Ga. Comp. R. & Regs. R. 590-4-4-.08 - Investment Adviser and Investment Advuiser Representative Renewal Notices

(1) All procedures, renewal schedules, and fee collection methods announced by the IARD as well as the CRD shall be applicable to registrations processed through IARD and/or CRD.
(2) All renewal notices must be filed with all necessary information and required filing fees no earlier than October 1st and no later than December 31st of each year.
(3) Investment Adviser Representatives required to be registered with the Commissioner shall submit an annual renewal fee directly to IARD and/or CRD. Renewal of registration shall be effective when notice from IARD and/or CRD has been received by the Commissioner that all fees have been paid.

Notes

Ga. Comp. R. & Regs. R. 590-4-4-.08
O.C.G.A. Sec. 10-5-35.
Original Rule entitled "Investment Adviser and Investment Adviser Representative Renewal Notices" adopted. F. Nov. 18, 2011; eff. Dec. 8, 2011. Amended: F. Mar. 9, 2012; eff. Mar. 29, 2012.

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.

No prior version found.