Mich. Admin. Code R. 14.37 - Notification to county prosecutor by adult protective services, law enforcement, and broker-dealers or investment advisers; method of contact
Rule 37. The notifications under the act to the county prosecutor's office must comply with all of the following:
(a) Be in writing.
(b) Be made using the forms referenced in
these rules.
(c) Be delivered to
the county prosecutor's office by email, fax, or by in-person delivery. If the
contact is made by email or by fax, the agency or broker-dealer or investment
adviser making the report shall request an acknowledgement of
receipt.
(d) When notification is
made to the county prosecutor's office by a law enforcement agency, reports
must be made by any law enforcement agency that receives a copy of a
notification of alleged covered financial exploitation by a broker-dealer or
investment adviser under the act.
(e) When notification is made to the county
prosecutor's office by the broker-dealer or investment adviser, a copy of the
notification may be, but is not required to be, sent by the broker-dealer or
investment adviser to the department of attorney general.
Notes
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