17 CFR 230.194 - Definitions of the terms “swap” and “security-based swap” as used in the Act.

§ 230.194 Definitions of the terms “swap” and “security-based swap” as used in the Act.

(a) The term swap as used in section 2(a)(17) of the Act ( 15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(69) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78c(a)(69)) and 17 CFR 240.3a69-169-1 through 240.3a69-3.

(b) The term security-based swap as used in section 2(a)(17) of the Act ( 15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(68) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78c(a)(68)) and 17 CFR 240.3a68-1a68-1a through 240.3a68-5.

[ 77 FR 48356, Aug. 13, 2012]

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