Furnish the information regarding capital
stock of the applicant required to be disclosed in a registration statement
filed under the Securities Exchange Act of 1934. In particular, see Item 202 of
the "General Rules Regarding Disclosures: Regulations S-K - Standard
Instructions for Filing Forms under Securities Act of 1933 and the Securities
Exchange Act of 1934" (
), November, 1992 no subsequent dates
or editions). Unless the context otherwise requires the term "registrant" in
the regulation shall refer to the applicant.
b) An undertaking should be included in the
proxy statement that the applicant where practical will use its best efforts to
encourage and assist a professional market maker in establishing and
maintaining a market for the capital stock of the applicant.
1) Outline briefly the trading market that is
expected to exist for the capital stock following the conversion including the
estimated number of market makers and stockholders, and the anticipated success
of the applicant in listing the stock.
2) Any discussion of the listing of the
applicant's stock should include the basic requirements that must be met for
d) If the
rights evidenced by the capital stock will be materially limited or qualified
by the rights of savings account holders or borrowers, include the information
regarding the limitations or qualifications necessary to enable investors to
understand the rights evidenced by the capital stock.