All foreign or alien entities seeking a certificate of
authority shall comply with the requirements of sections 624.404, 624.413, and
related Florida Statutes. Each applicant shall comply with the instructions
contained in the Uniform Certificate of Authority Expansion Application and any
other requirements listed or referenced in the Uniform Certificate of Authority
Expansion Application package, Form OIR-C1-1413. Such filings shall not exempt
a foreign or alien insurer from any requirements under Florida law.
(1) Applicants shall comply with the
directions on, or otherwise submit, the following applicable forms:
(a) The biographical information package as
defined in subsection
69O-136.100(3),
F.A.C.;
(b) Form OIR-C1-1413,
"Uniform Certificate of Authority Application (UCAA) Expansion Application,"
incorporated by reference in Rule
69O-136.100, F.A.C.;
(c) Form OIR-C1-1414, "Uniform Certificate of
Authority Application (UCAA) Expansion Application Checklist For Expansion
Application Only," incorporated by reference in Rule
69O-136.100, F.A.C.;
(d) Form OIR-C1-1416, "Uniform Certificate of
Authority Application (UCAA) Lines of Insurance," incorporated by reference in
Rule
69O-136.100, F.A.C.;
(e) Form OIR-C1-1422, "Uniform Certificate of
Authority Application Questionnaire," incorporated by reference in Rule
69O-136.100, F.A.C.;
(f) Form OIR-C1-1424, "Uniform Certificate of
Authority Application," incorporated by reference in Rule
69O-136.100, F.A.C.;
(g) Form OIR-C1-1524, "Uniform Certificate of
Authority Application (UCAA) Uniform Consent to Service of Process,"
incorporated by reference in Rule
69O-136.100, F.A.C.;
(h) Form OIR-C1-2221, "Management Information
Form," incorporated by reference in Rule
69O-136.100, F.A.C.;
(i) Form OIR-D0-896, "UCAA Proforma Financial
Statements, Property and Casualty Insurance Company," incorporated by reference
in Rule
69O-136.100, F.A.C.;
(j) Form OIR-D0-904, "UCAA Proforma Financial
Statements, Life & Health Insurer," incorporated by reference in Rule
69O-136.100, F.A.C.;
(k) Form OIR-D0-2119, "UCAA Proforma
Financial Statements, Title Insurance Company," incorporated by reference in
Rule
69O-136.100, F.A.C.;
and
(l) Form OIR-D0-2165, "UCAA
Proforma Financial Statements, Health," incorporated by reference in Rule
69O-136.100, F.A.C.
(2) Applicants must also submit:
(a) A certificate of compliance certified by
the domiciliary regulator.
(b) A
certificate of deposit certified by the domiciliary regulator.
(3) All the forms listed in
subsection (1) may be obtained from the Office's website at
http://www.floir.com and shall be submitted electronically via the Office's
iApply system at https://www.floir.com/iportal. Forms relating to specific
kinds of insurance in subsection (1) are to be submitted only by companies
issuing policies relating to the kind of insurance specified on the
form.
Notes
Fla. Admin.
Code Ann. R. 69O-136.002
Rulemaking Authority
624.308 FS. Law Implemented
624.307(1),
624.34,
624.401,
624.404,
624.407,
624.413,
624.422,
624.501,
626.7451(11),
628.161,
628.907
FS.
New 2-26-92, Amended
9-19-00, 11-18-02, Formerly 4-136.002, Amended by
Florida
Register Volume 49, Number 248, December 26, 2023 effective
1/7/2024, Amended by
Florida
Register Volume 51, Number 053, March 18, 2025 effective
3/31/2025.
New 2-26-92, Amended 9-19-00, 11-18-02, Formerly 4-136.002,
Amended 1-7-24.
