17 CFR Part 402 - FINANCIAL RESPONSIBILITY
- § 402.1 Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.
- § 402.2 Capital requirements for registered government securities brokers and dealers.
- § 402.2a Appendix A - Calculation of market risk haircut for purposes of § 402.2(g)(2).
- § 402.2b [Reserved]
- § 402.2c Appendix C - Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
- § 402.2d Appendix D - Modification of § 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of § 402.2.
Authority:
Source:
52 FR 27931, July 24, 1987, unless otherwise noted.
{'United States Code': [{'Title': '15', 'Section': '78o-5', 'headtext': ' Government securities brokers and dealers', 'cleanpath': '/uscode/text/15/78o-5'}], 'Statutes at Large': [{'Volume': '104', 'Page': '963', 'headtext': '104 Stat. 963', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/104_Stat._963'}, {'Volume': '100', 'Page': '3209', 'headtext': '100 Stat. 3209', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/100_Stat._3209'}], 'Public Laws': [], 'Presidential Documents': []}