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  1. LII
  2. State Regulations
  3. Alabama Administrative Code
  4. 830 - ALABAMA SECURITIES COMMISSION

830 - ALABAMA SECURITIES COMMISSION

  • State Regulations
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  1. Chapter 830-X-1 - ORGANIZATION AND GENERAL OPERATION (§ 830-X-1-.01 to 830-X-1-.08)
  2. Chapter 830-X-2 - GENERAL RULES (§ 830-X-2-.01 to 830-X-2-.07)
  3. Chapter 830-X-3 - REGISTRATION OF DEALERS, AGENTS, INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (§ 830-X-3-.01 to 830-X-3-.28)
  4. Chapter 830-X-4 - REGISTRATION OF SECURITIES (§ 830-X-4-.01 to 830-X-4-.22)
  5. Chapter 830-X-5 - RESERVED (§ 830-X-5)
  6. Chapter 830-X-6 - EXEMPT SECURITIES AND EXEMPT TRANSACTIONS (§ 830-X-6-.10 to 830-X-6-.13)
  7. Chapter 830-X-7 - SALE OF CHECKS ACT (§ 830-X-7-.01)
  8. Chapter 830-X-7A - (§ 830-X-7A-.09)
  9. Chapter 830-X-8 - INDUSTRIAL REVENUE BONDS (§ 830-X-8-.01 to 830-X-8-.02)

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.

State Regulations Toolbox

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