02-032 C.M.R. ch. 541, § 2 - Annual Renewal Fees

Annual renewal fees are hereby set by the Securities Administrator as follows:

1. Broker-dealer, $250;

2. Agent, $25;

3. Investment adviser, $200;

4. Federal covered investment adviser, $200;

5. Investment adviser representative, $25; and

6. Each branch office in this State, as defined in 32 M.R.S.A. §16410(1)(F), $30.

Notes

02-032 C.M.R. ch. 541, § 2