Iowa Admin. Code r. 187-19.6 - Notice of significant events
A
(1) The licensee files for bankruptcy
protection.
(2) A prosecuting
authority files criminal charges against the licensee .
(3) Another state or jurisdiction institutes
license denial, cease and desist, suspension or revocation procedures, or other
formal or informal regulatory action against the licensee .
(4) The attorney general of Iowa, the Federal
Trade Commission, or the enforcer of the consumer protection laws of any other
jurisdiction initiates an action to enforce consumer protection laws against
the licensee .
(5) The Federal
National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal
Housing Administration, or Government National Mortgage Association suspends or
terminates the licensee 's status as an approved loan originator.
(6) The licensee ceases engaging in
activities requiring a license and wishes to surrender the licensee 's license.
Although the licensee has surrendered the licensee 's license, the
superintendent retains jurisdiction over the licensee 's activities during the
time the individual was licensed.
(7) A change is made in the licensee 's
name.
Notes
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