(a) Scope. The
level of control for exports and imports of waste is indicated by assignment of
the waste to a green, amber, or red list and by United States national
procedures as defined in section
11-262-80(a). The green, amber, and red lists
are incorporated by reference in section
11-262-89(e).
(1) Wastes on the green list are subject to
existing controls normally applied to commercial transactions, except as
provided below:
(i) Green-list wastes that
are considered hazardous under United States national procedures are subject to
amber-list controls.
(ii)
Green-list wastes that are sufficiently contaminated or mixed with amber-list
wastes, such that the waste or waste mixture is considered hazardous under
United States national procedures, are subject to amber-list
controls.
(iii) Green-list wastes
that are sufficiently contaminated or mixed with other wastes subject to
red-list controls such that the waste or waste mixture is considered hazardous
under United States national procedures must be handled in accordance with the
red-list controls.
(2)
Wastes on the amber list that are considered hazardous under United States
national procedures as defined in section
11-262-80(a) are subject to the
amber-list controls of this subchapter.
(i)
If amber-list wastes are sufficiently contaminated or mixed with other wastes
subject to red-list controls such that the waste or waste mixture is considered
hazardous under United States national procedures, the wastes must be handled
in accordance with the red-list controls.
(ii) [Reserved].
(3) Wastes on the red list that are
considered hazardous under United States national procedures as defined in
section
11-262-80(a) are subject to the red-list controls of this subchapter.
Note to paragraph (a)(3): Some wastes on the amber or red
lists are not listed or otherwise identified as hazardous under RCRA (e.g.,
polychlorinated biphenyls) and therefore are not subject to the amber- or
red-list controls of this subchapter. Regardless of the status of the waste
under RCRA, however, other federal environmental statutes (e.g., the Federal
Toxic Substances Control Act) may restrict certain waste imports or exports.
Such restrictions continue to apply without regard to this subchapter.
(4) Wastes not yet assigned to a
list are eligible for transfrontier movements, as follows:
(i) If such wastes are considered hazardous
under United States national procedures as defined in section
11-262-80(a),
these wastes are subject to the red-list controls; or
(ii) If such wastes are not considered
hazardous under United States national procedures as defined in section
11-262-80(a), such wastes may move as though they appeared on the green
list.
(b)
General conditions applicable to transfrontier movements of hazardous waste.
(1) The waste must be destined for recovery
operations at a facility that, under applicable domestic law, is operating or
is authorized to operate in the importing country;
(2) The transfrontier movement must be in
compliance with applicable international transport agreements; and Note to
paragraph (b)(2): These international agreements include, but are not limited
to, the Chicago Convention (1944), ADR (1957), ADNR (1970), MARPOL Convention
(1973/1978), SOLAS Convention (1974), IMDG Code (1985), COTIF (1985), and RID
(1985).
(3) Any transit of waste
through a non-OECD member country must be conducted in compliance with all
applicable international and national laws and regulations.
(c) Provisions relating to
re-export for recovery to a third country.
(1) Re-export of wastes subject to the
amber-list control system from the United States, as the importing country, to
a third country listed in section
11-262-58(a)(1) may occur only after a
notifier in the United States provides notification to and obtains consent of
the competent authorities in the third country, the original exporting country,
and new transit countries. The notification must comply with the notice and
consent procedures in section
11-262-83 for all concerned countries and the
original exporting country. The competent authorities of the original exporting
country as well as the competent authorities of all other concerned countries
have 30 days to object to the proposed movement.
(i) The 30-day period begins once the
competent authorities of both the initial exporting country and new importing
country issue Acknowledgements of Receipt of the notification.
(ii) The transfrontier movement may commence
if no objection has been lodged after the 30-day period has passed or
immediately after written consent is received from all relevant OECD importing
and transit countries.
(2) Re-export of waste subject to the
red-list control system from the original importing country to a third country
listed in section
11-262-58(a)(1) may occur only following notification of the
competent authorities of the third country, the original exporting country, and
new transit countries by a notifier in the original importing country in
accordance with section
11-262-83. The transfrontier movement may not proceed
until receipt by the original importing country of written consent from the
competent authorities of the third country, the original exporting country, and
new transit countries.
(3) In the
case of re-export of amber or red-list wastes to a country other than those in
section
11-262-58(a)(1), notification to and consent of the competent
authorities of the original OECD member country of export and any OECD member
countries of transit is required as specified in paragraphs (c)(1) and (c)(2)
in addition to compliance with all international agreements and arrangements to
which the first importing OECD member country is a party and all applicable
regulatory requirements for exports from the first importing country.