Ariz. Admin. Code § R3-7-104 - Administrative Enforcement Action

A. For a violation of A.R.S. Title 3, Chapter 19, CARB Executive Orders, Handbook 44, Handbook 130, Handbook 133, or this Chapter, the Division may:
1. Issue a Warning, Out-of-Service, Stop-Sale, Stop-Use tag, or issue another administrative order under A.R.S. § 3-3415;
2. Seize or condemn a Seal of Authority, weight, measure, or other commercial device under A.R.S. §§ 3-3414 and 3-3415;
3. Impose a civil penalty under A.R.S. §§ 3-3473 and 3-3475;
4. Revoke or suspend a license under A.R.S. § 3-3472;
5. Utilize appropriate progressive enforcement action; or
6. Implement any combination of the above.
B. The Division may inspect or examine premises, equipment, or relevant records to determine compliance with A.R.S. Title 3, Chapter 19, CARB Executive Orders, Handbook 44, Handbook 130, Handbook 133, or this Chapter. Failure of a regulated person to comply with such inspection or examination shall be considered a violation under A.R.S. § 3-3473(A)(1).
C. In addition to the enforcement action in subsection (A), the Division may issue an administrative order requiring a person to excavate a vapor recovery system if the person buries a vapor recovery system or component prior to a Division pre-burial inspection.

D. The Division shall suspend, revoke, or refuse to renew any license if the licensee does not comply with an enforcement action imposed under this Section.

E. A maximum civil penalty may be doubled as stated in A.R.S. § 3-3475(C) .

F. Commercial device.

1. The Division may place out of service an unlicensed commercial device that it determines has been in use for more than 30 days.

2. The Division may confiscate a commercial device when a person violates an administrative order related to that commercial device, or removes a warning tag, out-of-service tag, or stop-sale, stop-use tag issued to that commercial device without Division authority.

3. The Division may condemn and confiscate a weight, measure, or other commercial device that the Division determines is incorrect and not capable of compliance with Handbook 44.

4. The Division shall issue an out-of-service tag or a stop-sale, stop-use tag if a commercial device is not in compliance with the requirements in A.R.S. Title 3, Chapter 19, Handbook 44 or this Chapter and the lack of compliance creates a situation favorable to the person who owns or operates the commercial device.

a. A person shall not use a commercial device that has an out-of-service tag until the person repairs the commercial device.

b. A person shall not sell or use a commercial device that has a stop-sale, stop-use tag until the commercial device meets the

requirements of A.R.S. Title 3, Chapter 19, Handbook 44, and this Chapter.

5. The Division shall issue a warning tag when a commercial device is not in compliance with the requirements in A.R.S. Title 3, Chapter 19, Handbook 44, or this Chapter and the lack of compliance creates a situation favorable to the consumer. The Division shall issue an out-of-service tag if the commercial device is not repaired by the deadline on the warning tag. A person shall not use a commercial device after the period specified on the warning tag for repair unless the commercial device complies with A.R.S. Title 3, Chapter 19, Handbook 44, and this Chapter.

6. The Division may issue an out-of-service tag if a commercial device does not have a non-tampering seal affixed.

7. The Division shall issue an out-of-service tag if a Division inspector cannot conduct an inspection of a commercial device because of malfunction, abnormal performance, or a potential safety risk that the person who owns or operates the commercial device does not correct within 30 minutes of the attempted inspection.

8. The Division shall issue an out-of-service tag if a commercial device cannot begin weighing, measuring, metering, or counting at zero as prescribed in Handbook 44.

9. The Division shall issue a warning tag if the manufacturer's plate on a commercial device does not contain the information required by Handbook 44, is missing, or is unreadable. The Division shall issue an out-of-service tag if the person who owns or operates a commercial device does not obtain a compliant manufacturer's plate by the 30-day deadline imposed on the warning tag.

10. The Division shall issue a warning tag to a person who did not construct a large-scale approach according to Handbook 44. The Division shall issue a stop-sale, stop-use tag if the large-scale approach is not made compliant by the deadline imposed on the warning tag.

