C.M.R. 02, 032, ch. 537 - EXEMPTION FOR OFFERS AND SALES TO ACCREDITED INVESTORS

  1. § 032-537-1 - Definitions
  2. § 032-537-2 - Exempt Transaction
  3. § 032-537-3 - Requirements of Exemption
  4. § 032-537-4 - Exemption from Agent Licensing
  5. § 032-537-5 - Location of Incorporated Matter

Summary: This chapter exempts from the registration requirements of 32 M.R.S.A. §16301 offers and sales of securities to accredited investors, as defined by the United States Securities and Exchange Commission, and exempts from the licensing requirements of 32 M.R.S.A. §16402(1) agents of the issuers offering the securities.

Notes

C.M.R. 02, 032, ch. 537
EFFECTIVE DATE:
May 29, 1998 - under 02-029, Bureau of Banking, Securities Division
NON-SUBSTANTIVE CORRECTIONS:
October 22, 2001 - to reflect move to new Office of Securities, 02-032, mandated by P.L. 2001 c.182
AMENDED:
December 31, 2005 - filing 2005-519

STATUTORY AUTHORITY: 32 M.R.S.A. §§16203 , 16402(2)(I) , and 16605

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