Haw. Code R. § 16-38-49 - Registration; eligibility requirements

(a) An applicant, if a natural person, shall have attained the age of eighteen years.
(b) An applicant shall be appointed by either a registered investment adviser who shall state that the registered investment adviser believes the information in the application is true and complete or by a federal covered adviser that has made a notice filing with the commissioner.
(c) An investment adviser representative may not be registered with more than one investment adviser or federal covered adviser at any time.

Notes

Haw. Code R. § 16-38-49
[Eff and comp 10/12/85; am and comp 4/14/03] (Auth: HRS § 485-2) (Imp: HRS § 485-14)

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