11. In addition to any enforcement action under subsections (F)(1) through (10):

a. If the Division finds during an inspection that a commercial device does not comply with the requirements of A.R.S. Title 3, Chapter 19, or this Chapter and the lack of compliance favors the owner or operator of the commercial device:

i. The Division may impose a civil penalty up to $300 on the person who owns or operates the commercial device; and ii. The Division may impose a civil penalty up to $500 on the person who owns or operates the commercial device for each reinspection until the commercial device is in compliance.

b. If the Division finds during an inspection that a person who weighs a product on a commercial device violates Handbook 44 or does not post rates according to Handbook 44 or this Chapter:

i. The Division may issue an administrative order to the person at the conclusion of the inspection and impose a civil penalty up to $300; and

ii. The Division may issue an administrative order to the person and impose a civil penalty up to $500 at each reinspection until the person complies with Handbook 44 and this Chapter.

G. Public and deputy public weighmaster.

1. The Division may issue an administrative order if a public weighmaster's:

a. Weigh tickets are not in numbered sequence or are missing,

b. The seal, press, or electronic seal is not readable, or

c. Records are not maintained according to R3-7-505 .

2. The Division may issue an administrative order and impose a civil penalty up to $500 on a public weighmaster if:

a. The public weighmaster's weigh tickets contain inaccurate information,

b. The public weighmaster violates an administrative order,

c. The public weighmaster misuses a seal or press or has an unauthorized seal or press; or

d. The public weighmaster misuses an electronic seal or signature.

3. The Division shall confiscate a seal or press if a public weighmaster violates an administrative order issued to the public weighmaster.

4. The Division shall suspend, revoke, or refuse to renew a license if a public weighmaster does not comply with an enforcement action under this Section.

5. The Division shall issue an administrative order and a civil penalty up to $300 to a person who performs public weighmaster duties without a license.

6. If a public weighmaster permits an unlicensed person to perform deputy public weighmaster duties, the Division may:

a. Impose a civil penalty up to $300 on the public weighmaster for the first time the public weighmaster permits an unlicensed person to perform deputy public weighmaster duties;

b. Impose a civil penalty up to $500 on a public weighmaster for the second time the public weighmaster permits an unlicensed person to perform deputy public weighmaster duties; and

c. Confiscate the public weighmaster's records, equipment, and devices if the public weighmaster permits an unlicensed person to perform deputy public weighmaster duties more than twice.

H. Packaging.

1. The Division shall issue an administrative order to an owner or an employee of the owner where a package inspection is held if a package is not in compliance with a requirement in Handbook 130 or Handbook 133. The person to whom the administrative order is issued shall correct the package violation by:

a. Returning the package to the packer or manufacturer,

b. Labeling the package to reflect its correct quantity,

c. Placing a notice on the package that states the violation, and pricing the package to reflect its correct quantity, or

d. Repackaging the commodity so the package contains the quantity represented.

2. In addition to an administrative order, the Division may impose a civil penalty up to $500 per lot on a person who violates a requirement in Handbook 130 or Handbook 133.

I. Price verification.

1. The initial inspection of a retail location for price verification is for educational purposes and an enforcement action will not be imposed for a violation identified during the initial inspection.

2. The Division shall issue a stop-sale, stop-use tag to a person who fails a price verification inspection or reinspection if a pricing violation cannot be corrected within 30 minutes of the Division completing the inspection.

a. The Division may impose a civil penalty up to $100 per violation on a person who fails a reinspection if the Division finds more than one item at more than its posted price.

b. The Division may impose a civil penalty up to $200 per violation on a person who fails a second reinspection. The Division shall increase the per violation civil penalty imposed by $100 for each subsequent reinspection until the violation is corrected.

3. If the Division receives and substantiates a complaint about a person against whom the Division took an administrative enforcement action under subsection (I)(2) within the 60 days before the date of the complaint, the Division shall issue a stop-sale, stopuse tag and impose a civil penalty that is $100 more than the civil penalty that the Division previously imposed against this per-

4. The Division may issue a warning tag to a person who does not have a written price-error policy. The Division may impose a civil penalty up to $500 if the person does not have a written price-error policy upon reinspection.

5. The Division shall issue a warning tag to a person who does not have a price display visible to the consumer at a check-out location. The Division shall issue an out-of-service tag if the person does not have a price display visible to the consumer at a checkout location upon reinspection.

J. Price posting.

1. The initial inspection of a retail location for price posting is for educational purposes and an enforcement action will not be imposed for a violation identified during the initial inspection.

