Cal. Code Regs. Tit. 4, § 12303 - Conditions of Registration. (Repealed August 1, 2003)

(a) Each manufacturer or distributor shall, as a condition of continued registration, comply with the following continuing requirements:

(1)

(A) Submit to the Commission, at its office in the City of Sacramento, within 30 days after the close of each calendar quarter, a report on each shipment of gambling equipment received or sent out by the manufacturer or distributor from or to a location in the State of California during the preceding calendar quarter, including the name and address of the sender and the recipient, the date of shipment, the type and model of gambling equipment or essential part shipped, including the serial number, if any, of the piece of gambling equipment or essential part, and the number of units of each type and model of gambling equipment or essential part. However, any shipment of gambling equipment sent by a manufacturer or distributor to a tribal gaming facility or sent by a tribal gaming facility to a manufacturer or distributor that is reported to the Division pursuant to the terms of the transportation agreement required by Section 7.4.5 of the applicable Tribal-State Gaming Compact, need only be reported to the Commission by reference to the recipient and date of the report sent to the Division, provided that the shipment is transported in full compliance with all of the requirements of the transportation agreement, including the following:

1.The gambling equipment shall be located in a locked compartment or sealed container within the conveyance while being transported.

2.The gambling equipment shall not be accessible for use while being transported, and,

3.No gambling equipment shall be operated except on the Tribe's lands.

(B) The report shall also include a list of all items of gambling equipment or essential parts in the possession or custody of the registrant at any location in this state (other than a shipment in transit) during the reporting period and the address of each business location of the registrant in this state at which each listed item of gambling equipment or essential part was stored or otherwise located.

(C) The report shall include a statement that it is complete and a declaration under penalty of perjury that it is true and correct, signed by the designated representative in the form specified in Code of Civil Procedure section 2015.5.

(D) The initial quarterly report required by this section shall be for the first calendar quarter of 2003 and shall be submitted and received no later than 30 days following the close of that calendar quarter.

(2) Advise the Commission in writing of any new California business location or any termination of an existing business location, within 15 days following the change.

(3) Submit to any representative of the Commission or the Division any additional information requested by the representative concerning the registrant's activities as a manufacturer or distributor, including copies of any records maintained or retained pursuant to Title 15, United States Code, section 1173. The information shall include a statement that the information is complete, and a declaration under penalty of perjury that it is true and correct, signed by the designated representative in the form specified in Code of Civil Procedure section 2015.5.

(4) Submit to inspection and examination by the Division of all premises where gambling equipment is manufactured, sold, or distributed, pursuant to Business and Professions Code section 19827(a)(1)(B).

(5) Submit to audits by representatives of the Commission, upon request, during normal business hours in order to verify the accuracy of reporting under this chapter.

(b) The Commission may deny or revoke a registration, upon any of the following grounds, after a duly noticed hearing:

(1) The manufacturer or distributor has failed or refused to comply with any requirement of this chapter.

(2) The manufacturer or distributor has violated Penal Code sections 330a, 330b, 330.1, or 330.8.

(c) This section shall be repealed on August 1, 2003, and shall have no force or effect on or after that date.

Notes

Cal. Code Regs. Tit. 4, § 12303

Note: Authority cited: Sections 19801(g), 19823, 19824, 19827(a)(1), 19840 and 19841(r), Business and Professions Code. Reference: Section 19841(r), Business and Professions Code.

1. New section filed 10-7-2002 as an emergency; operative 10-7-2002 (Register 2002, No. 41). A Certificate of Compliance must be transmitted to OAL by 2-4-2003 or emergency language will be repealed by operation of law on the following day.
2. Amendment filed 12-5-2002 as an emergency; operative 12-5-2002 (Register 2002, No. 49). A Certificate of Compliance must be transmitted to OAL by 4-4-2003 or emergency language will be repealed by operation of law on the following day.
3. New section, including 12-5-2002 amendments and further amendment of section and Note, refiled 1-27-2003 as an emergency; operative 1-27-2003 (Register 2003, No. 5). A Certificate of Compliance must be transmitted to OAL by 5-27-2003 or emergency language will be repealed by operation of law on the following day.
4. New section refiled 5-22-2003 as an emergency, including amendment of section heading and subsection (b)(2), and new subsection (c); operative 5-22-2003 (Register 2003, No. 21). A Certificate of Compliance must be transmitted to OAL by 9-19-2003 or emergency language will be repealed by operation of law on the following day.Text of version effective through 7-31-2003 retained for reference.
5. Certificate of Compliance as to 9-8-2003 order, including change in placement of section, transmitted to OAL 1-6-2004 and filed 2-20-2004 (Register 2004, No. 8).Text of version effective through 7-31-2003 retained for reference.