17 CFR Part 402 - FINANCIAL RESPONSIBILITY
- § 402.1 — Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.
- § 402.2 — Capital requirements for registered government securities brokers and dealers.
- § 402.2a — Appendix A—Calculation of market risk haircut for purposes of § 402.2(g)(2).
- § 402.2b — [Reserved]
- § 402.2c — Appendix C—Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
- § 402.2d — Appendix D—Modification of § 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of § 402.2.
- § 402.2e — Appendix E—Temporary minimum requirements.
Authority:
15 U.S.C. 78o-5(b)(1)(A), (b)(4).
Source:
52 FR 27931, July 24, 1987, unless
otherwise noted.
Title 17 published on 2015-04-01.
No entries appear in the Federal Register after this date, for 17 CFR Part 402.