17 CFR 242.505 - Exclusion for news media.

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§ 242.505 Exclusion for news media.

No provision of this Regulation AC shall apply to any person who:

(a) Is the publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation; and

(b) Is not registered or required to be registered with the Commission as a broker or dealer or investment adviser.

Title 17 published on 09-May-2017 03:50

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 242 after this date.

  • 2016-12-23; vol. 81 # 247 - Friday, December 23, 2016
    1. 81 FR 94251 - Consolidated Audit Trail
      GPO FDSys XML | Text
      SECURITES AND EXCHANGE COMMISSION
      Notification regarding expired temporary rule.
      December 23, 2016.
      17 CFR Part 242
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