17 CFR 230.261 - Definitions.

§ 230.261 Definitions.

As used in this Regulation A, all terms have the same meanings as in Rule 405 ( § 230.405), except that all references to registrant in those definitions shall refer to the issuer of the securities to be offered and sold under Regulation A. In addition, these terms have the following meanings:

(a)Affiliated issuer. An affiliate (as defined in Rule 501 ( § 230.501)) of the issuer that is issuing securities in the same offering.

(b)Business day. Any day except Saturdays, Sundays or United States federal holidays.

(c)Eligible securities. Equity securities, debt securities, and securities convertible or exchangeable to equity interests, including any guarantees of such securities, but not including asset-backed securities as such term is defined in Item 1101(c) of Regulation AB.

(d)Final order. A written directive or declaratory statement issued by a federal or state agency described in Rule 262(a)(3) ( § 230.262(a)(3)) under applicable statutory authority that provides for notice and an opportunity for hearing, which constitutes a final disposition or action by that federal or state agency.

(e)Final offering circular. The more recent of: the current offering circular contained in a qualified offering statement; and any offering circular filed pursuant to Rule 253(g) ( § 230.253(g)). If, however, the issuer is relying on Rule 253(b) (( § 230.253(b)), the Final Offering Circular is the most recent of the offering circular filed pursuant to Rule 253(g)(1) or (3) ( § 230.253(g)(1) or (3)) and any subsequent offering circular filed pursuant to Rule 253(g) ( § 230.253(g)).

(f)Offering statement. An offering statement prepared pursuant to Regulation A.

(g)Preliminary offering circular. The offering circular described in Rule 254 ( § 230.254).

[ 80 FR 21895, Apr. 20, 2015]

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code
Statutes at Large

Title 17 published on 06-Sep-2017 03:43

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 230 after this date.

  • 2017-10-02; vol. 82 # 189 - Monday, October 2, 2017
    1. 82 FR 45722 - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Harvey, Hurricane Irma, and Hurricane Maria
      GPO FDSys XML | Text
      Interim final temporary rule.
      These rules are effective from September 28, 2017, through November 22, 2017.
      17 CFR Parts 227 and 230
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