Cal. Code Regs. Tit. 10, § 1805.205 - Prohibition

A securities depository shall not loan or pledge depositors' securities for its own account.

Notes

Cal. Code Regs. Tit. 10, § 1805.205
1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).

Note: Authority cited: Section 30006, Financial Code. Reference: Sections 30205, 30206 and 30601, Financial Code.

1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.