31 CFR Part 1026 - RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS IN COMMODITIES

SUBPART A — Definitions (§§ 1026.100 - 1026.100)
SUBPART B — Programs (§§ 1026.200 - 1026.220)
SUBPART C — Reports Required To Be Made by Futures Commission Merchants and Introducing Brokers in Commodities (§§ 1026.300 - 1026.320)
SUBPART D — Records Required To Be Maintained By Futures Commission Merchants and Introducing Brokers in Commodities (§§ 1026.400 - 1026.410)
SUBPART E — Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity (§§ 1026.500 - 1026.540)
SUBPART F — Special Standards of Diligence; Prohibitions; and Special Measures for Futures Commission Merchants and Introducing Brokers in Commodities (§§ 1026.600 - 1026.670)

Title 31 published on 2014-07-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

U.S. Code: Title 12 - BANKS AND BANKING

§ 1829b - Retention of records by insured depository institutions

§ 1951 - Congressional findings and declaration of purpose

§ 1952 - Reports on ownership and control

§ 1953 - Recordkeeping and procedures

§ 1954 - Injunctions

§ 1955 - Civil penalties

§ 1956 - Criminal penalty

§ 1957 - Additional criminal penalty in certain cases

§ 1958 - Compliance

§ 1959 - Administrative procedure

U.S. Code: Title 31 - MONEY AND FINANCE

§ 5311 - Declaration of purpose

§ 5312 - Definitions and application

§ 5313 - Reports on domestic coins and currency transactions

§ 5314 - Records and reports on foreign financial agency transactions

Statutes at Large

115 Stat. 307

Title 31 published on 2014-07-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 31 CFR 1026 after this date.

2014-08-04; vol. 79 # 149 - Monday, August 4, 2014

79 FR 45151 - Customer Due Diligence Requirements for Financial Institutions

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2014-18036
RIN	1506-AB25

DEPARTMENT OF THE TREASURY, Financial Crimes Enforcement Network

Notice of proposed rulemaking.

Written comments on the Notice of Proposed Rulemaking (NPRM) must be received on or before October 3, 2014.

31 CFR Parts 1010, 1020, 1023, 1024, and 1026

Summary

The Financial Crimes Enforcement Network (FinCEN), after consulting with staff from various federal supervisory authorities, is proposing rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: Banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The proposed rules would contain explicit customer due diligence requirements and would include a new regulatory requirement to identify beneficial owners of legal entity customers, subject to certain exemptions.

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31 CFR Part 1026 - RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS IN COMMODITIES

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