This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office] .
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
United States Code U.S. Code: Title 12 - BANKS AND BANKING U.S. Code: Title 15 - COMMERCE AND TRADE § 78a - Short title
§ 78b - Necessity for regulation
§ 78c - Definitions and application
§ 78c-1
§ 78c-2
§ 78c-3
§ 78c-4
§ 78c-5
§ 78d - Securities and Exchange Commission
§ 78d-1
§ 78d-2
§ 78d-3
§ 78d-4
§ 78d-5
§ 78d-6
§ 78d-7
§ 78d-8
§ 78d-9
§ 78e - Transactions on unregistered exchanges
§ 78f - National securities exchanges
§ 78g - Margin requirements
§ 78h - Restrictions on borrowing and lending by members, brokers, and dealers
§ 78i - Manipulation of security prices
§ 78j - Manipulative and deceptive devices
§ 78j-1
§ 78j-2
§ 78j-3
§ 78j-4
§ 78k - Trading by members of exchanges, brokers, and dealers
§ 78k-1
§ 78l - Registration requirements for securities
§ 78l-1
§ 78m - Periodical and other reports
§ 78m-1
§ 78m-2
§ 78n - Proxies
§ 78n-1
§ 78n-2
§ 78o - Registration and regulation of brokers and dealers
§ 78o-1
§ 78o-2
§ 78o-3
§ 78o-4
§ 78o-4a
§ 78o-5
§ 78o-6
§ 78o-7
§ 78o-8
§ 78o-9
§ 78o-10
§ 78o-11
§ 78p - Directors, officers, and principal stockholders
§ 78q - Records and reports
§ 78q-1
§ 78q-2
§ 78r - Liability for misleading statements
§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations
§ 78t - Liability of controlling persons and persons who aid and abet violations
§ 78t-1
§ 78u - Investigations and actions
§ 78u-1
§ 78u-2
§ 78u-3
§ 78u-4
§ 78u-5
§ 78u-6
§ 78u-7
§ 78v - Hearings by Commission
§ 78w - Rules, regulations, and orders; annual reports
§ 78x - Public availability of information
§ 78y - Court review of orders and rules
§ 78z - Unlawful representations
§ 78aa - Jurisdiction of offenses and suits
§ 78aa-1
§ 78bb - Effect on existing law
§ 78cc - Validity of contracts
§ 78dd - Foreign securities exchanges
§ 78dd-1
§ 78dd-2
§ 78dd-3
§ 78ee - Transaction fees
§ 78ff - Penalties
§ 78gg - Separability
§ 78hh - Effective date
§ 78hh-1
§ 78ii - Omitted
§ 78jj - Repealed. Pub. L. 100–181, title III, § 330, Dec. 4, 1987, 101 Stat. 1259
§ 78kk - Authorization of appropriations
§ 78ll - Requirements for the EDGAR system
§ 78mm - General exemptive authority
§ 78nn - Tennessee Valley Authority
§ 78oo - Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
§ 78pp - Investor Advisory Committee
§ 7201 - Definitions
§ 7202 - Commission rules and enforcement
U.S. Code: Title 18 - CRIMES AND CRIMINAL PROCEDURE
