Haw. Code R. § 16-39-424 - Post-effective requirements
(a) Every applicant
and registrant shall promptly file with the commissioner any and all amendments
necessary to keep the information previously reported on the applicant's or
registrant's Form U-4 current and accurate. If the Form U-4 being amended was
filed with the commissioner through the CRD, any amendment to the form may also
be filed through the CRD.
(b) Upon
the receipt of an amendment, the commissioner may request additional
information from the applicant or registrant to determine whether the
applicant's application should be denied or the registrant's registration
should be suspended or revoked.
Notes
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