Ga. Comp. R. & Regs. R. 80-5-3-.09 - Activities of Licensed Agents; Bank Personnel
(1) Solicitation and sale of annuity products
in association with a financial institution may be provided only by
appropriately licensed insurance/annuity agents. Unlicensed employees of the
insurance/annuity agent or financial institution may, however, provide clerical
or ministerial assistance. Unlicensed employees of the financial institution
may refer customers of the financial institution interested in the purchase of
annuity products to the appropriate agent in the financial institution or may
inform the customer how to reach the agent.
(2) Except as permitted by these regulations,
an unlicensed employee of the financial institution shall not discuss or
promote annuity products or respond to questions about such
investments.
Notes
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.