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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17 - Commodity and Securities Exchanges
  4. CHAPTER II - SECURITIES AND EXCHANGE COMMISSION
  5. PART 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  6. Subpart K - Form for Registration of, and Reporting by Securities Information Processors

17 CFR Subpart K - Form for Registration of, and Reporting by Securities Information Processors

  • CFR
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  1. § 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
  2. § 249.1002 Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

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