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  1. LII
  2. State Regulations
  3. California Code of Regulations
  4. Title 10 - Investment
  5. Chapter 3 - Commissioner of Financial Protection and Innovation
  6. Subchapter 6 - California Financing Law
  7. Article 1 - General Provisions

Article 1 - General Provisions

  • State Regulations
  • Compare
  1. § 1400 - Offices of Division. [Repealed]
  2. § 1401 - General Information: Where Obtainable. [Repealed]
  3. § 1402 - Communications to Department. [Repealed]
  4. § 1403 - Exhibits Previously Filed. [Repealed]
  5. § 1404 - Definitions
  6. § 1405 - Rulings. [Repealed]
  7. § 1406 - Other Business. [Repealed]
  8. § 1408 - Waivers Prohibited
  9. § 1409 - Officers, Directors, Partners, and Other Persons: Maintenance of Current List with Commissioner: Information Required
  10. § 1409.1 - Notice of Changes by Licensee on NMLS
  11. § 1410 - Responsibility for Acts of Employees. [Repealed]
  12. § 1411 - Criminal Actions: Report to Commissioner
  13. § 1412 - Subterfuge to Violate Laws or Rules is Grounds for Suspension or Revocation. [Repealed]
  14. § 1413 - Authorization to Act as a Broker. [Repealed]
  15. § 1414 - Supervision of Mortgage Loan Originators

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.

State Regulations Toolbox



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