17 CFR Subpart F - Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
- § 249.501 Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.
- § 249.501a Form BDW, notice of withdrawal from registration as broker-dealer pursuant to § 240.15b6–1, § 240.15Bc3–1, or § 240.15Cc1–1 of this chapter.
- § 249.501b Form BD-N for notice registration as a broker-dealer.
- § 249.507 Form 7–M, consent to service of process by an individual nonresident broker-dealer.
- § 249.508 Form 8–M, consent to service of process by a corporation which is a nonresident broker-dealer.
- § 249.509 Form 9–M, consent to service of process by a partnership nonresident broker-dealer.
- § 249.510 Form 10–M, consent to service of process by a nonresident general partner of a broker-dealer firm.