Fla. Admin. Code Ann. R. 19A-1.006 - Disclosure - Negotiated Sale

(1) Within one hundred twenty (120) days after the delivery of any General Obligation or Revenue Bonds which were sold by negotiated bond sale authorized by Section 218.385, F.S., each Unit of Local Government, except those issuing bonds enumerated in subsection (4) below, shall file the following information with the Division on Form BF 2004-B, "Bond Disclosure Form - Negotiated Sale, " effective 3-3-83, available from the Division, 312 Knight Building, 2737 Centerview Drive, Tallahassee, Florida 32399-0950:

(a) The title and mailing address of the Unit of Local Government;

(b) The name of the bond issue;

(c) The amount of General Obligation or Revenue Bonds issued;

(d) The dated date and delivery date of the bond issue;

(e) The name and address of the Managing Underwriter connected with the bond issue;

(f) The name and address of any attorney or financial consultant who advised the Unit of Local Government with respect to the bond issue;

(g) Any management fee charged by the Managing Underwriter;

(h) The underwriting spread which the Managing Underwriter expects to realize;

(i) Any Fee, Bonus, or Gratuity paid in connection with the bond issue, by any underwriter or financial consultant to any person not regularly employed or engaged by such underwriter or consultant;

(j) Any other fee paid by the Unit of Local Government with respect to the bond issue, including any fee paid to attorneys or financial consultants;

(k) The name and telephone number of the person whom the Division should contact for further information regarding the matters disclosed on the Bond Disclosure Form.

(2) The disclosure report prescribed by this rule shall be signed by either the chief executive officer of the governing body of the Unit of Local Government or by that governmental officer primarily responsible for coordinating the issuance of the General Obligation or Revenue Bonds.

(3) The Unit of Local Government shall also forward to the Division a copy of the final official statement with respect to such new issue of General Obligation or Revenue Bonds, if any is published, within one hundred twenty (120) days after delivery of the General Obligation or Revenue Bonds.

(4) The requirements of this rule shall not apply to General Obligation or Revenue Bonds issued pursuant to the provisions of Part III of Chapter 154; Parts II, III and V of Chapter 159; and Part II of Chapter 243, F.S.

Notes

Fla. Admin. Code Ann. R. 19A-1.006

Rulemaking Authority 218.37(2) FS. Law Implemented 218.38(1)(c)1., (1)(c)3. FS.

New 3-3-83, Formerly 13K-1.06, 13K-1.006.

New 3-3-83, Formerly 13K-1.06, 13K-1.006.