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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17. Commodity and Securities Exchanges
  4. Chapter II. SECURITIES AND EXCHANGE COMMISSION
  5. Part 255. PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
  6. Subpart B. Proprietary Trading

17 CFR Subpart B - Proprietary Trading

  • CFR
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  1. § 255.3 Prohibition on proprietary trading.
  2. § 255.4 Permitted underwriting and market making-related activities.
  3. § 255.5 Permitted risk-mitigating hedging activities.
  4. § 255.6 Other permitted proprietary trading activities.
  5. § 255.7 Limitations on permitted proprietary trading activities.
  6. §§ 255.8-255.9 [Reserved]

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