This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office] .
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
United States Code U.S. Code: Title 12 - BANKS AND BANKING U.S. Code: Title 31 - MONEY AND FINANCE § 5311 - Declaration of purpose
§ 5312 - Definitions and application
§ 5313 - Reports on domestic coins and currency transactions
§ 5314 - Records and reports on foreign financial agency transactions
§ 5316 - Reports on exporting and importing monetary instruments
§ 5317 - Search and forfeiture of monetary instruments
§ 5318 - Compliance, exemptions, and summons authority
§ 5318A - Special measures for jurisdictions, financial institutions, international transactions, or types of accounts of primary money laundering concern
§ 5319 - Availability of reports
§ 5320 - Injunctions
§ 5321 - Civil penalties
§ 5322 - Criminal penalties
§ 5323 - Rewards for informants
§ 5324 - Structuring transactions to evade reporting requirement prohibited
§ 5325 - Identification required to purchase certain monetary instruments
§ 5326 - Records of certain domestic coin and currency transactions
§ 5327 - Repealed. Pub. L. 104–208, div. A, title II, § 2223(1), Sept. 30, 1996, 110 Stat. 3009–415]
§ 5328 - Whistleblower protections
§ 5329 - Staff commentaries
§ 5330 - Registration of money transmitting businesses
§ 5331 - Reports relating to coins and currency received in nonfinancial trade or business
§ 5332 - Bulk cash smuggling into or out of the United States
Statutes at Large
Title 31 published on 08-Apr-2017 03:32
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 31 CFR Part 1020 after this date.
2016-11-04; vol. 81 # 214 - Friday, November 4, 2016 81 FR 76864 - Technical Amendments to Various Bank Secrecy Act Regulations
GPO FDSys XML | Text Additional Documents DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network Final rule. Effective November 4, 2016. 31 CFR Parts 1010, 1020, 1021, 1022, 1023, 1024, 1025, and 1026 Summary FinCEN is issuing this final rule to make a number of technical amendments. This final rule updates various sections of the regulations implementing the Bank Secrecy Act (“BSA”) by removing or replacing outdated references to obsolete BSA forms, removing references to outdated recordkeeping storage media, and replacing several other outdated terms and references.
2016-08-25; vol. 81 # 165 - Thursday, August 25, 2016 81 FR 58425 - Customer Identification Programs, Anti-Money Laundering Programs, and Beneficial Ownership Requirements for Banks Lacking a Federal Functional Regulator
GPO FDSys XML | Text Additional Documents DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network Notice of proposed rulemaking. Written comments may be submitted to FinCEN on or before October 24, 2016. 31 CFR Parts 1010 and 1020 Summary FinCEN is issuing this proposed rule to implement section 326 of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 and to remove the anti-money laundering program exemption for banks that lack a Federal functional regulator, including, but not limited to, private banks, non-federally insured credit unions, and certain trust companies. The proposed rule would prescribe minimum standards for anti-money laundering programs for banks without a Federal functional regulator to ensure that all banks, regardless of whether they are subject to Federal regulation and oversight, are required to establish and implement anti-money laundering programs, and would extend customer identification program requirements and beneficial ownership requirements to those banks not already subject to these requirements.
2016-05-11; vol. 81 # 91 - Wednesday, May 11, 2016 81 FR 29398 - Customer Due Diligence Requirements for Financial Institutions
GPO FDSys XML | Text Additional Documents DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network Final rules. The final rules are effective July 11, 2016. Applicability Date: Covered financial institutions must comply with these rules by May 11, 2018. 31 CFR Parts 1010, 1020, 1023, 1024, and 1026 Summary FinCEN is issuing final rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: Banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The rules contain explicit customer due diligence requirements and include a new requirement to identify and verify the identity of beneficial owners of legal entity customers, subject to certain exclusions and exemptions.
2015-12-24; vol. 80 # 247 - Thursday, December 24, 2015 80 FR 80308 - Notice of Availability of Regulatory Impact Assessment and Initial Regulatory Flexibility Analysis Regarding the Customer Due Diligence Requirements for Financial Institutions
GPO FDSys XML | Text Additional Documents DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network Notice of availability; Regulatory Impact Assessment and Initial Regulatory Flexibility Analysis. Written comments on the RIA and IRFA must be received on or before January 25, 2016. 31 CFR Parts 1010, 1020, 1023, 1024, and 1026 Summary By this notice, the Financial Crimes Enforcement Network (FinCEN) of the Department of the Treasury (Treasury) announces the availability of two related documents that are part of the Customer Due Diligence Requirements for Financial Institutions Proposed Rulemaking: A Regulatory Impact Assessment (RIA) and an Initial Regulatory Flexibility Analysis (IRFA).
2014-08-04; vol. 79 # 149 - Monday, August 4, 2014 79 FR 45151 - Customer Due Diligence Requirements for Financial Institutions
GPO FDSys XML | Text Additional Documents DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network Notice of proposed rulemaking. Written comments on the Notice of Proposed Rulemaking (NPRM) must be received on or before October 3, 2014. 31 CFR Parts 1010, 1020, 1023, 1024, and 1026 Summary The Financial Crimes Enforcement Network (FinCEN), after consulting with staff from various federal supervisory authorities, is proposing rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: Banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The proposed rules would contain explicit customer due diligence requirements and would include a new regulatory requirement to identify beneficial owners of legal entity customers, subject to certain exemptions.
2012-06-07; vol. 77 # 110 - Thursday, June 7, 2012 77 FR 33638 - Amendment to the Bank Secrecy Act Regulations—Exemption From the Requirement To Report Transactions in Currency
GPO FDSys XML | Text Additional Documents DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network Final rule. Effective Date: June 7, 2012. 31 CFR Part 1020 Summary FinCEN is issuing this final rule to amend the regulations that allow depository institutions to exempt transactions of certain payroll customers 1 from the requirement to report transactions in currency in excess of $10,000. The rule substitutes the term “frequently” for “regularly” in the provision of the exemption rules dealing with payroll customers. This modification of the exemption procedures is a part of the Department of the Treasury's continuing effort to increase the efficiency and effectiveness of its anti-money laundering and counter-terrorist financing policies. 1 These customers are commonly known as “Phase II” customers and are defined at 31 CFR 1020.315(b)(7).