2. The Division shall issue a stop-sale, stop-use tag to a person who fails a price posting inspection if the violation cannot be corrected within 30 minutes of the Division completing the inspection.

3. The Division may impose a civil penalty up to $50 for each inspected lot not priced if a person fails a reinspection with a score of less than 96 percent.

4. The Division may impose a civil penalty up to $100 for each inspected lot not priced if a person fails a second reinspection.

5. If the Division receives and substantiates a complaint about a person against whom the Division took an administrative enforce

ment action under subsection (J)(2) within the 60 days before the date of the complaint, the Division shall issue a stop-sale, stopuse tag and impose a civil penalty that is $100 more than the civil penalty that the Division previously imposed against this per

K. Fuel quality and labeling.

1. The Division shall issue a warning tag to a person whose fuel dispenser labeling violates A.R.S. Title 3, Chapter 19, or this Chapter. The Division shall issue an out-of-service tag to the person if the person does not correct the fuel dispenser labeling violation within the time specified on the warning tag.

2. The Division may issue an administrative order to a person whose fuel storage tank labeling or external street signage violates A.R.S. Title 3, Chapter 19, or this Chapter. The Division may impose a civil penalty up to $300 if the person does not correct the labeling or signage violation within the time specified in the administrative order.

3. The Division may issue an administrative order to, and impose a civil penalty up to $500 per octane level or fuel grade to a person who violates a fuel-quality requirement under A.R.S. Title 41, Chapter 15, or this Chapter. The person shall correct the violation by:

a. Removing non-compliant motor fuel from the storage tank and replacing it with compliant motor fuel,

b. Selling the motor fuel at the correct octane level,

c. Adding sufficient compliant motor fuel to the storage tank to bring the motor fuel in the storage tank into compliance,

d. Removing all water from the storage tank or emptying the tank per R3-7-711 or R3-7-712, or

e. Removing the non-compliant motor fuel to another area within the state if the motor fuel complies with specifications of that area.

4. The Division may issue an administrative order to a person who does not provide requested product transfer documentation within 24 hours of the Division's request. The Division may impose a civil penalty up to $300 on a person who provides the requested documentation between 24 and 72 hours. The Division may impose a civil penalty up to $500 on a person who does not provide the requested documentation within 72 hours.

L. Vapor recovery.

1. The Division may issue an administrative order to stop construction at a vapor recovery site and impose a civil penalty up to $500 on a person who:

a. Begins construction or makes a major modification without an authority to construct plan approval,

b. Does not comply with the authority to construct plan approval, or

c. Does not obtain an approved change order for construction or major modification of the vapor recovery site unless:

i. The vapor recovery system and its components comply with A.R.S. Title 3, Chapter 19, and this Chapter; and

ii. The vapor recovery system passes the required vapor recovery tests according to A.R.S. Title 3, Chapter 19, and this Chapter.

2. The Division may issue an administrative order requiring a person to excavate a vapor recovery site if the person covers a vapor recovery component before a Division pre-burial inspection and may impose a civil penalty up to $500 if the excavated system does not pass required vapor recovery tests according to A.R.S. Title 3, Chapter 19, and this Chapter.

3. The Division shall issue an administrative order if a person fails to ensure that a vapor recovery site passes an initial test within 90 days of being opened or passes an annual test within the designated test month. The Division shall issue a stop-sale, stop-use tag if the person does not comply with the administrative order.

4. The Division may impose a civil penalty up to $100 on a person who does not have an authority to construct plan approval available for inspection at the construction site during normal business hours.

5. The Division may issue a warning tag to a person whose vapor recovery system labeling does not comply with R3-7-713 . The Division may issue a stop-sale, stop-use tag and impose a civil penalty up to $500 on a person who does not correct a labeling violation within the time specified on a warning tag.

6. The Division shall issue a stop-sale, stop-use tag to a person whose vapor recovery system fails a test under R3-7-905, R3-7-910, R3-7-1005, or R3-7-1010 . If the test failure is isolated to a system component, the Division's stop-sale, stop-use tag shall pertain to that component so the rest of the system may operate.

