Haw. Code R. § 16-39-221 - Notice filing for transactions under the Securities Act, Regulation D, 17 CFR section 230506
For a federal covered security issued under the Securities Act, Regulation D, 17 CFR section 230.506, a notice filing shall be filed with the commissioner no later than fifteen calendar days after the first sale is made in this State. The notice filing shall consist of:
(1) One copy of the Form D currently updated,
and the appendix thereto;
(2) A
consent to service of process (Form U-2); and
(3) The filing fee set forth in section
16-39103.
Notes
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