 - Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies)
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      SECURITIES AND EXCHANGE COMMISSION
      Request for comment.
      Comments should be received on or before May 8, 2017.
      17 CFR Parts 210, 211, 229, 231 and 241