M. The Division may impose a civil penalty up to $500 and issue another stop-sale, stop-use tag to a person who violates a stop-sale, stop-use tag. The Division may impose a civil penalty up to $500 and revoke, suspend, or refuse to renew a commercial device license if a person removes a stop-sale, stop-use tag without approval.

N. Registered service agency and registered service representative.

1. If a registered service agency submits to the Division an inaccurate or incomplete placed-in-service or test report, the Division may impose a civil penalty up to $50 on the agency each time the agency resubmits a placed-in-service or test report without making all needed corrections.

2. The Division may impose a civil penalty up to $300 on, a registered service representative who incorrectly:

a. Installs a commercial device,

b. Repairs a commercial device,

c. Tests a vapor recovery system, or

d. Repairs a vapor recovery system.

3. If an unlicensed person represents itself as a registered service agency, the Division may:

a. Issue an administrative order,

b. Impose a civil penalty up to $500 and confiscate the unlicensed person's calibration standards if the unlicensed person violates the administrative order, and

c. Deny a registered service agency license to the unlicensed person if the unlicensed person fails to comply with the enforcement action under this subsection.

4. The Division may issue an administrative order to an unlicensed person who performs the duties of a registered service representative. The Division may impose a civil penalty up to $300 on the registered service agency for which the unlicensed individual works.

5. The Division may issue an administrative order if a registered service representative places a commercial device into service without Division authorization. The Division may impose a civil penalty up to $500 on the registered service agency whose representative places a commercial device into service without Division authorization.

6. The Division may impose a civil penalty up to $500 on a registered service agency whose registered service representative uses a metrology standard or vapor recovery testing equipment that is not certified according to this Chapter and, as applicable, CARB test methods. The Division may confiscate a metrology standard or vapor recovery testing equipment if a registered service representative uses the uncertified standard or equipment after the registered service agency is penalized. The Division shall return the standard or equipment when it is properly certified.

7. The Division shall issue an administrative order to a vapor recovery registered service agency or person who owns a vapor recovery system that does not, according to A.R.S. Title 3, Chapter 19, and this Chapter:

a. Notify the Division of a test date and time,

b. Begin a test at the approved time,

c. Appear for a witnessed test,

d. Close a vapor recovery system for repairs if the system fails, or

e. Perform a test.

8. The Division may impose a civil penalty up to $300 on a vapor RSA that violates subsections (M)(7)(a), (b), (d), or (e). The Division may impose a civil penalty up to $300 on a vapor recovery registered service agency that violates subsection (M)(7)(c) twice in 12 months.

9. If a registered service agency's registered service representative does not attach a non-tampering seal on a commercial device that is equipped for a seal, the Division may:

a. Impose a civil penalty up to $300 on the registered service agency for the first violation, and

b. Impose a civil penalty up to $500 on the registered service agency for each subsequent violation by the registered service

representative.

10. If a vapor recovery registered service representative determines that a vapor recovery system or component is not in compliance with A.R.S. Title 3, Chapter 19, or this Chapter, the vapor recovery registered service representative shall:

a. Secure the non-compliant vapor recovery system or component from use before the registered service representative leaves the vapor recovery site or until the system or component passes the tests required by R3-7-910 ;

b. Notify the Division of the secured, non-compliant vapor recovery system or component before leaving the vapor recovery site; and

c. Notify the Division of the time of the test required by R3-7-910 or R3-7-1010 by 6:00 a.m. of the day after the non-compli-ant vapor recovery system or component is secured or one hour before the test, whichever is sooner.

11. If a recovery registered service representative fails to comply with R3-7-602(B)(2) the Division may:

a. Impose a civil penalty up to $300 on the registered service representative;

b. Issue an administrative order, if the registered service representative is penalized under this subsection three times in 12 months, requiring the registered service representative to take and pass the licensing competency examination; and

c. Suspend or revoke the license of the registered service agency employing the registered service representative if the registered service representative does not comply with an order issued under subsection (M)(11)(b).

12. If a registered service representative fails to notify the Division of a non-compliant commercial device under R3-7-602(B)(1)(f), the Division may impose a civil penalty up to $300.

Notes

Ariz. Admin. Code § R3-7-104
Adopted by final rulemaking at 23 A.A.R. 2280, effective 10/2/2017. Amended by final rulemaking at 29 A.A.R. 441, effective 3/5/2023.

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