3 CCR 702-4-2-40-9 - [Effective until 10/1/2025] Rules for Form and Annual Report Filings for Preneed Funeral Contracts

A. Form Filings

Preneed funeral contract sellers must file compliant forms, prior to, or concurrently with, the use of the form by a contract seller, as specified in Section 5. with the following specific requirements:

1. Use SERFF TOI codes "ML02 Multi-Line - Other"

2. The SERFF "Effective Date Requested" field must be completed. Use the submission date of the filing on preneed forms which are filed concurrently to the date of use.

3. The actual forms to be used must be attached to the Form Schedule Tab in SERFF. Red-lined versions of any revised forms must be attached to the Supporting Documentation Tab in SERFF.

4. Contract sellers must file a fully-executed "Colorado Preneed Certification Form for Annual Reports and Listings of New and/or Revised Contracts (Form PN)" described in Section 5.C.2 of this regulation.

An officer of the entity must sign and date the Certification Form provided in Appendix D.

B. Annual Reports

No later than July 1 of each year, each preneed contract entity must file an annual report for preneed contracts, listing policy forms as specified in Section 5, with the following additional specific requirements:

1. SERFF TOI code "ML02 Multi-Line - Other" must be used.

2. The SERFF Filing Type must be "Annual Certification."

3. The SERFF "Effective Date Requested" field is not required to be completed.

Notes

3 CCR 702-4-2-40-9

37 CR 11, June 10, 2014, effective 7/1/2014 37 CR 12, June 25, 2014, effective 7/15/2014 Colorado Register, Vol 37, No. 14. July 25, 2014, effective 8/15/2014 37 CR 23, December 10, 2014, effective 1/1/2015 38 CR 03, February 10, 2015, effective 3/15/2015 38 CR 06, March 25, 2015, effective 4/30/2015 38 CR 09, May 10, 2015, effective 6/1/2015 38 CR 13, July 10, 2015, effective 7/30/2015 38 CR 19, October 10, 2015, effective 11/1/2015 38 CR 21, November 10, 2015, effective 1/1/2016 38 CR 23, December 10, 2015, effective 1/1/2016 39 CR 01, January 10, 2016, effective 2/1/2016 39 CR 05, March 10, 2016, effective 4/1/2016 39 CR 08, April 25, 2016, effective 5/15/2016 39 CR 19, October 10, 2016, effective 11/1/2016 39 CR 20, October 25, 2016, effective 1/1/2017 39 CR 22, November 25, 2016, effective 1/1/2017 39 CR 23, December 10, 2016, effective 1/1/2017 39 CR 23, December 25, 2016, effective 1/1/2017 40 CR 03, February 10, 2017, effective 3/15/2017 40 CR 09, May 10, 2017, effective 6/1/2017 40 CR 15, August 10, 2017, effective 9/1/2017 40 CR 17, September 10, 2017, effective 10/1/2017 40 CR 21, November 10, 2017, effective 12/1/2017 41 CR 04, February 25, 2018, effective 4/1/2018 41 CR 05, March 10, 2018, effective 6/1/2018 41 CR 08, April 25, 2018, effective 6/1/2018 41 CR 09, May 10, 2018, effective 6/1/2018 41 CR 11, June 10, 2018, effective 7/1/2018 41 CR 15, August 10, 2018, effective 9/1/2018 41 CR 17, September 10, 2018, effective 10/1/2018 41 CR 18, September 25, 2018, effective 10/15/2018 41 CR 21, November 10, 2018, effective 12/1/2018 41 CR 23, December 10, 2018, effective 1/1/2019 42 CR 01, January 10, 2019, effective 2/1/2019 41 CR 19, October 10, 2018, effective 3/1/2019 42 CR 03, February 10, 2019, effective 4/1/2019 42 CR 04, February 25, 2019, effective 4/1/2019 42 CR 06, March 25, 2019, effective 6/1/2019 42 CR 08, April 10, 2019, effective 6/1/2019 42 CR 15, August 10, 2019, effective 9/1/2019 42 CR 17, September 10, 2019, effective 10/1/2019 43 CR 02, January 25, 2020, effective 12/20/2019 43 CR 02, January 25, 2020, effective 12/23/2019 42 CR 23, December 10, 2019, effective 1/1/2020 43 CR 01, January 10, 2020, effective 2/1/2020 42 CR 24, December 25, 2019, effective 2/2/2020 43 CR 06, March 25, 2020, effective 4/15/2020 43 CR 10, May 25, 2020, effective 8/1/2020 43 CR 14, July 25, 2020, effective 8/15/2020 43 CR 17, September 10, 2020, effective 10/1/2020 43 CR 18, September 25, 2020, effective 11/1/2020 43 CR 22, November 25, 2020, effective 12/15/2020 43 CR 24, December 25, 2020, effective 1/15/2021 44 CR 03, February 10, 2021, effective 3/15/2021 44 CR 08, April 25, 2021, effective 5/15/2021 44 CR 09, May 10, 2021, effective 6/1/2021 44 CR 10, May 25, 2021, effective 6/14/2021 44 CR 10, May 25, 2021, effective 6/15/2021 44 CR 13, July 10, 2021, effective 8/1/2021 44 CR 15, August 10, 2021, effective 9/1/2021 44 CR 19, October 10, 2021, effective 11/1/2021 44 CR 21, November 10, 2021, effective 12/1/2021 44 CR 23, December 10, 2021, effective 12/30/2021 44 CR 21, November 10, 2021, effective 1/1/2022 44 CR 23, December 10, 2021, effective 1/15/2022 44 CR 24, December 25, 2021, effective 1/15/2022 45 CR 03, February 10, 2022, effective 3/2/2022 45 CR 08, April 25, 2022, effective 5/30/2022 45 CR 09, May 10, 2022, effective 5/30/2022 45 CR 10, May 25, 2022, effective 6/14/2022 45 CR 11, June 10, 2022, effective 6/30/2022 45 CR 11, June 10, 2022, effective 7/15/2022 45 CR 19, October 10, 2022, effective 11/1/2022 45 CR 20, October 25, 2022, effective 11/14/2022 45 CR 21, November 10, 2022, effective 11/30/2022 45 CR 24, December 25, 2022, effective 1/14/2023 46 CR 01, January 10, 2023, effective 2/14/2023 46 CR 06, March 25, 2023, effective 2/15/2023 46 CR 03, February 10, 2022, effective 3/2/2023 46 CR 04, February 25, 2023, effective 3/17/2023 46 CR 05, March 10, 2023, effective 4/15/2023 46 CR 09, May 10, 2023, effective 5/30/2023 46 CR 09, May 10, 2023, effective 6/1/2023 46 CR 10, May 25, 2023, effective 6/15/2023 46 CR 11, June 10, 2023, effective 6/30/2023