Ill. Admin. Code tit. 14, § 135.352 - Required Amendments to Disclosure Filing
In addition to filing the most current disclosure document at the time of application for registration or renewal pursuant to Section 5-30 of the Act, or for an exemption by order pursuant to Section 135.100 of this Part, sellers shall be required to amend the filing with the following information:
a) the most recent annual report of financial
condition shall be due no later than the first day of the fourth month
following the date of the audited financials; and
b) material changes or amendments to the
information provided in the disclosure document shall be reported to the
Secretary of State no later than ten business days after the seller should
reasonably have known of the occurrence of such change or amendment.
Notes
Amended at 22 Ill. Reg. 9571, effective May 20, 1998
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.