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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
  6. Subpart N—Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons

17 CFR Part 249 - Subpart N - Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons

  • CFR
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  1. § 249.1300 Form MA, for registration as a municipal advisor, and for amendments to registration.
  2. § 249.1300T Form MA-T, for temporary registration as a municipal advisor, and for amendments to, and withdrawals from, temporary registration.
  3. § 249.1310 Form MA-I, for providing information regarding natural person municipal advisors, and for amendments to such information.
  4. § 249.1320 Form MA-W, for withdrawal from registration as a municipal advisor.
  5. § 249.1330 Form MA-NR, for appointment of agent for service of process by non-resident municipal advisor, non-resident general partner or managing agent of a municipal advisor, and non-resident natural person associated with a municipal advisor.
Source:
78 FR 67639, Nov. 12, 2013, unless otherwise noted.

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